H.B. 227

             1     

REQUEST FOR LEGISLATION AMENDMENTS

             2     
2014 GENERAL SESSION

             3     
STATE OF UTAH

             4     
Chief Sponsor: Kraig Powell

             5     
Senate Sponsor: ____________

             6     
             7      LONG TITLE
             8      General Description:
             9          This bill modifies a provision relating to the status of information on a request for
             10      legislation form.
             11      Highlighted Provisions:
             12          This bill:
             13          .    provides that information on a request for legislation form that identifies the name
             14      of the legislator submitting the form, the date the form is submitted, and the short
             15      title assigned to the requested legislation is public information, even if the legislator
             16      requests that the form otherwise remain protected; and
             17          .    makes technical changes.
             18      Money Appropriated in this Bill:
             19          None
             20      Other Special Clauses:
             21          None
             22      Utah Code Sections Affected:
             23      AMENDS:
             24           63G-2-305 , as last amended by Laws of Utah 2013, Chapters 12, 445, and 447
             25     
             26      Be it enacted by the Legislature of the state of Utah:
             27          Section 1. Section 63G-2-305 is amended to read:


             28           63G-2-305. Protected records.
             29          The following records are protected if properly classified by a governmental entity:
             30          (1) trade secrets as defined in Section 13-24-2 if the person submitting the trade secret
             31      has provided the governmental entity with the information specified in Section 63G-2-309 ;
             32          (2) commercial information or nonindividual financial information obtained from a
             33      person if:
             34          (a) disclosure of the information could reasonably be expected to result in unfair
             35      competitive injury to the person submitting the information or would impair the ability of the
             36      governmental entity to obtain necessary information in the future;
             37          (b) the person submitting the information has a greater interest in prohibiting access
             38      than the public in obtaining access; and
             39          (c) the person submitting the information has provided the governmental entity with
             40      the information specified in Section 63G-2-309 ;
             41          (3) commercial or financial information acquired or prepared by a governmental entity
             42      to the extent that disclosure would lead to financial speculations in currencies, securities, or
             43      commodities that will interfere with a planned transaction by the governmental entity or cause
             44      substantial financial injury to the governmental entity or state economy;
             45          (4) records, the disclosure of which could cause commercial injury to, or confer a
             46      competitive advantage upon a potential or actual competitor of, a commercial project entity as
             47      defined in Subsection 11-13-103 (4);
             48          (5) test questions and answers to be used in future license, certification, registration,
             49      employment, or academic examinations;
             50          (6) records, the disclosure of which would impair governmental procurement
             51      proceedings or give an unfair advantage to any person proposing to enter into a contract or
             52      agreement with a governmental entity, except, subject to Subsections (1) and (2), that this
             53      Subsection (6) does not restrict the right of a person to have access to, after the contract or
             54      grant has been awarded and signed by all parties, a bid, proposal, application, or other
             55      information submitted to or by a governmental entity in response to:
             56          (a) an invitation for bids;
             57          (b) a request for proposals;
             58          (c) a request for quotes;


             59          (d) a grant; or
             60          (e) other similar document;
             61          (7) information submitted to or by a governmental entity in response to a request for
             62      information, except, subject to Subsections (1) and (2), that this Subsection (7) does not restrict
             63      the right of a person to have access to the information, after:
             64          (a) a contract directly relating to the subject of the request for information has been
             65      awarded and signed by all parties; or
             66          (b) (i) a final determination is made not to enter into a contract that relates to the
             67      subject of the request for information; and
             68          (ii) at least two years have passed after the day on which the request for information is
             69      issued;
             70          (8) records that would identify real property or the appraisal or estimated value of real
             71      or personal property, including intellectual property, under consideration for public acquisition
             72      before any rights to the property are acquired unless:
             73          (a) public interest in obtaining access to the information is greater than or equal to the
             74      governmental entity's need to acquire the property on the best terms possible;
             75          (b) the information has already been disclosed to persons not employed by or under a
             76      duty of confidentiality to the entity;
             77          (c) in the case of records that would identify property, potential sellers of the described
             78      property have already learned of the governmental entity's plans to acquire the property;
             79          (d) in the case of records that would identify the appraisal or estimated value of
             80      property, the potential sellers have already learned of the governmental entity's estimated value
             81      of the property; or
             82          (e) the property under consideration for public acquisition is a single family residence
             83      and the governmental entity seeking to acquire the property has initiated negotiations to acquire
             84      the property as required under Section 78B-6-505 ;
             85          (9) records prepared in contemplation of sale, exchange, lease, rental, or other
             86      compensated transaction of real or personal property including intellectual property, which, if
             87      disclosed prior to completion of the transaction, would reveal the appraisal or estimated value
             88      of the subject property, unless:
             89          (a) the public interest in access is greater than or equal to the interests in restricting


