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7 LONG TITLE
8 General Description:
9 This bill amends Title 20A, Chapter 11, Campaign and Financial Reporting
10 Requirements, by establishing and enforcing contribution limits.
11 Highlighted Provisions:
12 This bill:
13 ▸ defines terms;
14 ▸ establishes contribution limits;
15 ▸ makes it a class B misdemeanor to violate the contribution limits described in this
16 bill; and
17 ▸ makes technical changes.
18 Money Appropriated in this Bill:
19 None
20 Other Special Clauses:
21 None
22 Utah Code Sections Affected:
23 AMENDS:
24 20A-11-101, as last amended by Laws of Utah 2014, Chapters 18, 158, and 337
25 ENACTS:
26 20A-11-604, Utah Code Annotated 1953
27 20A-11-705, Utah Code Annotated 1953
28 20A-11-1504, Utah Code Annotated 1953
29 20A-11-1801, Utah Code Annotated 1953
30 20A-11-1802, Utah Code Annotated 1953
31 20A-11-1803, Utah Code Annotated 1953
32 20A-11-1804, Utah Code Annotated 1953
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34 Be it enacted by the Legislature of the state of Utah:
35 Section 1. Section 20A-11-101 is amended to read:
36 20A-11-101. Definitions.
37 As used in this chapter:
38 (1) "Address" means the number and street where an individual resides or where a
39 reporting entity has its principal office.
40 (2) "Agent of a reporting entity" means:
41 (a) a person acting on behalf of a reporting entity at the direction of the reporting
42 entity;
43 (b) a person employed by a reporting entity in the reporting entity's capacity as a
44 reporting entity;
45 (c) the personal campaign committee of a candidate or officeholder;
46 (d) a member of the personal campaign committee of a candidate or officeholder in the
47 member's capacity as a member of the personal campaign committee of the candidate or
48 officeholder; or
49 (e) a political consultant of a reporting entity.
50 (3) "Ballot proposition" includes initiatives, referenda, proposed constitutional
51 amendments, and any other ballot propositions submitted to the voters that are authorized by
52 the Utah Code [
53 (4) "Candidate" means any person who:
54 (a) files a declaration of candidacy for a public office; or
55 (b) receives contributions, makes expenditures, or gives consent for any other person to
56 receive contributions or make expenditures to bring about the person's nomination or election
57 to a public office.
58 (5) "Cash" means currency or coinage that constitutes legal tender.
59 [
60 (a) the lieutenant governor for state office candidates, legislative office candidates,
61 officeholders, political parties, political action committees, corporations, political issues
62 committees, state school board candidates, judges, and labor organizations, as defined in
63 Section 20A-11-1501; and
64 (b) the county clerk for local school board candidates.
65 [
66 purposes:
67 (i) a gift, subscription, donation, loan, advance, or deposit of money or anything of
68 value given to the filing entity;
69 (ii) an express, legally enforceable contract, promise, or agreement to make a gift,
70 subscription, donation, unpaid or partially unpaid loan, advance, or deposit of money or
71 anything of value to the filing entity;
72 (iii) any transfer of funds from another reporting entity to the filing entity;
73 (iv) compensation paid by any person or reporting entity other than the filing entity for
74 personal services provided without charge to the filing entity;
75 (v) remuneration from:
76 (A) any organization or its directly affiliated organization that has a registered lobbyist;
77 or
78 (B) any agency or subdivision of the state, including school districts;
79 (vi) a loan made by a candidate deposited to the candidate's own campaign; and
80 (vii) in-kind contributions.
81 (b) "Contribution" does not include:
82 (i) services provided by individuals volunteering a portion or all of their time on behalf
83 of the filing entity if the services are provided without compensation by the filing entity or any
84 other person;
85 (ii) money lent to the filing entity by a financial institution in the ordinary course of
86 business; or
87 (iii) goods or services provided for the benefit of a candidate or political party at less
88 than fair market value that are not authorized by or coordinated with the candidate or political
89 party.
