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S.B. 105 Enrolled
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JUDICIAL PERFORMANCE EVALUATION
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COMMISSION
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2008 GENERAL SESSION
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STATE OF UTAH
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Chief Sponsor: D. Chris Buttars
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House Sponsor:
Curtis Oda
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LONG TITLE
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General Description:
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This bill establishes a judicial performance evaluation program and creates a commission
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to administer the program.
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Highlighted Provisions:
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This bill:
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. eliminates a provision requiring the Judicial Council to evaluate judicial performance;
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. creates the Judicial Performance Evaluation Commission;
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. requires a judicial performance evaluation to be conducted for a judge who is subject
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to a retention election;
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. establishes the components of a judicial performance evaluation;
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. requires the commission to establish minimum performance standards as part of the
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judicial performance evaluation;
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. requires the commission to conduct a judicial performance evaluation survey;
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. establishes the manner of reporting and publishing judicial performance evaluations;
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. requires the commission to provide information concerning the evaluation to the
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lieutenant governor for inclusion in the voter information pamphlet; and
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. makes technical changes.
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Monies Appropriated in this Bill:
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None
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Other Special Clauses:
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This bill provides an effective date.
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Utah Code Sections Affected:
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AMENDS:
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20A-7-702, as last amended by Laws of Utah 2008, Chapter 3
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63-2-304, as last amended by Laws of Utah 2008, Chapter 3
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78A-2-104, as renumbered and amended by Laws of Utah 2008, Chapter 3
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ENACTS:
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78-63-101, Utah Code Annotated 1953
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78-63-102, Utah Code Annotated 1953
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78-63-201, Utah Code Annotated 1953
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78-63-202, Utah Code Annotated 1953
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78-63-203, Utah Code Annotated 1953
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78-63-204, Utah Code Annotated 1953
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78-63-205, Utah Code Annotated 1953
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78-63-206, Utah Code Annotated 1953
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Be it enacted by the Legislature of the state of Utah:
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Section 1.
Section
20A-7-702
is amended to read:
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20A-7-702. Voter information pamphlet -- Form -- Contents -- Distribution.
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(1) The lieutenant governor shall ensure that all information submitted for publication in
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the voter information pamphlet is:
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(a) printed and bound in a single pamphlet;
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(b) printed in clear readable type, no less than ten-point, except that the text of any
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measure may be set forth in eight-point type; and
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(c) printed on a quality and weight of paper that best serves the voters.
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(2) The voter information pamphlet shall contain the following items in this order:
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(a) a cover title page;
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(b) an introduction to the pamphlet by the lieutenant governor;
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(c) a table of contents;
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(d) a list of all candidates for constitutional offices;
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(e) a list of candidates for each legislative district;
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(f) a 100-word statement of qualifications for each candidate for the office of governor,
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lieutenant governor, attorney general, state auditor, or state treasurer, if submitted by the
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candidate to the lieutenant governor's office before July 15 at 5 p.m.;
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(g) information pertaining to all measures to be submitted to the voters, beginning a
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new page for each measure and containing, in the following order for each measure:
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(i) a copy of the number and ballot title of the measure;
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(ii) the final vote cast by the Legislature on the measure if it is a measure submitted by
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the Legislature or by referendum;
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(iii) the impartial analysis of the measure prepared by the Office of Legislative Research
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and General Counsel;
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(iv) the arguments in favor of the measure, the rebuttal to the arguments in favor of the
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measure, the arguments against the measure, and the rebuttal to the arguments against the
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measure, with the name and title of the authors at the end of each argument or rebuttal;
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(v) for each constitutional amendment, a complete copy of the text of the constitutional
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amendment, with all new language underlined, and all deleted language placed within brackets;
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and
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(vi) for each initiative qualified for the ballot, a copy of the measure as certified by the
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lieutenant governor and a copy of the fiscal impact estimate prepared according to Section
78
20A-7-202.5
;
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(h) a description provided by the Judicial [Council] Performance Evaluation
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Commission of the selection and retention process for judges, including, in the following order:
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(i) a description of the judicial selection process;
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(ii) a description of the judicial performance evaluation process;
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(iii) a description of the judicial retention election process;
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(iv) a list of the criteria [and minimum standards] of the judicial performance evaluation
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and the minimum performance standards;
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(v) the names of the judges standing for retention election; and
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(vi) for each judge:
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(A) a list of the counties in which the judge is subject to retention election;
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(B) a short biography of professional qualifications and a recent photograph;
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(C) for each standard of performance, a statement identifying whether or not the judge
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met the standard and, if not, the manner in which the judge failed to meet the standard;
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(D) a statement provided by the Utah Supreme Court identifying the cumulative number
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of informal reprimands, when consented to by the judge in accordance with Title 78A, Chapter
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11, Judicial Conduct Commission, formal reprimands, and all orders of censure and suspension
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issued by the Utah Supreme Court under Utah Constitution Article VIII, Section 13 during the
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judge's current term and the immediately preceding term, and a detailed summary of the
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supporting reasons for each violation of the Code of Judicial Conduct that the judge has
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received; [and]
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(E) a statement identifying whether or not the [judge was certified by the Judicial
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Council;] Judicial Performance Evaluation Commission recommends the judge be retained or
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declines to make a recommendation; and