             90      access, including the governmental entity's interest in maximizing the financial benefit of the
             91      transaction; or
             92          (b) when prepared by or on behalf of a governmental entity, appraisals or estimates of
             93      the value of the subject property have already been disclosed to persons not employed by or
             94      under a duty of confidentiality to the entity;
             95          (10) records created or maintained for civil, criminal, or administrative enforcement
             96      purposes or audit purposes, or for discipline, licensing, certification, or registration purposes, if
             97      release of the records:
             98          (a) reasonably could be expected to interfere with investigations undertaken for
             99      enforcement, discipline, licensing, certification, or registration purposes;
             100          (b) reasonably could be expected to interfere with audits, disciplinary, or enforcement
             101      proceedings;
             102          (c) would create a danger of depriving a person of a right to a fair trial or impartial
             103      hearing;
             104          (d) reasonably could be expected to disclose the identity of a source who is not
             105      generally known outside of government and, in the case of a record compiled in the course of
             106      an investigation, disclose information furnished by a source not generally known outside of
             107      government if disclosure would compromise the source; or
             108          (e) reasonably could be expected to disclose investigative or audit techniques,
             109      procedures, policies, or orders not generally known outside of government if disclosure would
             110      interfere with enforcement or audit efforts;
             111          (11) records the disclosure of which would jeopardize the life or safety of an
             112      individual;
             113          (12) records the disclosure of which would jeopardize the security of governmental
             114      property, governmental programs, or governmental recordkeeping systems from damage, theft,
             115      or other appropriation or use contrary to law or public policy;
             116          (13) records that, if disclosed, would jeopardize the security or safety of a correctional
             117      facility, or records relating to incarceration, treatment, probation, or parole, that would interfere
             118      with the control and supervision of an offender's incarceration, treatment, probation, or parole;
             119          (14) records that, if disclosed, would reveal recommendations made to the Board of
             120      Pardons and Parole by an employee of or contractor for the Department of Corrections, the


             121      Board of Pardons and Parole, or the Department of Human Services that are based on the
             122      employee's or contractor's supervision, diagnosis, or treatment of any person within the board's
             123      jurisdiction;
             124          (15) records and audit workpapers that identify audit, collection, and operational
             125      procedures and methods used by the State Tax Commission, if disclosure would interfere with
             126      audits or collections;
             127          (16) records of a governmental audit agency relating to an ongoing or planned audit
             128      until the final audit is released;
             129          (17) records that are subject to the attorney client privilege;
             130          (18) records prepared for or by an attorney, consultant, surety, indemnitor, insurer,
             131      employee, or agent of a governmental entity for, or in anticipation of, litigation or a judicial,
             132      quasi-judicial, or administrative proceeding;
             133          (19) (a) (i) personal files of a state legislator, including personal correspondence to or
             134      from a member of the Legislature; and
             135          (ii) notwithstanding Subsection (19)(a)(i), correspondence that gives notice of
             136      legislative action or policy may not be classified as protected under this section; and
             137          (b) (i) an internal communication that is part of the deliberative process in connection
             138      with the preparation of legislation between:
             139          (A) members of a legislative body;
             140          (B) a member of a legislative body and a member of the legislative body's staff; or
             141          (C) members of a legislative body's staff; and
             142          (ii) notwithstanding Subsection (19)(b)(i), a communication that gives notice of
             143      legislative action or policy may not be classified as protected under this section;
             144          (20) [(a)] records in the custody or control of the Office of Legislative Research and
             145      General Counsel, that, if disclosed, would reveal a particular legislator's contemplated
             146      legislation or contemplated course of action before the legislator has elected to support the
             147      legislation or course of action, or made the legislation or course of action public[; and], except
             148      that:
             149          [(b) notwithstanding Subsection (20)(a), the]
             150          (a) a form to request legislation submitted to the Office of Legislative Research and
             151      General Counsel is a public [document unless a legislator asks that the records requesting the