90 (8) "Contribution cycle" means a two-year period that:
91 (a) begins on January 1 of each odd-numbered year; and
92 (b) ends on December 31 of the even-numbered year immediately following the
93 odd-numbered year described in Subsection (8)(a).
94 [
95 candidate or political party are provided:
96 (a) with the candidate's or political party's prior knowledge, if the candidate or political
97 party does not object;
98 (b) by agreement with the candidate or political party;
99 (c) in coordination with the candidate or political party; or
100 (d) using official logos, slogans, and similar elements belonging to a candidate or
101 political party.
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103 organization that is registered as a corporation or is authorized to do business in a state and
104 makes any expenditure from corporate funds for:
105 (i) the purpose of expressly advocating for political purposes; or
106 (ii) the purpose of expressly advocating the approval or the defeat of any ballot
107 proposition.
108 (b) "Corporation" does not mean:
109 (i) a business organization's political action committee or political issues committee; or
110 (ii) a business entity organized as a partnership or a sole proprietorship.
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112 persons within a single county who, under definitions established by the political party, are
113 members of the registered political party.
114 [
115 be submitted by a county political party to the lieutenant governor in accordance with Section
116 20A-8-402.
117 [
118 (a) for each contribution or public service assistance:
119 (i) the name and address of the individual or source making the contribution or public
120 service assistance;
121 (ii) the amount or value of the contribution or public service assistance; and
122 (iii) the date the contribution or public service assistance was made; and
123 (b) for each expenditure:
124 (i) the amount of the expenditure;
125 (ii) the person or entity to whom it was disbursed;
126 (iii) the specific purpose, item, or service acquired by the expenditure; and
127 (iv) the date the expenditure was made.
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129 assessment for membership in the corporation, to a corporation without receiving full and
130 adequate consideration for the money.
131 (b) "Donor" does not include a person that signs a statement that the corporation may
132 not use the money for an expenditure or political issues expenditure.
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134 (a) regular general election;
135 (b) regular primary election; and
136 (c) special election at which candidates are eliminated and selected.
137 [
138 (a) has at least a value of $10,000;
139 (b) clearly identifies a candidate or judge; and
140 (c) is disseminated through the Internet, newspaper, magazine, outdoor advertising
141 facility, direct mailing, broadcast, cable, or satellite provider within 45 days of the clearly
142 identified candidate's or judge's election date.
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144 an agent of a reporting entity on behalf of the reporting entity:
145 (i) any disbursement from contributions, receipts, or from the separate bank account
146 required by this chapter;
147 (ii) a purchase, payment, donation, distribution, loan, advance, deposit, gift of money,
148 or anything of value made for political purposes;
149 (iii) an express, legally enforceable contract, promise, or agreement to make any
150 purchase, payment, donation, distribution, loan, advance, deposit, gift of money, or anything of
151 value for political purposes;
152 (iv) compensation paid by a filing entity for personal services rendered by a person
153 without charge to a reporting entity;
154 (v) a transfer of funds between the filing entity and a candidate's personal campaign
155 committee; or
156 (vi) goods or services provided by the filing entity to or for the benefit of another
157 reporting entity for political purposes at less than fair market value.
158 (b) "Expenditure" does not include:
159 (i) services provided without compensation by individuals volunteering a portion or all
160 of their time on behalf of a reporting entity;
161 (ii) money lent to a reporting entity by a financial institution in the ordinary course of
162 business; or
163 (iii) anything listed in Subsection [
164 candidates for office or officeholders in states other than Utah.
165 [
166 States Senator, or United States Representative.
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168 statement required by this chapter or Chapter 12, [
169 Selection and Election of Judges.
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171 financial statement, or other statement disclosing contributions, expenditures, receipts,
172 donations, or disbursements that is required by this chapter or Chapter 12, [
173
174 [
175 determine the candidates and committees that will receive expenditures from a political action
176 committee, political party, or corporation.
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178 1, Incorporation, by which a geographical area becomes legally recognized as a city or town.