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(F) any statement provided by a judge who is not recommended for retention by the
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Judicial Performance Evaluation Commission under Section
78-63-203
;
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(vii) [(A) except as provided in Subsection (2)(h)(vii)(B),] for each judge, in [graphic
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format, the responses for each attorney, jury, and other survey question used by the Judicial
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Council for certification of judges, displayed in 1% increments;] a bar graph, the average of
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responses to each survey category, displayed with an identification of the minimum acceptable
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score as set by Section
78-63-205
and the average score of all judges of the same court level;
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and
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[(B) notwithstanding Subsection (2)(h)(vii)(A), if the sample size for the survey for a
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particular judge is too small to provide statistically reliable information in 1% increments, the
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survey results for that judge shall be reported as being above or below 70% and a statement by
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the surveyor explaining why the survey is statistically unreliable shall also be included;]
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(viii) an Internet website address that contains the Judicial Performance Evaluation
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Commission's report on the judge's performance evaluation;
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(i) an explanation of ballot marking procedures prepared by the lieutenant governor,
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indicating the ballot marking procedure used by each county and explaining how to mark the
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ballot for each procedure;
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(j) voter registration information, including information on how to obtain an absentee
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ballot;
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(k) a list of all county clerks' offices and phone numbers; and
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(l) on the back cover page, a printed copy of the following statement signed by the
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lieutenant governor:
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"I, _______________ (print name), Lieutenant Governor of Utah, certify that the
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measures contained in this pamphlet will be submitted to the voters of Utah at the election to be
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held throughout the state on ____ (date of election), and that this pamphlet is complete and
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correct according to law. SEAL
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Witness my hand and the Great Seal of the State, at Salt Lake City, Utah this ____ day
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of ____ (month), ____ (year)
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(signed) ____________________________________
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Lieutenant Governor"
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(3) The lieutenant governor shall:
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(a) ensure that one copy of the voter information pamphlet is placed in one issue of
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every newspaper of general circulation in the state not more than 40 nor less than 15 days
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before the day fixed by law for the election;
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(b) ensure that a sufficient number of printed voter information pamphlets are available
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for distribution as required by this section;
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(c) provide voter information pamphlets to each county clerk for free distribution upon
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request and for placement at polling places; and
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(d) ensure that the distribution of the voter information pamphlets is completed 15 days
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before the election.
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Section 2.
Section
63-2-304
is amended to read:
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63-2-304. Protected records.
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The following records are protected if properly classified by a governmental entity:
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(1) trade secrets as defined in Section
13-24-2
if the person submitting the trade secret
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has provided the governmental entity with the information specified in Section
63-2-308
;
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(2) commercial information or nonindividual financial information obtained from a
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person if:
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(a) disclosure of the information could reasonably be expected to result in unfair
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competitive injury to the person submitting the information or would impair the ability of the
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governmental entity to obtain necessary information in the future;
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(b) the person submitting the information has a greater interest in prohibiting access
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than the public in obtaining access; and
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(c) the person submitting the information has provided the governmental entity with the
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information specified in Section
63-2-308
;
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(3) commercial or financial information acquired or prepared by a governmental entity
157
to the extent that disclosure would lead to financial speculations in currencies, securities, or
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commodities that will interfere with a planned transaction by the governmental entity or cause
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substantial financial injury to the governmental entity or state economy;
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(4) records the disclosure of which could cause commercial injury to, or confer a
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competitive advantage upon a potential or actual competitor of, a commercial project entity as
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defined in Subsection
11-13-103
(4);
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(5) test questions and answers to be used in future license, certification, registration,
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employment, or academic examinations;
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(6) records the disclosure of which would impair governmental procurement
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proceedings or give an unfair advantage to any person proposing to enter into a contract or
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agreement with a governmental entity, except that this Subsection (6) does not restrict the right
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of a person to see bids submitted to or by a governmental entity after bidding has closed;
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(7) records that would identify real property or the appraisal or estimated value of real
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or personal property, including intellectual property, under consideration for public acquisition
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before any rights to the property are acquired unless:
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(a) public interest in obtaining access to the information outweighs the governmental
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entity's need to acquire the property on the best terms possible;
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(b) the information has already been disclosed to persons not employed by or under a
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duty of confidentiality to the entity;
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(c) in the case of records that would identify property, potential sellers of the described
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property have already learned of the governmental entity's plans to acquire the property;
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(d) in the case of records that would identify the appraisal or estimated value of
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property, the potential sellers have already learned of the governmental entity's estimated value
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of the property; or
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(e) the property under consideration for public acquisition is a single family residence
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and the governmental entity seeking to acquire the property has initiated negotiations to acquire
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the property as required under Section
78B-6-505
;
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(8) records prepared in contemplation of sale, exchange, lease, rental, or other
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compensated transaction of real or personal property including intellectual property, which, if
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disclosed prior to completion of the transaction, would reveal the appraisal or estimated value
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of the subject property, unless:
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(a) the public interest in access outweighs the interests in restricting access, including
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the governmental entity's interest in maximizing the financial benefit of the transaction; or
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(b) when prepared by or on behalf of a governmental entity, appraisals or estimates of
