1     
ALCOHOLIC BEVERAGE CONTROL FACILITATOR ACT

2     
2016 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Karen Mayne

5     
House Sponsor: ____________

6     

7     LONG TITLE
8     General Description:
9          This bill modifies the Alcoholic Beverage Control Act to enact the Alcoholic Beverage
10     Control Facilitator Act.
11     Highlighted Provisions:
12          This bill:
13          ▸     defines terms;
14          ▸     provides for the appointment and removal of a facilitator;
15          ▸     addresses housing, staffing, and funding the facilitator;
16          ▸     outlines the duties of the facilitator;
17          ▸     imposes reporting requirements; and
18          ▸     provides for the director of the Department of Alcoholic Beverage Control to
19     respond to recommendations of the facilitator.
20     Money Appropriated in this Bill:
21          None
22     Other Special Clauses:
23          None
24     Utah Code Sections Affected:
25     ENACTS:
26          32B-2-701, Utah Code Annotated 1953
27          32B-2-702, Utah Code Annotated 1953

28          32B-2-703, Utah Code Annotated 1953
29          32B-2-704, Utah Code Annotated 1953
30          32B-2-705, Utah Code Annotated 1953
31          32B-2-706, Utah Code Annotated 1953
32     

33     Be it enacted by the Legislature of the state of Utah:
34          Section 1. Section 32B-2-701 is enacted to read:
35     
Part 7. Alcoholic Beverage Control Facilitator Act

36          32B-2-701. Title.
37          This part is known as the "Alcoholic Beverage Control Facilitator Act."
38          Section 2. Section 32B-2-702 is enacted to read:
39          32B-2-702. Definitions.
40          As used in this part:
41          (1) "Employees" means employees of the department.
42          (2) "Facilitator" means the individual appointed under Section 32B-2-703.
43          Section 3. Section 32B-2-703 is enacted to read:
44          32B-2-703. Appointment -- Staffing -- Budget.
45          (1) (a) The governor shall appoint with the consent of the Senate a facilitator of
46     alcoholic beverage control for a term of four years.
47          (b) The governor may remove the facilitator for cause, neglect of duty, inefficiency, or
48     malfeasance after a public hearing conducted by:
49          (i) the governor; or
50          (ii) an impartial hearing examiner appointed by the governor to conduct the hearing.
51          (c) At least 10 days before the hearing described in Subsection (1)(b), the governor
52     shall provide the facilitator notice of:
53          (i) the date, time, and place of the hearing; and
54          (ii) the alleged grounds for the removal.
55          (d) The facilitator shall have an opportunity to:
56          (i) attend the hearing;
57          (ii) present witnesses and other evidence; and
58          (iii) confront and cross-examine witnesses.

59          (e) After a hearing under this Subsection (1):
60          (i) the person conducting the hearing shall prepare written findings of fact and
61     conclusions of law; and
62          (ii) the governor shall serve a copy of the prepared findings and conclusions upon the
63     facilitator.
64          (f) If a hearing under this Subsection (1) is held before a hearing examiner, the hearing
65     examiner shall issue a written recommendation to the governor in addition to complying with
66     Subsection (1)(e).
67          (g) The facilitator has five days from the day on which the facilitator receives the
68     findings and conclusions described in Subsection (1)(e) to file with the governor written
69     objections to the recommendation before the governor issues a final order.
70          (h) The governor shall:
71          (i) issue the final order under this Subsection (1) in writing; and
72          (ii) serve the final order upon the facilitator.
73          (2) The facilitator shall have:
74          (a) a background in customer service;
75          (b) communication skills; and
76          (c) an ability to work with individuals inside and outside of government.
77          (3) The facilitator shall be housed within the administrative offices of the department
78     and staffed by the department. Expenses for the facilitator shall be included in the department's
79     budget.
80          Section 4. Section 32B-2-704 is enacted to read:
81          32B-2-704. Duties.
82          (1) The facilitator shall:
83          (a) support the department and commission in the implementation of the policies
84     outlined in Section 32B-1-103;
85          (b) assist state agencies, local authorities, individuals, permittees, licensees, and
86     employees in resolving problems with the department related to services and responsiveness;
87          (c) identify areas in which state agencies, local authorities, individuals, permittees,
88     licensees, and employees have problems in dealing with the department;
89          (d) to the extent possible, propose changes in the administrative practices of the

90     department to mitigate problems identified under Subsection (1)(c);
91          (e) establish procedures for and engage in receiving complaints, conducting
92     investigations, reporting findings, and issuing findings and recommendations;
93          (f) provide current information outlining the criteria for referral of inquiries to the
94     facilitator in a form that is easily accessible;
95          (g) provide information to interested parties about alcoholic beverage control laws
96     through seminars, publications, and other appropriate means;
97          (h) consult with the appropriate management employees of the department in carrying
98     out the facilitator's responsibilities; and
99          (i) meet regularly with the commission and director to identify serious problems and to
100     present recommendations for administrative action as may be appropriate to resolve problems
101     encountered by state agencies, local authorities, individuals, permittees, licensees, and
102     employees.
103          (2) The facilitator may not advocate or recommend changes to alcoholic beverage
104     control policy, including advocating or recommending policy changes requiring legislative or
105     administrative rule changes.
106          (3) Notwithstanding Subsection (1), the department has final authority regarding the
107     hiring, firing, or disciplining of an employee.
108          Section 5. Section 32B-2-705 is enacted to read:
109          32B-2-705. Annual reports.
110          (1) (a) By no later than October 31 of each calendar year, the facilitator shall report to
111     the Business and Labor Interim Committee for the immediately preceding fiscal year.
112          (b) The report required under this Subsection (1) shall contain substantive analysis and
113     statistical information, and shall:
114          (i) identify the recommendations the facilitator has made on improving services and
115     responsiveness of the department;
116          (ii) summarize the most pervasive and serious problems encountered by state agencies,
117     local authorities, individuals, permittees, licensees, and employees, including a description of
118     the nature of the problems;
119          (iii) contain an inventory of the items described in Subsections (1)(b)(i) and (ii) for
120     which action has been taken and the result of that action;

121          (iv) contain an inventory of the items described in Subsections (1)(b)(i) and (ii) for
122     which action remains to be completed and the period during which each item has remained on
123     the inventory;
124          (v) contain an inventory of the items described in Subsections (1)(b)(i) and (ii) for
125     which no action has been taken, the period during which each item has remained on the
126     inventory, and the reason for the inaction;
127          (vi) recommend administrative action as may be appropriate to resolve problems with
128     department services and responsiveness encountered by state agencies, local authorities,
129     individuals, permittees, licensees, and employees; and
130          (vii) include other information as the facilitator considers advisable.
131          (2) (a) Before submitting a report under Subsection (1), the facilitator shall submit a
132     draft report to the commission and the director by no later than August 31.
133          (b) The commission and the director shall provide to the facilitator any comments to
134     the report by no later than September 30.
135          (c) With the report required under Subsection (1), the facilitator shall submit to the
136     Business and Labor Interim Committee:
137          (i) a copy of the draft report submitted to the commission and the director;
138          (ii) comments from the commission and the director concerning the draft report; and
139          (iii) any amendments to the draft report made after submission of the draft report to the
140     commission and director.
141          Section 6. Section 32B-2-706 is enacted to read:
142          32B-2-706. Responsibilities of the commission and department.
143          The commission and the department shall establish procedures requiring a formal
144     response by the director to a recommendation made by the facilitator within a reasonable time
145     period not to exceed 90 days after submission of the recommendation to the director.






Legislative Review Note
Office of Legislative Research and General Counsel