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180 or 10-2-127.
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182 10-2-125.
183 [
184 [
185 accepted by or coordinated with a filing entity.
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187 expenditures made since the last report.
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189 speaker of the House of Representatives, president of the Senate, and the leader, whip, and
190 assistant whip of any party caucus in either house of the Legislature.
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192 (a) files a declaration of candidacy for the office of state senator or state representative;
193 (b) declares oneself to be a candidate for, or actively campaigns for, the position of
194 speaker of the House of Representatives, president of the Senate, or the leader, whip, and
195 assistant whip of any party caucus in either house of the Legislature; or
196 (c) receives contributions, makes expenditures, or gives consent for any other person to
197 receive contributions or make expenditures to bring about the person's nomination, election, or
198 appointment to a legislative office.
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200 that have the greatest number of members elected to the two houses of the Legislature.
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203 governing board of a registered political party.
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205 business organizations, personal campaign committees, party committees, political action
206 committees, political issues committees, and labor organizations, as defined in Section
207 20A-11-1501.
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209 candidate to act for the candidate as provided in this chapter.
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211 20A-11-104.
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213 individuals or entities within or outside this state, a major purpose of which is to:
214 (i) solicit or receive contributions from any other person, group, or entity for political
215 purposes; or
216 (ii) make expenditures to expressly advocate for any person to refrain from voting or to
217 vote for or against any candidate or person seeking election to a municipal or county office.
218 (b) "Political action committee" includes groups affiliated with a registered political
219 party but not authorized or organized by the governing board of the registered political party
220 that receive contributions or makes expenditures for political purposes.
221 (c) "Political action committee" does not mean:
222 (i) a party committee;
223 (ii) any entity that provides goods or services to a candidate or committee in the regular
224 course of its business at the same price that would be provided to the general public;
225 (iii) an individual;
226 (iv) individuals who are related and who make contributions from a joint checking
227 account;
228 (v) a corporation, except a corporation a major purpose of which is to act as a political
229 action committee; or
230 (vi) a personal campaign committee.
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232 or paid by another person on behalf of and with the knowledge of the reporting entity, to
233 provide political advice to the reporting entity.
234 (b) "Political consultant" includes a circumstance described in Subsection [
235 (37)(a), where the person:
236 (i) has already been paid, with money or other consideration;
237 (ii) expects to be paid in the future, with money or other consideration; or
238 (iii) understands that the person may, in the discretion of the reporting entity or another
239 person on behalf of and with the knowledge of the reporting entity, be paid in the future, with
240 money or other consideration.
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242 a registered political party to select candidates.
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244 or entities within or outside this state, a major purpose of which is to:
245 (i) solicit or receive donations from any other person, group, or entity to assist in
246 placing a ballot proposition on the ballot, assist in keeping a ballot proposition off the ballot, or
247 to advocate that a voter refrain from voting or vote for or vote against any ballot proposition;
248 (ii) make expenditures to expressly advocate for any person to sign or refuse to sign a
249 ballot proposition or incorporation petition or refrain from voting, vote for, or vote against any
250 proposed ballot proposition or an incorporation in an incorporation election; or
251 (iii) make expenditures to assist in qualifying or placing a ballot proposition on the
252 ballot or to assist in keeping a ballot proposition off the ballot.
253 (b) "Political issues committee" does not mean:
254 (i) a registered political party or a party committee;
255 (ii) any entity that provides goods or services to an individual or committee in the
256 regular course of its business at the same price that would be provided to the general public;
257 (iii) an individual;
258 (iv) individuals who are related and who make contributions from a joint checking
259 account; or
260 (v) a corporation, except a corporation a major purpose of which is to act as a political
261 issues committee.
