1     
SALES AND USE TAX COMPLIANCE AMENDMENTS

2     
2016 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Wayne A. Harper

5     
House Sponsor: ____________

6     

7     LONG TITLE
8     General Description:
9          This bill amends provisions related to sales and use taxes.
10     Highlighted Provisions:
11          This bill:
12          ▸     defines terms;
13          ▸     addresses the circumstances under which a person may be required to collect and
14     remit sales and use taxes to the State Tax Commission; and
15          ▸     makes technical and conforming changes.
16     Money Appropriated in this Bill:
17          None
18     Other Special Clauses:
19          This bill provides a special effective date.
20     Utah Code Sections Affected:
21     AMENDS:
22          59-1-401, as last amended by Laws of Utah 2015, Chapter 369
23          59-12-103.1, as last amended by Laws of Utah 2013, Chapter 150
24          59-12-107, as last amended by Laws of Utah 2012, Chapters 178, 312, and 399
25          59-12-108, as last amended by Laws of Utah 2013, Chapter 50
26          59-12-211, as last amended by Laws of Utah 2012, Chapter 312
27          59-12-211.1, as last amended by Laws of Utah 2012, Chapter 312

28          76-8-1101, as last amended by Laws of Utah 2014, Chapter 52
29     

30     Be it enacted by the Legislature of the state of Utah:
31          Section 1. Section 59-1-401 is amended to read:
32          59-1-401. Definitions -- Offenses and penalties -- Rulemaking authority -- Statute
33     of limitations -- Commission authority to waive, reduce, or compromise penalty or
34     interest.
35          (1) As used in this section:
36          [(a) "Activated tax, fee, or charge" means a tax, fee, or charge with respect to which the
37     commission:]
38          [(i) has implemented the commission's GenTax system; and]
39          [(ii) at least 30 days before implementing the commission's GenTax system as
40     described in Subsection (1)(a)(i), has provided notice in a conspicuous place on the
41     commission's website stating:]
42          [(A) the date the commission will implement the GenTax system with respect to the
43     tax, fee, or charge; and]
44          [(B) that, at the time the commission implements the GenTax system with respect to
45     the tax, fee, or charge:]
46          [(I) a person that files a return after the due date as described in Subsection (2)(a) is
47     subject to the penalty described in Subsection (2)(c)(ii); and]
48          [(II) a person that fails to pay the tax, fee, or charge as described in Subsection (3)(a) is
49     subject to the penalty described in Subsection (3)(b)(ii).]
50          [(b) "Activation date for a tax, fee, or charge" means with respect to a tax, fee, or
51     charge, the later of:]
52          [(i) the date on which the commission implements the commission's GenTax system
53     with respect to the tax, fee, or charge; or]
54          [(ii) 30 days after the date the commission provides the notice described in Subsection
55     (1)(a)(ii) with respect to the tax, fee, or charge.]
56          [(c) (i)] (a) Except as provided in Subsection (1)[(c)(ii)](b), "tax, fee, or charge"
57     means:
58          [(A)] (i) a tax, fee, or charge the commission administers under:

59          [(I)] (A) this title;
60          [(II)] (B) Title 10, Chapter 1, Part 3, Municipal Energy Sales and Use Tax Act;
61          [(III)] (C) Title 10, Chapter 1, Part 4, Municipal Telecommunications License Tax Act;
62          [(IV)] (D) Section 19-6-410.5;
63          [(V)] (E) Section 19-6-714;
64          [(VI)] (F) Section 19-6-805;
65          [(VII)] (G) Section 32B-2-304;
66          [(VIII)] (H) Section 34A-2-202;
67          [(IX)] (I) Section 40-6-14;
68          [(X)] (J) Section 69-2-5;
69          [(XI)] (K) Section 69-2-5.5; or
70          [(XII)] (L) Section 69-2-5.6; or
71          [(B)] (ii) another amount that by statute is subject to a penalty imposed under this
72     section.
73          [(ii)] (b) "Tax, fee, or charge" does not include a tax, fee, or charge imposed under:
74          [(A)] (i) Title 41, Chapter 1a, Motor Vehicle Act, except for Section 41-1a-301;
75          [(B)] (ii) Title 41, Chapter 3, Motor Vehicle Business Regulation Act;
76          [(C)] (iii) Chapter 2, Property Tax Act, except for Section 59-2-1309;
77          [(D)] (iv) Chapter 3, Tax Equivalent Property Act; or
78          [(E)] (v) Chapter 4, Privilege Tax.
79          [(d) "Unactivated tax, fee, or charge" means a tax, fee, or charge except for an
80     activated tax, fee, or charge.]
81          (2) (a) The due date for filing a return is:
82          (i) if the person filing the return is not allowed by law an extension of time for filing
83     the return, the day on which the return is due as provided by law; or
84          (ii) if the person filing the return is allowed by law an extension of time for filing the
85     return, the earlier of:
86          (A) the date the person files the return; or
87          (B) the last day of that extension of time as allowed by law.
88          (b) A penalty in the amount described in Subsection (2)(c) is imposed if a person files a
89     return after the due date described in Subsection (2)(a).