             152      legislation] record unless the legislator submitting the request form asks that the request form
             153      be maintained as a protected [records] record until such time as the legislator elects to make the
             154      legislation or course of action public; and
             155          (b) information on a request form that identifies the legislator submitting the request
             156      form, the date the request form is submitted, and the short title by which the requested
             157      legislation is designated is public information, even if the legislator submitting the request form
             158      asks that the request form otherwise be maintained as a protected record under Subsection
             159      (20)(a);
             160          (21) research requests from legislators to the Office of Legislative Research and
             161      General Counsel or the Office of the Legislative Fiscal Analyst and research findings prepared
             162      in response to these requests;
             163          (22) drafts, unless otherwise classified as public;
             164          (23) records concerning a governmental entity's strategy about:
             165          (a) collective bargaining; or
             166          (b) imminent or pending litigation;
             167          (24) records of investigations of loss occurrences and analyses of loss occurrences that
             168      may be covered by the Risk Management Fund, the Employers' Reinsurance Fund, the
             169      Uninsured Employers' Fund, or similar divisions in other governmental entities;
             170          (25) records, other than personnel evaluations, that contain a personal recommendation
             171      concerning an individual if disclosure would constitute a clearly unwarranted invasion of
             172      personal privacy, or disclosure is not in the public interest;
             173          (26) records that reveal the location of historic, prehistoric, paleontological, or
             174      biological resources that if known would jeopardize the security of those resources or of
             175      valuable historic, scientific, educational, or cultural information;
             176          (27) records of independent state agencies if the disclosure of the records would
             177      conflict with the fiduciary obligations of the agency;
             178          (28) records of an institution within the state system of higher education defined in
             179      Section 53B-1-102 regarding tenure evaluations, appointments, applications for admissions,
             180      retention decisions, and promotions, which could be properly discussed in a meeting closed in
             181      accordance with Title 52, Chapter 4, Open and Public Meetings Act, provided that records of
             182      the final decisions about tenure, appointments, retention, promotions, or those students


             183      admitted, may not be classified as protected under this section;
             184          (29) records of the governor's office, including budget recommendations, legislative
             185      proposals, and policy statements, that if disclosed would reveal the governor's contemplated
             186      policies or contemplated courses of action before the governor has implemented or rejected
             187      those policies or courses of action or made them public;
             188          (30) records of the Office of the Legislative Fiscal Analyst relating to budget analysis,
             189      revenue estimates, and fiscal notes of proposed legislation before issuance of the final
             190      recommendations in these areas;
             191          (31) records provided by the United States or by a government entity outside the state
             192      that are given to the governmental entity with a requirement that they be managed as protected
             193      records if the providing entity certifies that the record would not be subject to public disclosure
             194      if retained by it;
             195          (32) transcripts, minutes, or reports of the closed portion of a meeting of a public body
             196      except as provided in Section 52-4-206 ;
             197          (33) records that would reveal the contents of settlement negotiations but not including
             198      final settlements or empirical data to the extent that they are not otherwise exempt from
             199      disclosure;
             200          (34) memoranda prepared by staff and used in the decision-making process by an
             201      administrative law judge, a member of the Board of Pardons and Parole, or a member of any
             202      other body charged by law with performing a quasi-judicial function;
             203          (35) records that would reveal negotiations regarding assistance or incentives offered
             204      by or requested from a governmental entity for the purpose of encouraging a person to expand
             205      or locate a business in Utah, but only if disclosure would result in actual economic harm to the
             206      person or place the governmental entity at a competitive disadvantage, but this section may not
             207      be used to restrict access to a record evidencing a final contract;
             208          (36) materials to which access must be limited for purposes of securing or maintaining
             209      the governmental entity's proprietary protection of intellectual property rights including patents,
             210      copyrights, and trade secrets;
             211          (37) the name of a donor or a prospective donor to a governmental entity, including an
             212      institution within the state system of higher education defined in Section 53B-1-102 , and other
             213      information concerning the donation that could reasonably be expected to reveal the identity of