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the value of the subject property have already been disclosed to persons not employed by or
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under a duty of confidentiality to the entity;
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(9) records created or maintained for civil, criminal, or administrative enforcement
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purposes or audit purposes, or for discipline, licensing, certification, or registration purposes, if
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release of the records:
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(a) reasonably could be expected to interfere with investigations undertaken for
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enforcement, discipline, licensing, certification, or registration purposes;
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(b) reasonably could be expected to interfere with audits, disciplinary, or enforcement
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proceedings;
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(c) would create a danger of depriving a person of a right to a fair trial or impartial
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hearing;
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(d) reasonably could be expected to disclose the identity of a source who is not
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generally known outside of government and, in the case of a record compiled in the course of an
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investigation, disclose information furnished by a source not generally known outside of
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government if disclosure would compromise the source; or
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(e) reasonably could be expected to disclose investigative or audit techniques,
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procedures, policies, or orders not generally known outside of government if disclosure would
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interfere with enforcement or audit efforts;
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(10) records the disclosure of which would jeopardize the life or safety of an individual;
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(11) records the disclosure of which would jeopardize the security of governmental
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property, governmental programs, or governmental recordkeeping systems from damage, theft,
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or other appropriation or use contrary to law or public policy;
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(12) records that, if disclosed, would jeopardize the security or safety of a correctional
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facility, or records relating to incarceration, treatment, probation, or parole, that would interfere
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with the control and supervision of an offender's incarceration, treatment, probation, or parole;
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(13) records that, if disclosed, would reveal recommendations made to the Board of
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Pardons and Parole by an employee of or contractor for the Department of Corrections, the
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Board of Pardons and Parole, or the Department of Human Services that are based on the
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employee's or contractor's supervision, diagnosis, or treatment of any person within the board's
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jurisdiction;
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(14) records and audit workpapers that identify audit, collection, and operational
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procedures and methods used by the State Tax Commission, if disclosure would interfere with
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audits or collections;
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(15) records of a governmental audit agency relating to an ongoing or planned audit
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until the final audit is released;
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(16) records prepared by or on behalf of a governmental entity solely in anticipation of
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litigation that are not available under the rules of discovery;
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(17) records disclosing an attorney's work product, including the mental impressions or
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legal theories of an attorney or other representative of a governmental entity concerning
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litigation;
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(18) records of communications between a governmental entity and an attorney
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representing, retained, or employed by the governmental entity if the communications would be
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privileged as provided in Section
78B-1-137
;
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(19) (a) (i) personal files of a state legislator, including personal correspondence to or
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from a member of the Legislature; and
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(ii) notwithstanding Subsection (19)(a)(i), correspondence that gives notice of
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legislative action or policy may not be classified as protected under this section; and
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(b) (i) an internal communication that is part of the deliberative process in connection
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with the preparation of legislation between:
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(A) members of a legislative body;
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(B) a member of a legislative body and a member of the legislative body's staff; or
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(C) members of a legislative body's staff; and
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(ii) notwithstanding Subsection (19)(b)(i), a communication that gives notice of
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legislative action or policy may not be classified as protected under this section;
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(20) (a) records in the custody or control of the Office of Legislative Research and
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General Counsel, that, if disclosed, would reveal a particular legislator's contemplated
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legislation or contemplated course of action before the legislator has elected to support the
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legislation or course of action, or made the legislation or course of action public; and
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(b) notwithstanding Subsection (20)(a), the form to request legislation submitted to the
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Office of Legislative Research and General Counsel is a public document unless a legislator asks
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that the records requesting the legislation be maintained as protected records until such time as
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the legislator elects to make the legislation or course of action public;
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(21) research requests from legislators to the Office of Legislative Research and
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General Counsel or the Office of the Legislative Fiscal Analyst and research findings prepared in
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response to these requests;
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(22) drafts, unless otherwise classified as public;
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(23) records concerning a governmental entity's strategy about collective bargaining or
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pending litigation;
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(24) records of investigations of loss occurrences and analyses of loss occurrences that
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may be covered by the Risk Management Fund, the Employers' Reinsurance Fund, the
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Uninsured Employers' Fund, or similar divisions in other governmental entities;
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(25) records, other than personnel evaluations, that contain a personal recommendation
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concerning an individual if disclosure would constitute a clearly unwarranted invasion of
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personal privacy, or disclosure is not in the public interest;
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(26) records that reveal the location of historic, prehistoric, paleontological, or
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biological resources that if known would jeopardize the security of those resources or of
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valuable historic, scientific, educational, or cultural information;
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(27) records of independent state agencies if the disclosure of the records would
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conflict with the fiduciary obligations of the agency;
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(28) records of an institution within the state system of higher education defined in
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Section
53B-1-102
regarding tenure evaluations, appointments, applications for admissions,
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retention decisions, and promotions, which could be properly discussed in a meeting closed in
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accordance with Title 52, Chapter 4, Open and Public Meetings Act, provided that records of
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the final decisions about tenure, appointments, retention, promotions, or those students
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admitted, may not be classified as protected under this section;
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(29) records of the governor's office, including budget recommendations, legislative