90          (c) For purposes of Subsection (2)(b), the penalty is an amount equal to the greater of:
91          [(i) if the return described in Subsection (2)(b) is filed with respect to an unactivated
92     tax, fee, or charge:]
93          [(A) $20; or]
94          [(B) 10% of the unpaid unactivated tax, fee, or charge due on the return; or]
95          [(ii) if the return described in Subsection (2)(b) is filed with respect to an activated tax,
96     fee, or charge, beginning on the activation date for the tax, fee, or charge:]
97          [(A)] (i) $20; or
98          [(B) (I)] (ii) (A) 2% of the unpaid [activated] tax, fee, or charge due on the return if the
99     return is filed no later than five days after the due date described in Subsection (2)(a);
100          [(II)] (B) 5% of the unpaid [activated] tax, fee, or charge due on the return if the return
101     is filed more than five days after the due date but no later than 15 days after the due date
102     described in Subsection (2)(a); or
103          [(III)] (C) 10% of the unpaid [activated] tax, fee, or charge due on the return if the
104     return is filed more than 15 days after the due date described in Subsection (2)(a).
105          (d) This Subsection (2) does not apply to:
106          (i) an amended return; or
107          (ii) a return with no tax due.
108          (3) (a) A person is subject to a penalty for failure to pay a tax, fee, or charge if:
109          (i) the person files a return on or before the due date for filing a return described in
110     Subsection (2)(a), but fails to pay the tax, fee, or charge due on the return on or before that due
111     date;
112          (ii) the person:
113          (A) is subject to a penalty under Subsection (2)(b); and
114          (B) fails to pay the tax, fee, or charge due on a return within a 90-day period after the
115     due date for filing a return described in Subsection (2)(a);
116          (iii) (A) the person is subject to a penalty under Subsection (2)(b); and
117          (B) the commission estimates an amount of tax due for that person in accordance with
118     Subsection 59-1-1406(2);
119          (iv) the person:
120          (A) is mailed a notice of deficiency; and

121          (B) within a 30-day period after the day on which the notice of deficiency described in
122     Subsection (3)(a)(iv)(A) is mailed:
123          (I) does not file a petition for redetermination or a request for agency action; and
124          (II) fails to pay the tax, fee, or charge due on a return;
125          (v) (A) the commission:
126          (I) issues an order constituting final agency action resulting from a timely filed petition
127     for redetermination or a timely filed request for agency action; or
128          (II) is considered to have denied a request for reconsideration under Subsection
129     63G-4-302(3)(b) resulting from a timely filed petition for redetermination or a timely filed
130     request for agency action; and
131          (B) the person fails to pay the tax, fee, or charge due on a return within a 30-day period
132     after the date the commission:
133          (I) issues the order constituting final agency action described in Subsection
134     (3)(a)(v)(A)(I); or
135          (II) is considered to have denied the request for reconsideration described in
136     Subsection (3)(a)(v)(A)(II); or
137          (vi) the person fails to pay the tax, fee, or charge within a 30-day period after the date
138     of a final judicial decision resulting from a timely filed petition for judicial review.
139          (b) For purposes of Subsection (3)(a), the penalty is an amount equal to the greater of:
140          [(i) if the failure to pay a tax, fee, or charge as described in Subsection (3)(a) is with
141     respect to an unactivated tax, fee, or charge:]
142          [(A) $20; or]
143          [(B) 10% of the unpaid unactivated tax, fee, or charge due on the return; or]
144          [(ii) if the failure to pay a tax, fee, or charge as described in Subsection (3)(a) is with
145     respect to an activated tax, fee, or charge, beginning on the activation date:]
146          [(A)] (i) $20; or
147          [(B) (I)] (ii) (A) 2% of the unpaid [activated] tax, fee, or charge due on the return if the
148     activated tax, fee, or charge due on the return is paid no later than five days after the due date
149     for filing a return described in Subsection (2)(a);
150          [(II)] (B) 5% of the unpaid [activated] tax, fee, or charge due on the return if the
151     activated tax, fee, or charge due on the return is paid more than five days after the due date for

