This document includes House Floor Amendments incorporated into the bill on Wed, Feb 4, 2015 at 11:30 AM by lerror.
1     
EXPUNGEMENT AMENDMENTS

2     
2015 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Eric K. Hutchings

5     
Senate Sponsor: Mark B. Madsen

6     

7     LONG TITLE
8     Committee Note:
9          The Judiciary Interim Committee recommended this bill.
10     General Description:
11          This bill makes specific changes regarding the expungement of information in state
12     agency files and creates a statement of legislative intent with regard to expungement.
13     Highlighted Provisions:
14          This bill:
15          ▸     requires that Ĥ→ [
the Division of Occupational and Professional Licensing] an
15a     administrative agency ←Ĥ remove
16     information regarding expunged convictions from public databases;
17          ▸     creates a statement of legislative intent for expungement; and
18          ▸     provides a stated purpose for expungement.
19     Money Appropriated in this Bill:
20          None
21     Other Special Clauses:
22          None
23     Utah Code Sections Affected:
24     AMENDS:
25          58-1-106, as last amended by Laws of Utah 2008, Chapter 382
26          77-40-101, as enacted by Laws of Utah 2010, Chapter 283
27          77-40-108, as last amended by Laws of Utah 2013, Chapters 20 and 41

28     

29     Be it enacted by the Legislature of the state of Utah:
30          Section 1. Section 58-1-106 is amended to read:
31          58-1-106. Division -- Duties, functions, and responsibilities.
32          (1) The duties, functions, and responsibilities of the division include the following:
33          (a) prescribing, adopting, and enforcing rules to administer this title;
34          (b) investigating the activities of any person whose occupation or profession is
35     regulated or governed by the laws and rules administered and enforced by the division;
36          (c) subpoenaing witnesses, taking evidence, and requiring by subpoena duces tecum
37     the production of any books, papers, documents, records, contracts, recordings, tapes,
38     correspondence, or information relevant to an investigation upon a finding of sufficient need by
39     the director or by the director's designee;
40          (d) taking administrative and judicial action against persons in violation of the laws
41     and rules administered and enforced by the division, including the issuance of cease and desist
42     orders;
43          (e) seeking injunctions and temporary restraining orders to restrain unauthorized
44     activity;
45          (f) giving public notice of board meetings;
46          (g) keeping records of board meetings, proceedings, and actions and making those
47     records available for public inspection upon request;
48          (h) issuing, refusing to issue, revoking, suspending, renewing, refusing to renew, or
49     otherwise acting upon any license;
50          (i) preparing and submitting to the governor and the Legislature an annual report of the
51     division's operations, activities, and goals;
52          (j) preparing and submitting to the executive director a budget of the expenses for the
53     division;
54          (k) establishing the time and place for the administration of examinations; and
55          (l) preparing lists of licensees and making these lists available to the public at cost
56     upon request unless otherwise prohibited by state or federal law.
57          (2) The division may not include home telephone numbers or home addresses of
58     licensees on the lists prepared under Subsection (1)(l), except as otherwise provided by rules of

59     the division made in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking
60     Act.
61          (3) (a) The division may provide the home address or home telephone number of a
62     licensee on a list prepared under Subsection (1) upon the request of an individual who provides
63     proper identification and the reason for the request, in writing, to the division.
64          (b) A request under Subsection (3)(a) is limited to providing information on only one
65     licensee per request.
66          (c) The division shall provide, by rule, what constitutes proper identification under
67     Subsection (3)(a).
68          (4) The division shall insure that information expunged in accordance with Title 77,
69     Chapter 40, Utah Expungement Act, is removed from any Ĥ→ state-controlled ←Ĥ database
69a     available to the public.
70          Section 2. Section 77-40-101 is amended to read:
71          77-40-101. Title -- Purpose -- Legislative intent.
72          (1) This chapter is known as the "Utah Expungement Act."
73          (2) The Legislature recognizes that an individual who has committed a criminal act and
74     paid his or her debt to society should, under certain circumstances, be able to move forward
75     and rebuild their life without being hindered by the past.
76          (3) The Legislature, therefore, finds and declares the following:
77          (a) The inability to obtain an expungement can prevent certain individuals from
78     obtaining gainful employment; however the need for employment should be balanced
79     appropriately against the desire for public safety.
80          (b) It is the intent of the Legislature that allowing for the expungement of certain
81     criminal offenses will provide an opportunity to:
82          (i) break the cycle of criminal recidivism;
83          (ii) increase public safety;
84          (iii) assist the growing population of offenders reentering the community to establish a
85     self-sustaining life through opportunities in employment; and
86          (iv) restore certain civil liberties to offenders to allow them to fully participate in
87     society.
88          (c) This chapter provides for the expungement of certain arrest and conviction records
89     under limited circumstances. Obtaining an expungement of these records allows for the

