Utah Code -- Title 61 -- Chapter 01 -- Utah Uniform Securities Act

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Updated: 11 January 2012

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61-1-1 Fraud unlawful.

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61-1-2 Investment adviser -- Unlawful acts.

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61-1-3 Licensing of broker-dealers, agents, investment advisers, and investment adviser representatives.

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61-1-4 Licensing and notice filing procedure.

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61-1-5 Postlicensing provisions.

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61-1-6 Denial, suspension, revocation, cancellation, or withdrawal of license -- Sanctions.

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61-1-6.5 Court-ordered discipline.

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61-1-7 Registration before sale.

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61-1-9 Registration by coordination.

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61-1-10 Registration by qualification.

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61-1-11 Provisions applicable to registration generally.

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61-1-11.1 Hearings for certain exchanges of securities.

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61-1-12 Denial, suspension, and revocation of registration.

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61-1-13 Definitions.

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61-1-14 Exemptions.

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61-1-14.5 Burden of proving exemption.

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61-1-15 Filing of sales literature.

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61-1-15.5 Federal covered securities.

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61-1-16 False statements unlawful.

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61-1-17 No finding by division on merits -- Contrary representation unlawful.

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61-1-18 Division of Securities established -- Director -- Investigators.

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61-1-18.1 Technical experts and specialists -- Employment -- Contracts.

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61-1-18.2 Budget -- Annual report.

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61-1-18.3 Information obtained by division or commission -- Use for personal benefit prohibited -- Disclosure.

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61-1-18.4 Fees collected by division.

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61-1-18.5 Securities Commission -- Transition.

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61-1-18.6 Procedures -- Adjudicative proceedings.

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61-1-18.7 Funding of securities investor education, training, and enforcement.

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61-1-19 Investigations authorized.

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61-1-20 Enforcement.

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61-1-21 Penalties for violations.

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61-1-21.1 Limitation of prosecutions.

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61-1-21.5 Legal counsel -- Prosecutions.

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61-1-22 Sales and purchases in violation -- Remedies -- Limitation of actions.

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61-1-23 Review of orders.

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61-1-24 Rules, forms, and orders.

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61-1-25 Record of registrations.

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61-1-26 Scope of the act -- Service of process.

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61-1-27 Construction of chapter.

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61-1-28 Citation of chapter.

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61-1-29 Savings clause.

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61-1-101 Title.

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61-1-102 Definitions.

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61-1-103 Procedure for disclosure.

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61-1-104 Reporter protected from adverse action -- Exceptions.

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61-1-105 Remedies for employee bringing action.

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61-1-106 Award for reporter.

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61-1-107 Procedures related to an award to a reporter.

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61-1-108 Notice of contents of this part -- May not waive -- Nonexclusive.

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means this portion of the Utah Code has been modified since the last update on 1 November 2011.