Utah Code -- Title 61 -- Chapter 01 -- Utah Uniform Securities Act
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Updated: 11 January 2012
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- 61-1-1 Fraud unlawful.
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- 61-1-2 Investment adviser -- Unlawful acts.
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- 61-1-3 Licensing of broker-dealers, agents, investment advisers, and investment adviser representatives.
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- 61-1-4 Licensing and notice filing procedure.
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- 61-1-5 Postlicensing provisions.
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- 61-1-6 Denial, suspension, revocation, cancellation, or withdrawal of license -- Sanctions.
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- 61-1-6.5 Court-ordered discipline.
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- 61-1-7 Registration before sale.
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- 61-1-9 Registration by coordination.
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- 61-1-10 Registration by qualification.
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- 61-1-11 Provisions applicable to registration generally.
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- 61-1-11.1 Hearings for certain exchanges of securities.
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- 61-1-12 Denial, suspension, and revocation of registration.
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- 61-1-13 Definitions.
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- 61-1-14 Exemptions.
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- 61-1-14.5 Burden of proving exemption.
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- 61-1-15 Filing of sales literature.
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- 61-1-15.5 Federal covered securities.
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- 61-1-16 False statements unlawful.
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- 61-1-17 No finding by division on merits -- Contrary representation unlawful.
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- 61-1-18 Division of Securities established -- Director -- Investigators.
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- 61-1-18.1 Technical experts and specialists -- Employment -- Contracts.
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- 61-1-18.2 Budget -- Annual report.
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- 61-1-18.3 Information obtained by division or commission -- Use for personal benefit prohibited -- Disclosure.
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- 61-1-18.4 Fees collected by division.
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- 61-1-18.5 Securities Commission -- Transition.
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- 61-1-18.6 Procedures -- Adjudicative proceedings.
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- 61-1-18.7 Funding of securities investor education, training, and enforcement.
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- 61-1-19 Investigations authorized.
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- 61-1-20 Enforcement.
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- 61-1-21 Penalties for violations.
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- 61-1-21.1 Limitation of prosecutions.
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- 61-1-21.5 Legal counsel -- Prosecutions.
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- 61-1-22 Sales and purchases in violation -- Remedies -- Limitation of actions.
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- 61-1-23 Review of orders.
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- 61-1-24 Rules, forms, and orders.
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- 61-1-25 Record of registrations.
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- 61-1-26 Scope of the act -- Service of process.
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- 61-1-27 Construction of chapter.
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- 61-1-28 Citation of chapter.
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- 61-1-29 Savings clause.
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- 61-1-101 Title.
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- 61-1-102 Definitions.
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- 61-1-103 Procedure for disclosure.
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- 61-1-104 Reporter protected from adverse action -- Exceptions.
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- 61-1-105 Remedies for employee bringing action.
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- 61-1-106 Award for reporter.
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- 61-1-107 Procedures related to an award to a reporter.
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- 61-1-108 Notice of contents of this part -- May not waive -- Nonexclusive.
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means this portion of the Utah Code has been modified since the last update on 1 November 2011.
Last revised: 11 January 2012