             214      the donor, provided that:
             215          (a) the donor requests anonymity in writing;
             216          (b) any terms, conditions, restrictions, or privileges relating to the donation may not be
             217      classified protected by the governmental entity under this Subsection (37); and
             218          (c) except for an institution within the state system of higher education defined in
             219      Section 53B-1-102 , the governmental unit to which the donation is made is primarily engaged
             220      in educational, charitable, or artistic endeavors, and has no regulatory or legislative authority
             221      over the donor, a member of the donor's immediate family, or any entity owned or controlled
             222      by the donor or the donor's immediate family;
             223          (38) accident reports, except as provided in Sections 41-6a-404 , 41-12a-202 , and
             224      73-18-13 ;
             225          (39) a notification of workers' compensation insurance coverage described in Section
             226      34A-2-205 ;
             227          (40) (a) the following records of an institution within the state system of higher
             228      education defined in Section 53B-1-102 , which have been developed, discovered, disclosed to,
             229      or received by or on behalf of faculty, staff, employees, or students of the institution:
             230          (i) unpublished lecture notes;
             231          (ii) unpublished notes, data, and information:
             232          (A) relating to research; and
             233          (B) of:
             234          (I) the institution within the state system of higher education defined in Section
             235      53B-1-102 ; or
             236          (II) a sponsor of sponsored research;
             237          (iii) unpublished manuscripts;
             238          (iv) creative works in process;
             239          (v) scholarly correspondence; and
             240          (vi) confidential information contained in research proposals;
             241          (b) Subsection (40)(a) may not be construed to prohibit disclosure of public
             242      information required pursuant to Subsection 53B-16-302 (2)(a) or (b); and
             243          (c) Subsection (40)(a) may not be construed to affect the ownership of a record;
             244          (41) (a) records in the custody or control of the Office of Legislative Auditor General


             245      that would reveal the name of a particular legislator who requests a legislative audit prior to the
             246      date that audit is completed and made public; and
             247          (b) notwithstanding Subsection (41)(a), a request for a legislative audit submitted to the
             248      Office of the Legislative Auditor General is a public document unless the legislator asks that
             249      the records in the custody or control of the Office of Legislative Auditor General that would
             250      reveal the name of a particular legislator who requests a legislative audit be maintained as
             251      protected records until the audit is completed and made public;
             252          (42) records that provide detail as to the location of an explosive, including a map or
             253      other document that indicates the location of:
             254          (a) a production facility; or
             255          (b) a magazine;
             256          (43) information:
             257          (a) contained in the statewide database of the Division of Aging and Adult Services
             258      created by Section 62A-3-311.1 ; or
             259          (b) received or maintained in relation to the Identity Theft Reporting Information
             260      System (IRIS) established under Section 67-5-22 ;
             261          (44) information contained in the Management Information System and Licensing
             262      Information System described in Title 62A, Chapter 4a, Child and Family Services;
             263          (45) information regarding National Guard operations or activities in support of the
             264      National Guard's federal mission;
             265          (46) records provided by any pawn or secondhand business to a law enforcement
             266      agency or to the central database in compliance with Title 13, Chapter 32a, Pawnshop and
             267      Secondhand Merchandise Transaction Information Act;
             268          (47) information regarding food security, risk, and vulnerability assessments performed
             269      by the Department of Agriculture and Food;
             270          (48) except to the extent that the record is exempt from this chapter pursuant to Section
             271      63G-2-106 , records related to an emergency plan or program, a copy of which is provided to or
             272      prepared or maintained by the Division of Emergency Management, and the disclosure of
             273      which would jeopardize:
             274          (a) the safety of the general public; or
             275          (b) the security of:


             276          (i) governmental property;
             277          (ii) governmental programs; or
             278          (iii) the property of a private person who provides the Division of Emergency
             279      Management information;
             280          (49) records of the Department of Agriculture and Food that provides for the
             281      identification, tracing, or control of livestock diseases, including any program established under
             282      Title 4, Chapter 24, Utah Livestock Brand and Anti-Theft Act or Title 4, Chapter 31, Control
             283      of Animal Disease;
             284          (50) as provided in Section 26-39-501 :
             285          (a) information or records held by the Department of Health related to a complaint
             286      regarding a child care program or residential child care which the department is unable to
             287      substantiate; and
             288          (b) information or records related to a complaint received by the Department of Health
             289      from an anonymous complainant regarding a child care program or residential child care;
             290          (51) unless otherwise classified as public under Section 63G-2-301 and except as
             291      provided under Section 41-1a-116 , an individual's home address, home telephone number, or
             292      personal mobile phone number, if:
             293          (a) the individual is required to provide the information in order to comply with a law,
             294      ordinance, rule, or order of a government entity; and
             295          (b) the subject of the record has a reasonable expectation that this information will be
             296      kept confidential due to:
             297          (i) the nature of the law, ordinance, rule, or order; and
             298          (ii) the individual complying with the law, ordinance, rule, or order;
             299          (52) the name, home address, work addresses, and telephone numbers of an individual
             300      that is engaged in, or that provides goods or services for, medical or scientific research that is:
             301          (a) conducted within the state system of higher education, as defined in Section
             302      53B-1-102 ; and
             303          (b) conducted using animals;
             304          (53) an initial proposal under Title 63M, Chapter 1, Part 26, Government Procurement
             305      Private Proposal Program, to the extent not made public by rules made under that chapter;
             306          (54) in accordance with Section 78A-12-203 , any record of the Judicial Performance


             307      Evaluation Commission concerning an individual commissioner's vote on whether or not to
             308      recommend that the voters retain a judge;
             309          (55) information collected and a report prepared by the Judicial Performance
             310      Evaluation Commission concerning a judge, unless Section 20A-7-702 or Title 78A, Chapter
             311      12, Judicial Performance Evaluation Commission Act, requires disclosure of, or makes public,
             312      the information or report;
             313          (56) records contained in the Management Information System created in Section
             314      62A-4a-1003 ;
             315          (57) records provided or received by the Public Lands Policy Coordinating Office in
             316      furtherance of any contract or other agreement made in accordance with Section 63J-4-603 ;
             317          (58) information requested by and provided to the Utah State 911 Committee under
             318      Section 53-10-602 ;
             319          (59) recorded Children's Justice Center investigative interviews, both video and audio,
             320      the release of which are governed by Section 77-37-4 ;
             321          (60) in accordance with Section 73-10-33 :
             322          (a) a management plan for a water conveyance facility in the possession of the Division
             323      of Water Resources or the Board of Water Resources; or
             324          (b) an outline of an emergency response plan in possession of the state or a county or
             325      municipality;
             326          (61) the following records in the custody or control of the Office of Inspector General
             327      of Medicaid Services, created in Section 63A-13-201 :
             328          (a) records that would disclose information relating to allegations of personal
             329      misconduct, gross mismanagement, or illegal activity of a person if the information or
             330      allegation cannot be corroborated by the Office of Inspector General of Medicaid Services
             331      through other documents or evidence, and the records relating to the allegation are not relied
             332      upon by the Office of Inspector General of Medicaid Services in preparing a final investigation
             333      report or final audit report;
             334          (b) records and audit workpapers to the extent they would disclose the identity of a
             335      person who, during the course of an investigation or audit, communicated the existence of any
             336      Medicaid fraud, waste, or abuse, or a violation or suspected violation of a law, rule, or
             337      regulation adopted under the laws of this state, a political subdivision of the state, or any


             338      recognized entity of the United States, if the information was disclosed on the condition that
             339      the identity of the person be protected;
             340          (c) before the time that an investigation or audit is completed and the final
             341      investigation or final audit report is released, records or drafts circulated to a person who is not
             342      an employee or head of a governmental entity for the person's response or information;
             343          (d) records that would disclose an outline or part of any investigation, audit survey
             344      plan, or audit program; or
             345          (e) requests for an investigation or audit, if disclosure would risk circumvention of an
             346      investigation or audit;
             347          (62) records that reveal methods used by the Office of Inspector General of Medicaid
             348      Services, the fraud unit, or the Department of Health, to discover Medicaid fraud, waste, or
             349      abuse;
             350          (63) information provided to the Department of Health or the Division of Occupational
             351      and Professional Licensing under Subsection 58-68-304 (3) or (4);
             352          (64) a record described in Section 63G-12-210 ; and
             353          (65) captured plate data that is obtained through an automatic license plate reader
             354      system used by a governmental entity as authorized in Section 41-6a-2003 .




Legislative Review Note
    as of 5-15-13 3:36 PM


Office of Legislative Research and General Counsel


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