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proposals, and policy statements, that if disclosed would reveal the governor's contemplated
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policies or contemplated courses of action before the governor has implemented or rejected
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those policies or courses of action or made them public;
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(30) records of the Office of the Legislative Fiscal Analyst relating to budget analysis,
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revenue estimates, and fiscal notes of proposed legislation before issuance of the final
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recommendations in these areas;
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(31) records provided by the United States or by a government entity outside the state
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that are given to the governmental entity with a requirement that they be managed as protected
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records if the providing entity certifies that the record would not be subject to public disclosure
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if retained by it;
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(32) transcripts, minutes, or reports of the closed portion of a meeting of a public body
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except as provided in Section
52-4-206
;
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(33) records that would reveal the contents of settlement negotiations but not including
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final settlements or empirical data to the extent that they are not otherwise exempt from
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disclosure;
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(34) memoranda prepared by staff and used in the decision-making process by an
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administrative law judge, a member of the Board of Pardons and Parole, or a member of any
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other body charged by law with performing a quasi-judicial function;
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(35) records that would reveal negotiations regarding assistance or incentives offered
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by or requested from a governmental entity for the purpose of encouraging a person to expand
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or locate a business in Utah, but only if disclosure would result in actual economic harm to the
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person or place the governmental entity at a competitive disadvantage, but this section may not
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be used to restrict access to a record evidencing a final contract;
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(36) materials to which access must be limited for purposes of securing or maintaining
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the governmental entity's proprietary protection of intellectual property rights including patents,
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copyrights, and trade secrets;
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(37) the name of a donor or a prospective donor to a governmental entity, including an
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institution within the state system of higher education defined in Section
53B-1-102
, and other
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information concerning the donation that could reasonably be expected to reveal the identity of
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the donor, provided that:
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(a) the donor requests anonymity in writing;
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(b) any terms, conditions, restrictions, or privileges relating to the donation may not be
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classified protected by the governmental entity under this Subsection (37); and
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(c) except for an institution within the state system of higher education defined in
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Section
53B-1-102
, the governmental unit to which the donation is made is primarily engaged in
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educational, charitable, or artistic endeavors, and has no regulatory or legislative authority over
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the donor, a member of the donor's immediate family, or any entity owned or controlled by the
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donor or the donor's immediate family;
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(38) accident reports, except as provided in Sections
41-6a-404
,
41-12a-202
, and
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73-18-13
;
317
(39) a notification of workers' compensation insurance coverage described in Section
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34A-2-205
;
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(40) (a) the following records of an institution within the state system of higher
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education defined in Section
53B-1-102
, which have been developed, discovered, disclosed to,
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or received by or on behalf of faculty, staff, employees, or students of the institution:
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(i) unpublished lecture notes;
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(ii) unpublished notes, data, and information:
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(A) relating to research; and
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(B) of:
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(I) the institution within the state system of higher education defined in Section
327
53B-1-102
; or
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(II) a sponsor of sponsored research;
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(iii) unpublished manuscripts;
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(iv) creative works in process;
331
(v) scholarly correspondence; and
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(vi) confidential information contained in research proposals;
333
(b) Subsection (40)(a) may not be construed to prohibit disclosure of public information
334
required pursuant to Subsection
53B-16-302
(2)(a) or (b); and
335
(c) Subsection (40)(a) may not be construed to affect the ownership of a record;
336
(41) (a) records in the custody or control of the Office of Legislative Auditor General
337
that would reveal the name of a particular legislator who requests a legislative audit prior to the
338
date that audit is completed and made public; and
339
(b) notwithstanding Subsection (41)(a), a request for a legislative audit submitted to the
340
Office of the Legislative Auditor General is a public document unless the legislator asks that the
341
records in the custody or control of the Office of Legislative Auditor General that would reveal
342
the name of a particular legislator who requests a legislative audit be maintained as protected
343
records until the audit is completed and made public;
344
(42) records that provide detail as to the location of an explosive, including a map or
345
other document that indicates the location of:
346
(a) a production facility; or
347
(b) a magazine;
348
(43) information contained in the database described in Section
62A-3-311.1
;
349
(44) information contained in the Management Information System and Licensing
350
Information System described in Title 62A, Chapter 4a, Child and Family Services;
351
(45) information regarding National Guard operations or activities in support of the
352
National Guard's federal mission;
353
(46) records provided by any pawn or secondhand business to a law enforcement
354
agency or to the central database in compliance with Title 13, Chapter 32a, Pawnshop and
355
Secondhand Merchandise Transaction Information Act;
356
(47) information regarding food security, risk, and vulnerability assessments performed
357
by the Department of Agriculture and Food;
358
(48) except to the extent that the record is exempt from this chapter pursuant to
359
Section
63-2-106
, records related to an emergency plan or program prepared or maintained by
360
the Division of Homeland Security the disclosure of which would jeopardize:
361
(a) the safety of the general public; or
362
(b) the security of:
363
(i) governmental property;
364
(ii) governmental programs; or
365
(iii) the property of a private person who provides the Division of Homeland Security
366
information;
367
(49) records of the Department of Agriculture and Food relating to the National Animal
368
Identification System or any other program that provides for the identification, tracing, or
369
control of livestock diseases, including any program established under Title 4, Chapter 24, Utah
370
Livestock Brand and Anti-theft Act or Title 4, Chapter 31, Livestock Inspection and
371
Quarantine;
372
(50) as provided in Section
26-39-109
:
373
(a) information or records held by the Department of Health related to a complaint
374
regarding a child care program or residential child care which the department is unable to
375
substantiate; and
376
(b) information or records related to a complaint received by the Department of Health
377
from an anonymous complainant regarding a child care program or residential child care; and
378
(51) unless otherwise classified as public under Section
63-2-301
and except as
379
provided under Section
41-1a-116
, an individual's home address, home telephone number, or
380
personal mobile phone number, if:
381
(a) the individual is required to provide the information in order to comply with a law,
382
ordinance, rule, or order of a government entity; and
383
(b) the subject of the record has a reasonable expectation that this information will be
384
kept confidential due to:
385
(i) the nature of the law, ordinance, rule, or order; and
386
(ii) the individual complying with the law, ordinance, rule, or order.
387
(52) information collected and a report prepared by the Judicial Performance Evaluation
388
Commission concerning a judge, unless Section
20A-7-702
or Title 78, Chapter 63, Judicial
389
Performance Evaluation Commission Act, requires disclosure of, or makes public, the
390
information or report.
391
Section 3.
Section
78-63-101
is enacted to read:
392
CHAPTER 63. JUDICIAL PERFORMANCE EVALUATION COMMISSION ACT
393
Part 1. General Provisions
394
78-63-101. Title.