262 [
263 (i) a gift, subscription, unpaid or partially unpaid loan, advance, or deposit of money or
264 anything of value given to a political issues committee;
265 (ii) an express, legally enforceable contract, promise, or agreement to make a political
266 issues donation to influence the approval or defeat of any ballot proposition;
267 (iii) any transfer of funds received by a political issues committee from a reporting
268 entity;
269 (iv) compensation paid by another reporting entity for personal services rendered
270 without charge to a political issues committee; and
271 (v) goods or services provided to or for the benefit of a political issues committee at
272 less than fair market value.
273 (b) "Political issues contribution" does not include:
274 (i) services provided without compensation by individuals volunteering a portion or all
275 of their time on behalf of a political issues committee; or
276 (ii) money lent to a political issues committee by a financial institution in the ordinary
277 course of business.
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279 a political issues committee or on behalf of a political issues committee by an agent of the
280 reporting entity:
281 (i) any payment from political issues contributions made for the purpose of influencing
282 the approval or the defeat of:
283 (A) a ballot proposition; or
284 (B) an incorporation petition or incorporation election;
285 (ii) a purchase, payment, distribution, loan, advance, deposit, or gift of money made for
286 the express purpose of influencing the approval or the defeat of:
287 (A) a ballot proposition; or
288 (B) an incorporation petition or incorporation election;
289 (iii) an express, legally enforceable contract, promise, or agreement to make any
290 political issues expenditure;
291 (iv) compensation paid by a reporting entity for personal services rendered by a person
292 without charge to a political issues committee; or
293 (v) goods or services provided to or for the benefit of another reporting entity at less
294 than fair market value.
295 (b) "Political issues expenditure" does not include:
296 (i) services provided without compensation by individuals volunteering a portion or all
297 of their time on behalf of a political issues committee; or
298 (ii) money lent to a political issues committee by a financial institution in the ordinary
299 course of business.
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301 influence or tend to influence, directly or indirectly, any person to refrain from voting or to vote
302 for or against any candidate or a person seeking a municipal or county office at any caucus,
303 political convention, or election.
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305 knowledge of an individual who has filed a declaration of candidacy for public office, or of a
306 ballot proposition that has legally qualified for placement on the ballot, which is conducted in
307 person or by telephone, facsimile, Internet, postal mail, or email.
308 (b) "Poll" does not include:
309 (i) a ballot; or
310 (ii) an interview of a focus group that is conducted, in person, by one individual, if:
311 (A) the focus group consists of more than three, and less than thirteen, individuals; and
312 (B) all individuals in the focus group are present during the interview.
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314 election laws.
315 [
316 auditor, state treasurer, attorney general, state school board member, state senator, state
317 representative, speaker of the House of Representatives, president of the Senate, and the leader,
318 whip, and assistant whip of any party caucus in either house of the Legislature.
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320 to an officeholder to defray the costs of functioning in a public office or aid the officeholder to
321 communicate with the officeholder's constituents:
322 (i) a gift, subscription, donation, unpaid or partially unpaid loan, advance, or deposit of
323 money or anything of value to an officeholder; or
324 (ii) goods or services provided at less than fair market value to or for the benefit of the
325 officeholder.
326 (b) "Public service assistance" does not include:
327 (i) anything provided by the state;
328 (ii) services provided without compensation by individuals volunteering a portion or all
329 of their time on behalf of an officeholder;
330 (iii) money lent to an officeholder by a financial institution in the ordinary course of
331 business;
332 (iv) news coverage or any publication by the news media; or
333 (v) any article, story, or other coverage as part of any regular publication of any
334 organization unless substantially all the publication is devoted to information about the
335 officeholder.
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337 individuals sharing a common occupation, interest, or association that contribute to a political
338 action committee or political issues committee and whose names can be obtained by contacting
339 the political action committee or political issues committee upon whose financial statement the
340 individuals are listed.
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342 [
343 Lobbyist Disclosure and Regulation Act.
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345 committee that is required by this chapter to file a statement of organization with the Office of
346 the Lieutenant Governor.
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348 committee that is required by this chapter to file a statement of organization with the Office of
349 the Lieutenant Governor.