90     removal of a record from public access but does not result in the destruction of the record. An
91     expunged record remains available for use in accordance with Sections 77-40-109 and
92     77-40-110.
93          (d) This chapter further requires that state agencies remove or redact certain identifying
94     information from their public records and maintain that information only for internal record
95     keeping purposes to preserve the integrity of the agency's files.
96          Section 3. Section 77-40-108 is amended to read:
97          77-40-108. Distribution of order -- Redaction -- Receipt of order --
98     Administrative proceedings -- Bureau requirements.
99          (1) (a) A person who receives an order of expungement under this chapter or Section
100     77-27-5.1 shall be responsible for delivering a copy of the order of expungement to all affected
101     criminal justice agencies and officials including the court, arresting agency, booking agency,
102     prosecuting agency, Department of Corrections, and the bureau.
103          (b) A person who receives an order of expungement under Section 77-27-5.1, shall pay
104     a processing fee to the bureau, established in accordance with the process in Section 63J-1-504,
105     before the bureau's record may be expunged.
106          (2) Unless otherwise provided by law or ordered by a court of competent jurisdiction to
107     respond differently, a person who has received an expungement of an arrest or conviction
108     under this chapter or Section 77-27-5.1, may respond to any inquiry as though the arrest or
109     conviction did not occur.
110          (3) The bureau shall forward a copy of the expungement order to the Federal Bureau of
111     Investigation.
112          (4) Ĥ→ [
An agency] Within 30 days of ←Ĥ receiving an expungement order
112a      Ĥ→ an agency ←Ĥ shall expunge or redact the petitioner's
113     identifying information contained in records in its possession or under its control relating to the
114     incident for which expungement is ordered. The agency may retain the Ĥ→ [
expunged or redacted]
114a     original ←Ĥ
115     information internally in its files, however the information may not be made available to the
116     public or any other agency except as allowed under Sections 77-40-109 and 77-40-110.
117          (5) Unless ordered by a court to do so, or in accordance with Subsection 77-40-109(2),
118     a government agency or official may not divulge information or records which have been
119     expunged regarding the petitioner contained in a record of arrest, investigation, detention,
119a     Ĥ→ [
or] ←Ĥ
120     conviction Ĥ→ , or administrative disciplinary action ←Ĥ after receiving an expungement order.
121          (6) (a) An order of expungement may not restrict an agency's use or dissemination of
122     records in its ordinary course of business until the agency has received a copy of the order.
123          (b) Any action taken by an agency after issuance of the order but prior to the agency's
124     receipt of a copy of the order may not be invalidated by the order.
125          (7) An order of expungement may not:
126          (a) terminate or invalidate any pending administrative proceedings or actions of which
127     the petitioner had notice according to the records of the administrative body prior to issuance of
128     the expungement order;
129          (b) affect the enforcement of any order or findings issued by an administrative body
130     pursuant to its lawful authority prior to issuance of the expungement order; or
131          (c) remove any evidence relating to the petitioner including records of arrest, which the
132     administrative body has used or may use in these proceedings.






Legislative Review Note
     as of 12-19-14 4:46 PM


Office of Legislative Research and General Counsel