395
This chapter is known as the "Judicial Performance Evaluation Commission Act."
396
Section 4.
Section
78-63-102
is enacted to read:
397
78-63-102. Definitions.
398
As used in this chapter:
399
(1) "Commission" means the Judicial Performance Evaluation Commission established
400
by this chapter.
401
(2) "Judge" means a judge or justice who is subject to a retention election.
402
(3) "Justice" means a judge who is a member of the Supreme Court.
403
Section 5.
Section
78-63-201
is enacted to read:
404
Part 2. Judicial Performance Evaluation
405
78-63-201. Judicial Performance Evaluation Commission -- Creation --
406
Membership -- Salary -- Staff.
407
(1) There is created an independent commission called the Judicial Performance
408
Evaluation Commission consisting of 13 members, as follows:
409
(a) two members appointed by the president of the Senate, only one of whom may be a
410
member of the Utah State Bar;
411
(b) two members appointed by the speaker of the House of Representatives, only one of
412
whom may be a member of the Utah State Bar;
413
(c) four members appointed by the members of the Supreme Court, at least one of
414
whom, but not more than two of whom, may be a member of the Utah State Bar;
415
(d) four members appointed by the governor, at least one of whom, but not more than
416
two of whom, may be a member of the Utah State Bar; and
417
(e) the executive director of the Commission on Criminal and Juvenile Justice.
418
(2) (a) The president of the Senate and the speaker of the House of Representatives
419
shall confer when appointing members under Subsections (1)(a) and (b) to ensure that there is at
420
least one member from among their four appointees who is a member of the Utah State Bar.
421
(b) Each of the appointing authorities may appoint no more than half of the appointing
422
authority's members from the same political party.
423
(c) A sitting legislator or a sitting judge may not serve as a commission member.
424
(3) (a) A member appointed under Subsection (1) shall be appointed for a four-year
425
term.
426
(b) A member may serve no more than three consecutive terms.
427
(4) At the time of appointment, the terms of commission members shall be staggered so
428
that approximately half of commission members' terms expire every two years.
429
(5) When a vacancy occurs in the membership for any reason, the replacement shall be
430
appointed for the unexpired term.
431
(6) (a) Eight members of the commission constitute a quorum.
432
(b) The action of a majority of the quorum constitutes the action of the commission.
433
(c) If a vote on the question of whether to recommend a judge be retained or not be
434
retained ends in a tie, the commission may make no recommendation concerning the judge's
435
retention.
436
Section 6.
Section
78-63-202
is enacted to read:
437
78-63-202. Salary and expenses -- Staff.
438
(1) (a) (i) A member who is not a government employee receives no compensation or
439
benefits for the member's service, but may receive per diem and expenses incurred in the
440
performance of the member's official duties at the rates established by the Division of Finance
441
under Sections
63A-3-106
and
63A-3-107
.
442
(ii) A member may decline to receive per diem and expenses for the member's service.
443
(b) (i) A state government officer or employee member who does not receive salary, per
444
diem, or expenses from the member's agency for the member's service may receive per diem and
445
expenses incurred in the performance of their official duties from the commission at the rates
446
established by the Division of Finance under Sections
63A-3-106
and
63A-3-107
.
447
(ii) A state government officer or employee member may decline to receive per diem
448
and expenses for the member's service.
449
(2) The commission shall elect a chair from among its members.
450
(3) The commission shall employ an executive director and may employ additional staff
451
as necessary within budgetary constraints.
452
(4) The commission shall be located in the Commission on Criminal and Juvenile
453
Justice.
454
Section 7.
Section
78-63-203
is enacted to read:
455
78-63-203. Judicial performance evaluations.
456
(1) Beginning with the 2012 judicial retention elections, the commission shall prepare a
457
performance evaluation for:
458
(a) each judge in the third and fifth year of the judge's term if the judge is not a justice
459
of the Supreme Court; and
460
(b) each justice of the Supreme Court in the third, sixth, and ninth year of the justice's
461
term.
462
(2) Except as provided in Subsection (3), the performance evaluation for a judge under
463
Subsection (1) shall consider only:
464
(a) the results of the judge's most recent judicial performance survey that is conducted
465
by a third party in accordance with Section
78-63-204
;
466
(b) information concerning the judge's compliance with minimum performance
467
standards established in accordance with Section
78-63-205
;
468
(c) courtroom observation;
469
(d) the judge's judicial disciplinary record, if any;
470
(e) public comment solicited by the commission;
471
(f) information from an earlier judicial performance evaluation concerning the judge;
472
and
473
(g) any other factor that the commission:
474
(i) considers relevant to evaluating the judge's performance for the purpose of a
475
retention election; and
476
(ii) establishes by rule.
477
(3) The commission shall make rules concerning the conduct of courtroom observation
478
under Subsection (2), which shall include the following:
479
(a) an indication of who may perform the courtroom observation;
480
(b) a determination of whether the courtroom observation shall be made in person or
481
may be made by electronic means; and
482
(c) a list of principles and standards used to evaluate the behavior observed.
483
(4) (a) As part of the evaluation conducted under this section, the commission shall
484
determine whether to recommend that the voters retain the judge.
485
(b) (i) If a judge meets the minimum performance standards established in accordance
486
with Section
78-63-205
there is a rebuttable presumption that the commission will recommend
487
the voters retain the judge.
488
(ii) If a judge fails to meet the minimum performance standards established in
489
accordance with Section
78-63-205
there is a rebuttable presumption that the commission will
490
recommend the voters not retain the judge.