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351 (a) participated in the last regular general election and polled a total vote equal to 2%
352 or more of the total votes cast for all candidates for the United States House of Representatives
353 for any of its candidates for any office; or
354 (b) has complied with the petition and organizing procedures of Chapter 8, Political
355 Party Formation and Procedures.
356 [
357 (i) made to a legislator for the period the Legislature is in session; and
358 (ii) that is approximately equivalent to an amount a legislator would have earned
359 during the period the Legislature is in session in the legislator's ordinary course of business.
360 (b) "Remuneration" does not mean anything of economic value given to a legislator by:
361 (i) the legislator's primary employer in the ordinary course of business; or
362 (ii) a person or entity in the ordinary course of business:
363 (A) because of the legislator's ownership interest in the entity; or
364 (B) for services rendered by the legislator on behalf of the person or entity.
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366 committee, a judge, a judge's personal campaign committee, an officeholder, a party
367 committee, a political action committee, a political issues committee, a corporation, or a labor
368 organization, as defined in Section 20A-11-1501.
369 [
370 (56) "School board office candidate" means a person who:
371 (a) files a declaration of candidacy for a school board office; or
372 (b) receives contributions, makes expenditures, or gives consent for any other person to
373 receive contributions or make expenditures to bring about the person's nomination, election, or
374 appointment to a school board office.
375 [
376 tangible or intangible asset that comprises the contribution.
377 (b) "Source" means, for political action committees and corporations, the political
378 action committee and the corporation as entities, not the contributors to the political action
379 committee or the owners or shareholders of the corporation.
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381 general, state auditor, and state treasurer.
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383 (a) files a declaration of candidacy for a state office; or
384 (b) receives contributions, makes expenditures, or gives consent for any other person to
385 receive contributions or make expenditures to bring about the person's nomination, election, or
386 appointment to a state office.
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388 reporting entity's contributions and expenditures.
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390 allocate expenditures from a political issues committee.
391 Section 2. Section 20A-11-604 is enacted to read:
392 20A-11-604. Limits on contributions by political action committees.
393 (1) A political action committee may not make contributions totaling more than the
394 following amounts per contribution cycle:
395 (a) $20,000 to one state office candidate;
396 (b) $10,000 to one legislative office candidate;
397 (c) $5,000 to one school board office candidate;
398 (d) $5,000 to one political issues committee;
399 (e) $5,000 to one judge;
400 (f) $40,000 to one registered political party;
401 (g) $40,000 to one political action committee; or
402 (h) $40,000 to one labor organization.
403 (2) A political action committee may not make a cash contribution in excess of $100.
404 (3) (a) As used in this Subsection (3), "consumer price index" is as described in
405 Section 1(f)(4), Internal Revenue Code, and as defined in Section 1(f)(5), Internal Revenue
406 Code.
407 (b) Beginning on January 1, 2017, the lieutenant governor shall, at the beginning of
408 each contribution cycle, increase or decrease the dollar amounts described in this section by a
409 percentage equal to the percentage difference between the consumer price index for the
410 preceding calendar year and the consumer price index for calendar year 2015, rounded to the
411 nearest whole dollar.
412 Section 3. Section 20A-11-705 is enacted to read:
413 20A-11-705. Limits on contributions by corporations.
414 (1) A corporation may not make contributions totaling more than the following
415 amounts per contribution cycle:
416 (a) $20,000 to one state office candidate;
417 (b) $10,000 to one legislative office candidate;
418 (c) $5,000 to one school board office candidate;
419 (d) $5,000 to one political issues committee;
420 (e) $5,000 to one judge;
421 (f) $40,000 to one registered political party;
422 (g) $40,000 to one political action committee; or
423 (h) $40,000 to one labor organization.
424 (2) A corporation may not make a cash contribution in excess of $100.
425 (3) (a) As used in this Subsection (3), "consumer price index" is as described in
426 Section 1(f)(4), Internal Revenue Code, and as defined in Section 1(f)(5), Internal Revenue
427 Code.
428 (b) Beginning on January 1, 2017, the lieutenant governor shall, at the beginning of
429 each contribution cycle, increase or decrease the dollar amounts described in this section by a
430 percentage equal to the percentage difference between the consumer price index for the
431 preceding calendar year and the consumer price index for calendar year 2015, rounded to the
432 nearest whole dollar.
