Utah Code -- Title 70A -- Chapter 08 -- Uniform Commercial Code - Investment Securities

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Updated: 11 January 2012

70A-8-100    Title.

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70A-8-101    Definitions.

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70A-8-102    Rules for determining whether certain obligations and interests are securities or financial assets.

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70A-8-103    Acquisition of security or financial asset or interest therein.

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70A-8-104    Notice of adverse claim.

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70A-8-105    Control.

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70A-8-106    Whether indorsement, instruction, or entitlement order is effective.

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70A-8-107    Warranties in direct holding.

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70A-8-108    Warranties in indirect holding.

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70A-8-109    Applicability -- Choice of law.

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70A-8-110    Clearing corporation rules.

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70A-8-111    Creditor's legal process.

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70A-8-112    Statute of frauds inapplicable.

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70A-8-113    Evidentiary rules concerning certificated securities.

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70A-8-114    Securities intermediary and others not liable to adverse claimant.

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70A-8-115    Securities intermediary as purchaser for value.

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70A-8-201    Issuer.

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70A-8-202     Issuer's responsibility and defenses -- Notice of defect or defense.

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70A-8-203    Staleness as notice of defect or defense.

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70A-8-204    Effect of issuer's restriction on transfer.

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70A-8-205    Effect of unauthorized signature on security certificate.

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70A-8-206    Completion or alteration of security certificate.

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70A-8-207    Rights and duties of issuer with respect to registered owners.

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70A-8-208    Effect of signature of authenticating trustee, registrar, or transfer agent.

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70A-8-209    Issuer's lien.

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70A-8-210    Overissue.

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70A-8-301    Delivery.

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70A-8-302    Rights of purchaser.

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70A-8-303     Protected purchaser.

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70A-8-304    Indorsement.

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70A-8-305    Instruction.

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70A-8-306    Effect of guaranteeing signature, indorsement, or instruction.

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70A-8-307    Purchaser's right to requisites for registration of transfer.

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70A-8-401    Duty of issuer to register transfer.

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70A-8-402    Assurance that indorsement or instruction is effective.

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70A-8-403    Demand that issuer not register transfer.

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70A-8-404    Wrongful registration.

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70A-8-405    Replacement of lost, destroyed, or wrongfully taken security certificate.

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70A-8-406    Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.

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70A-8-407    Authenticating trustee, transfer agent, and registrar.

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70A-8-409     Application to water company.

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70A-8-409.1    Replacement of lost, destroyed, or wrongfully taken share certificate of a water company.

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70A-8-501    Securities account -- Acquisition of security entitlement from securities intermediary.

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70A-8-502    Assertion of adverse claim against entitlement holder.

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70A-8-503    Property interest of entitlement holder in financial asset held by securities intermediary.

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70A-8-504    Duty of securities intermediary to maintain financial asset.

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70A-8-505    Duty of securities intermediary with respect to payments and distributions.

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70A-8-506    Duty of securities intermediary to exercise rights as directed by entitlement holder.

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70A-8-507    Duty of securities intermediary to comply with entitlement order.

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70A-8-508    Duty of securities intermediary to change entitlement holder's position to other form of security holding.

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70A-8-509    Specification of duties of securities intermediary by other statute or regulation -- Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.

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70A-8-510    Rights of purchaser of security entitlement from entitlement holder.

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70A-8-511    Priority among security interests and entitlement holders.

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70A-8-601    Transition provisions.

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means this portion of the Utah Code has been modified since the last update on 1 November 2011.

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Last revised: 11 January 2012