491
(c) The commission may elect to make no recommendation on whether the voters
492
should retain a judge if the commission determines that the information concerning the judge is
493
insufficient to make a recommendation.
494
(d) (i) If the commission deviates from a presumption for or against recommending the
495
voters retain a judge or elects to make no recommendation on whether the voters should retain
496
a judge, the commission shall provide a detailed explanation of the reason for that deviation or
497
election in the commission's report under Section
78-63-206
.
498
(ii) If the commission makes no recommendation because of a tie vote, the commission
499
shall note that fact in the commission's report.
500
(5) (a) Before considering the judicial performance evaluation of any judge, the
501
commission shall notify the judge of the date and time of any commission meeting during which
502
the judge's judicial performance evaluation will be considered.
503
(b) The commission shall allow a judge who is the subject of a judicial performance
504
evaluation to appear and speak at any commission meeting, except a closed meeting, during
505
which the judge's judicial performance evaluation is considered.
506
(c) The commission may meet in a closed meeting to discuss a judge's judicial
507
performance evaluation by complying with Title 52, Chapter 4, Open and Public Meetings Act.
508
(6) The commission may make rules in accordance with Title 63, Chapter 46a, Utah
509
Administrative Rulemaking Act, as necessary to administer the evaluation required by this
510
section.
511
Section 8.
Section
78-63-204
is enacted to read:
512
78-63-204. Judicial performance survey.
513
(1) The judicial performance survey required by Section
78-63-203
concerning a judge
514
who is subject to a retention election shall be conducted on an ongoing basis during the judge's
515
term in office by a third party under contract to the commission.
516
(2) The judicial performance survey shall include as respondents a sample of each of the
517
following groups as applicable:
518
(a) attorneys who have appeared before the judge as counsel;
519
(b) jurors who have served in a case before the judge;
520
(c) litigants whose cases have been considered by the judge;
521
(d) witnesses who have testified in cases considered by the judge; and
522
(e) court staff who have worked with the judge.
523
(3) The commission may include an additional classification of respondents if the
524
commission:
525
(a) considers a survey of that classification of respondents helpful to voters in
526
determining whether to vote to retain a judge; and
527
(b) establishes the additional classification of respondents by rule.
528
(4) All survey responses are anonymous, including comments included with a survey
529
response.
530
(5) If the commission provides any information to a judge or the Judicial Council, the
531
information shall be provided in such a way as to protect the confidentiality of a survey
532
respondent.
533
(6) A survey shall be provided to a potential survey respondent within 30 days of the
534
day on which the case in which the person appears in the judge's court is closed, exclusive of
535
any appeal, except for court staff, who may be surveyed at any time during the survey period.
536
(7) Survey topics shall include questions concerning a judge's:
537
(a) legal ability, including the following:
538
(i) demonstration of understanding of the substantive law and any relevant rules of
539
procedure and evidence;
540
(ii) attentiveness to factual and legal issues before the court;
541
(iii) adherence to precedent and ability to clearly explain departures from precedent; and
542
(iv) grasp of the practical impact on the parties of the judge's rulings, including the
543
effect of delay and increased litigation expense;
544
(b) integrity, including the following:
545
(i) avoidance of impropriety or the appearance of impropriety; and
546
(ii) display of fairness and impartiality toward all parties;
547
(c) communication skills, including clearly articulating the basis for written rulings;
548
(d) judicial temperament, including the following:
549
(i) demonstration of courtesy toward attorneys, court staff, and others in the judge's
550
court;
551
(ii) maintenance of decorum in the courtroom; and
552
(iii) preparedness for oral argument; and
553
(e) administrative performance, including the following:
554
(i) management of workload;
555
(ii) sharing proportionally the workload within the court or district; and
556
(iii) issuance of opinions and orders without unnecessary delay.
557
(8) (a) If the commission determines that a certain survey question or topic is not
558
appropriate for a category of respondents, the commission may omit that question or topic from
559
the survey provided to that category of respondents.
560
(b) Litigants and witnesses may be surveyed only about judicial temperament.
561
(c) The commission shall, by rule, determine appropriate litigants and witnesses to be
562
surveyed.
563
(9) The survey shall allow respondents to indicate responses in a manner determined by
564
the commission, which shall be:
565
(a) on a numerical scale from one to five, with one representing inadequate performance
566
and five representing outstanding performance; or
567
(b) in the affirmative or negative, with an option to indicate the respondent's inability to
568
respond in the affirmative or negative.
569
(10) The commission shall compile and make available to each judge that judge's survey
570
results with each of the judge's judicial performance evaluations.
571
(11) The commission may make rules in accordance with Title 63, Chapter 46a, Utah
572
Administrative Rulemaking Act, as necessary to administer the judicial performance survey.
573
Section 9.
Section
78-63-205
is enacted to read:
574
78-63-205. Minimum performance standards.
575
(1) The commission shall establish a minimum performance standard requiring that:
576
(a) the judge have no more than one formal disciplinary action taken against the judge
577
by the Judicial Conduct Commission or the Utah Supreme Court during the judge's current
578
term; and
579
(b) the judge receive a minimum score on the judicial performance survey as follows:
580
(i) an average score of at least a 3.0 on at least 80% of the questions, excluding litigant
581
and witness respondents, for questions scored on the numerical scale; and
582
(ii) if the commission includes a question on the survey that does not use the numerical
583
scale, the commission shall establish the minimum performance standard for all questions,
584
excluding any question to litigant and witness respondents, that do not use the numerical scale
585
to be substantially equivalent to the standard required under Subsection (1)(b)(i).