433 Section 4. Section 20A-11-1504 is enacted to read:
434 20A-11-1504. Limits on contributions by labor organizations.
435 (1) As used in this section, "labor organization" is as defined in Section 20A-11-1402.
436 (2) A labor organization may not make contributions totaling more than the following
437 amounts per contribution cycle:
438 (a) $20,000 to one state office candidate;
439 (b) $10,000 to one legislative office candidate;
440 (c) $5,000 to one school board office candidate;
441 (d) $5,000 to one political issues committee;
442 (e) $5,000 to one judge;
443 (f) $40,000 to one registered political party;
444 (g) $40,000 to one political action committee; or
445 (h) $40,000 to one labor organization.
446 (3) A labor organization may not make a cash contribution in excess of $100.
447 (4) (a) As used in this Subsection (4), "consumer price index" is as described in
448 Section 1(f)(4), Internal Revenue Code, and as defined in Section 1(f)(5), Internal Revenue
449 Code.
450 (b) Beginning on January 1, 2017, the lieutenant governor shall, at the beginning of
451 each contribution cycle, increase or decrease the dollar amounts described in this section by a
452 percentage equal to the percentage difference between the consumer price index for the
453 preceding calendar year and the consumer price index for calendar year 2015, rounded to the
454 nearest whole dollar.
455 Section 5. Section 20A-11-1801 is enacted to read:
456
457 20A-11-1801. Title.
458 This part is known as "Contribution Limits."
459 Section 6. Section 20A-11-1802 is enacted to read:
460 20A-11-1802. Limits on contributions by an individual.
461 (1) Except as provided in Subsection (4), an individual may not make contributions
462 totaling more than the following amounts per contribution cycle:
463 (a) $20,000 to one state office candidate;
464 (b) $10,000 to one legislative office candidate;
465 (c) $5,000 to one school board office candidate;
466 (d) $5,000 to one political issues committee;
467 (e) $5,000 to one judge;
468 (f) $40,000 to one registered political party;
469 (g) $40,000 to one political action committee; or
470 (h) $40,000 to one labor organization.
471 (2) An individual may not make a cash contribution in excess of $100.
472 (3) (a) As used in this Subsection (3), "consumer price index" is as described in
473 Section 1(f)(4), Internal Revenue Code, and as defined in Section 1(f)(5), Internal Revenue
474 Code.
475 (b) Beginning on January 1, 2017, the lieutenant governor shall, at the beginning of
476 each contribution cycle, increase or decrease the dollar amounts described in this section by a
477 percentage equal to the percentage difference between the consumer price index for the
478 preceding calendar year and the consumer price index for calendar year 2015, rounded to the
479 nearest whole dollar.
480 (4) This section does not prohibit an individual from making a contribution of any
481 amount to himself or herself.
482 Section 7. Section 20A-11-1803 is enacted to read:
483 20A-11-1803. Contribution limit transition.
484 A person may not make a contribution between May 12, 2015, and December 31, 2017,
485 in excess of the applicable contribution limits established in Sections 20A-11-604,
486 20A-11-705, 20A-11-1504, and 20A-11-1802.
487 Section 8. Section 20A-11-1804 is enacted to read:
488 20A-11-1804. Penalty for contributions in excess of limit.
489 (1) A person that makes a contribution in excess of the contribution limits established
490 in Section 20A-11-604, 20A-11-705, 20A-11-1504, 20A-11-1802, or 20A-11-1803 is guilty of
491 a class B misdemeanor.
492 (2) A person that accepts a contribution in excess of the contribution limits established
493 in Section 20A-11-604, 20A-11-705, 20A-11-1504, 20A-11-1802, or 20A-11-1803 is guilty of
494 a class B misdemeanor.