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Securities Division - Real Estate Division | |
Utah Uniform Securities Act | |
Section 18.3 | Information obtained by division or commission -- Use for personal benefit prohibited -- Disclosure. |
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61-1-18.3. Information obtained by division or commission -- Use for personal
benefit prohibited -- Disclosure. (1) It is unlawful for an employee of the division or a member of the commission to use for personal benefit any non-public information that is filed with or obtained by the division or commission. (2) This chapter does not authorize the division, an employee of the division, the commission, or a member of the commission to disclose information described in Subsection (1), except among themselves or when necessary or appropriate in a proceeding or investigation under this chapter. (3) No provision of this chapter either creates or derogates from a privilege that exists at common law or otherwise when documentary or other evidence is sought under subpoena directed to: (a) the division; (b) the commission; (c) a member of the commission; or (d) an employee of the division.
Amended by Chapter 351, 2009 General Session |
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