586
(2) The commission may establish an additional minimum performance standard if the
587
commission by at least two-thirds vote:
588
(a) determines that satisfaction of the standard is necessary to the satisfactory
589
performance of the judge; and
590
(b) adopts the standard.
591
(3) The commission may make rules in accordance with Title 63, Chapter 46a, Utah
592
Administrative Rulemaking Act, to establish a minimum performance standard.
593
Section 10.
Section
78-63-206
is enacted to read:
594
78-63-206. Publication of the judicial performance evaluation.
595
(1) (a) The commission shall compile a report of its judicial performance evaluation of a
596
judge.
597
(b) The report of a judicial performance evaluation nearest the judge's next scheduled
598
retention election shall be provided to the judge at least 45 days before the last day on which the
599
judge may file a declaration of the judge's candidacy in the retention election.
600
(c) A report prepared in accordance with Subsection (1)(b) and information obtained in
601
connection with the evaluation become a public record under Title 63, Chapter 2, Government
602
Records Access and Management Act, on the day following the last day on which the judge
603
who is the subject of the report may file a declaration of the judge's candidacy in the judge's
604
scheduled retention election if the judge declares the judge's candidacy for the retention
605
election.
606
(d) A report that is not public under Subsection (1)(c) is a protected record under Title
607
63, Chapter 2, Government Records Access and Management Act.
608
(2) A judge who is the subject of a report under this section, within 15 days of receiving
609
a copy of the commission's report under Subsection (1)(b), may:
610
(a) provide a written response to the report; and
611
(b) request an interview with the commission for the purpose of addressing the report.
612
(3) (a) After receiving a response from a judge in any form allowed by Subsection (2),
613
the commission may meet and reconsider its decision to recommend the judge not be retained.
614
(b) If the commission does not change its decision to recommend the judge not be
615
retained, the judge may provide a written statement, not to exceed 100 words, that shall be
616
included in the commission's report.
617
(4) The report of a judicial performance evaluation shall include:
618
(a) the results of the judicial performance survey, in both raw and summary form;
619
(b) information concerning the judge's compliance with the minimum performance
620
standards;
621
(c) information concerning any formal or informal discipline against a judge that is not
622
subject to restrictions on disclosure under Title 78A, Chapter 11, Judicial Conduct Commission;
623
(d) a narrative concerning the judge's performance;
624
(e) the commission's recommendation concerning whether the judge should be retained,
625
or the statement required of the commission if it declines to make a recommendation;
626
(f) the number of votes for and against the commission's recommendation; and
627
(g) any other information the commission considers appropriate to include in the report.
628
(5) (a) The commission may not include in its report specific information concerning an
629
earlier judicial performance evaluation.
630
(b) The commission may refer to information from an earlier judicial performance
631
evaluation concerning the judge in the commission's report only if the reference is in general
632
terms.
633
(6) The report of the commission's judicial performance evaluation shall be made
634
publicly available on an Internet website.
635
(7) The commission may make the report of the judicial performance evaluation
636
immediately preceding the judge's retention election publicly available through other means
637
within budgetary constraints.
638
(8) The commission shall provide a summary of the judicial performance evaluation for
639
each judge to the lieutenant governor for publication in the voter information pamphlet in the
640
manner required by Title 20A, Chapter 7, Issues Submitted to the Voters.
641
(9) The commission may also provide any information collected during the course of a
642
judge's judicial performance evaluation immediately preceding the judge's retention election to
643
the public to the extent that information is not otherwise subject to restrictions on disclosure.
644
(10) The commission shall provide the Judicial Council with:
645
(a) the judicial performance survey results for each judge; and
646
(b) a copy of the report of each judicial performance evaluation.
647
(11) The Judicial Council shall provide information obtained concerning a judge under
648
Subsection (10) to the subject judge's presiding judge, if any.
649
Section 11.
Section
78A-2-104
is amended to read:
650
78A-2-104. Judicial Council -- Creation -- Members -- Terms and election --
651
Responsibilities -- Reports.
652
(1) The Judicial Council, established by Article VIII, Section 12, Utah Constitution,
653
shall be composed of:
654
(a) the chief justice of the Supreme Court;
655
(b) one member elected by the justices of the Supreme Court;
656
(c) one member elected by the judges of the Court of Appeals;
657
(d) five members elected by the judges of the district courts;
658
(e) two members elected by the judges of the juvenile courts;
659
(f) three members elected by the justice court judges; and
660
(g) a member or ex officio member of the Board of Commissioners of the Utah State
661
Bar who is an active member of the Bar in good standing at the time of election by the Board of
662
Commissioners.
663
(2) The Judicial Council shall have a seal.
664
(3) (a) The chief justice of the Supreme Court shall act as presiding officer of the
665
council and chief administrative officer for the courts. The chief justice shall vote only in the
666
case of a tie.
667
(b) All members of the council shall serve for three-year terms.
668
(i) If a council member should die, resign, retire, or otherwise fail to complete a term of
669
office, the appropriate constituent group shall elect a member to complete the term of office.
670
(ii) In courts having more than one member, the members shall be elected to staggered
671
terms.
672
(iii) The person elected by the Board of Commissioners may complete a three-year term
673
of office on the Judicial Council even though the person ceases to be a member or ex officio
674
member of the Board of Commissioners. The person shall be an active member of the Bar in
675
good standing for the entire term of the Judicial Council.
676
(c) Elections shall be held under rules made by the Judicial Council.
677
(4) The council is responsible for the development of uniform administrative policy for
678
the courts throughout the state. The presiding officer of the Judicial Council is responsible for
679
the implementation of the policies developed by the council and for the general management of
680
the courts, with the aid of the administrator. The council has authority and responsibility to:
681
(a) establish and assure compliance with policies for the operation of the courts,
682
including uniform rules and forms; and
683
(b) publish and submit to the governor, the chief justice of the Supreme Court, and the
684
Legislature an annual report of the operations of the courts, which shall include financial and
685
statistical data and may include suggestions and recommendations for legislation.
686
[(5) (a) The Judicial Council shall make rules establishing:]
687
[(i) standards for judicial competence; and]
688
[(ii) a formal program for the evaluation of judicial performance containing the elements
689
of and meeting the requirements of this Subsection (5).]
690
[(b) The Judicial Council shall ensure that the formal judicial performance evaluation
691
program has improvement in the performance of individual judges, court commissioners, and
692
the judiciary as its goal.]
693
[(c) The Judicial Council shall ensure that the formal judicial performance evaluation
694
program includes at least all of the following elements:]
695
[(i) a requirement that judges complete a certain number of hours of approved judicial
696
education each year;]
697
[(ii) a requirement that each judge certify that he is:]
698
[(A) physically and mentally competent to serve; and]
699
[(B) in compliance with the Codes of Judicial Conduct and Judicial Administration;
700
and]
701
[(iii) a requirement that the judge receive a satisfactory score on questions identified by
702
the Judicial Council as relating to judicial certification on a survey of members of the Bar
703
developed by the Judicial Council in conjunction with the American Bar Association.]
704
[(d) The Judicial Council shall ensure that the formal judicial performance evaluation
705
program considers at least the following criteria:]
706
[(i) integrity;]
707
[(ii) knowledge;]
708
[(iii) understanding of the law;]
709
[(iv) ability to communicate;]
710
[(v) punctuality;]
711
[(vi) preparation;]
712
[(vii) attentiveness;]
713
[(viii) dignity;]
714
[(ix) control over proceedings; and]
715
[(x) skills as a manager.]
716
[(e) (i) The Judicial Council shall provide the judicial performance evaluation
717
information and the disciplinary data required by Subsection
20A-7-702
(2) to the Lieutenant
718
Governor for publication in the voter information pamphlet.]
719
[(ii) Not later than August 1 of the year before the expiration of the term of office of a
720
justice court judge, the Judicial Council shall provide the judicial performance evaluation
721
information required by Subsection
20A-7-702
(2) to the appointing authority of a justice court
722
judge.]
723
[(6)] (5) The council shall establish standards for the operation of the courts of the state
724
including, but not limited to, facilities, court security, support services, and staff levels for
725
judicial and support personnel.
726
[(7)] (6) The council shall by rule establish the time and manner for destroying court
727
records, including computer records, and shall establish retention periods for these records.
728
[(8)] (7) (a) Consistent with the requirements of judicial office and security policies, the
729
council shall establish procedures to govern the assignment of state vehicles to public officers of
730
the judicial branch.
731
(b) The vehicles shall be marked in a manner consistent with Section
41-1a-407
and
732
may be assigned for unlimited use, within the state only.
733
[(9)] (8) (a) The council shall advise judicial officers and employees concerning ethical
734
issues and shall establish procedures for issuing informal and formal advisory opinions on these
735
issues.
736
(b) Compliance with an informal opinion is evidence of good faith compliance with the
737
Code of Judicial Conduct.
738
(c) A formal opinion constitutes a binding interpretation of the Code of Judicial
739
Conduct.
740
[(10)] (9) (a) The council shall establish written procedures authorizing the presiding
741
officer of the council to appoint judges of courts of record by special or general assignment to
742
serve temporarily in another level of court in a specific court or generally within that level. The
743
appointment shall be for a specific period and shall be reported to the council.
744
(b) These procedures shall be developed in accordance with Subsection
78A-2-107
(10)
745
regarding temporary appointment of judges.
746
[(11)] (10) The Judicial Council may by rule designate municipalities in addition to
747
those designated by statute as a location of a trial court of record. There shall be at least one
748
court clerk's office open during regular court hours in each county. Any trial court of record
749
may hold court in any municipality designated as a location of a court of record. Designations
750
by the Judicial Council may not be made between July 1, 1997, and July 1, 1998.
751
[(12)] (11) The Judicial Council shall by rule determine whether the administration of a
752
court shall be the obligation of the administrative office of the courts or whether the
753
administrative office of the courts should contract with local government for court support
754
services.
755
[(13)] (12) The Judicial Council may by rule direct that a district court location be
756
administered from another court location within the county.
757
[(14)] (13) The Judicial Council shall establish and supervise the Office of Guardian Ad
758
Litem Director, in accordance with Title 78A, Chapter 6, Part 9, Guardian Ad Litem, and assure
759
compliance of the guardian ad litem program with state and federal law, regulation, policy, and
760
court rules.
761
[(15)] (14) The Judicial Council shall establish and maintain, in cooperation with the
762
Office of Recovery Services within the Department of Human Services, the part of the state
763
case registry that contains records of each support order established or modified in the state on
764
or after October 1, 1998, as is necessary to comply with the Social Security Act, 42 U.S.C. Sec.
765
654a.
766
Section 12. Effective date.
767
This bill takes effect on May 5, 2008, except that the amendments to Section
20A-7-702
768
and Section
78A-2-104
take effect on January 1, 2012.
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