152     filing a return described in Subsection (2)(a) but no later than 15 days after that due date; or
153          [(III)] (C) 10% of the unpaid [activated] tax, fee, or charge due on the return if the
154     [activated] tax, fee, or charge due on the return is paid more than 15 days after the due date for
155     filing a return described in Subsection (2)(a).
156          (4) (a) Beginning January 1, 1995, in the case of any underpayment of estimated tax or
157     quarterly installments required by Sections 59-5-107, 59-5-207, 59-7-504, and 59-9-104, there
158     shall be added a penalty in an amount determined by applying the interest rate provided under
159     Section 59-1-402 plus four percentage points to the amount of the underpayment for the period
160     of the underpayment.
161          (b) (i) For purposes of Subsection (4)(a), the amount of the underpayment shall be the
162     excess of the required installment over the amount, if any, of the installment paid on or before
163     the due date for the installment.
164          (ii) The period of the underpayment shall run from the due date for the installment to
165     whichever of the following dates is the earlier:
166          (A) the original due date of the tax return, without extensions, for the taxable year; or
167          (B) with respect to any portion of the underpayment, the date on which that portion is
168     paid.
169          (iii) For purposes of this Subsection (4), a payment of estimated tax shall be credited
170     against unpaid required installments in the order in which the installments are required to be
171     paid.
172          (5) (a) Notwithstanding Subsection (2) and except as provided in Subsection (6), a
173     person allowed by law an extension of time for filing a corporate franchise or income tax return
174     under Chapter 7, Corporate Franchise and Income Taxes, or an individual income tax return
175     under Chapter 10, Individual Income Tax Act, is subject to a penalty in the amount described in
176     Subsection (5)(b) if, on or before the day on which the return is due as provided by law, not
177     including the extension of time, the person fails to pay:
178          (i) for a person filing a corporate franchise or income tax return under Chapter 7,
179     Corporate Franchise and Income Taxes, the payment required by Subsection 59-7-507(1)(b); or
180          (ii) for a person filing an individual income tax return under Chapter 10, Individual
181     Income Tax Act, the payment required by Subsection 59-10-516(2).
182          (b) For purposes of Subsection (5)(a), the penalty per month during the period of the

183     extension of time for filing the return is an amount equal to 2% of the tax due on the return,
184     unpaid as of the day on which the return is due as provided by law.
185          (6) If a person does not file a return within an extension of time allowed by Section
186     59-7-505 or 59-10-516, the person:
187          (a) is not subject to a penalty in the amount described in Subsection (5)(b); and
188          (b) is subject to a penalty in an amount equal to the sum of:
189          (i) a late file penalty in an amount equal to the greater of:
190          (A) $20; or
191          (B) 10% of the tax due on the return, unpaid as of the day on which the return is due as
192     provided by law, not including the extension of time; and
193          (ii) a late pay penalty in an amount equal to the greater of:
194          (A) $20; or
195          (B) 10% of the unpaid tax due on the return, unpaid as of the day on which the return is
196     due as provided by law, not including the extension of time.
197          (7) (a) Additional penalties for an underpayment of a tax, fee, or charge are as provided
198     in this Subsection (7)(a).
199          (i) Except as provided in Subsection (7)(c), if any portion of an underpayment of a tax,
200     fee, or charge is due to negligence, the penalty is 10% of the portion of the underpayment that
201     is due to negligence.
202          (ii) Except as provided in Subsection (7)(d), if any portion of an underpayment of a
203     tax, fee, or charge is due to intentional disregard of law or rule, the penalty is 15% of the entire
204     underpayment.
205          (iii) If any portion of an underpayment is due to an intent to evade a tax, fee, or charge,
206     the penalty is the greater of $500 per period or 50% of the entire underpayment.
207          (iv) If any portion of an underpayment is due to fraud with intent to evade a tax, fee, or
208     charge, the penalty is the greater of $500 per period or 100% of the entire underpayment.
209          (b) If the commission determines that a person is liable for a penalty imposed under
210     Subsection (7)(a)(ii), (iii), or (iv), the commission shall notify the person of the proposed
211     penalty.
212          (i) The notice of proposed penalty shall:
213          (A) set forth the basis of the assessment; and

214          (B) be mailed by certified mail, postage prepaid, to the person's last-known address.
215          (ii) Upon receipt of the notice of proposed penalty, the person against whom the
216     penalty is proposed may:
217          (A) pay the amount of the proposed penalty at the place and time stated in the notice;
218     or
219          (B) proceed in accordance with the review procedures of Subsection (7)(b)(iii).
220          (iii) A person against whom a penalty is proposed in accordance with this Subsection
221     (7) may contest the proposed penalty by filing a petition for an adjudicative proceeding with
222     the commission.
223          (iv) (A) If the commission determines that a person is liable for a penalty under this
224     Subsection (7), the commission shall assess the penalty and give notice and demand for
225     payment.
226          (B) The commission shall mail the notice and demand for payment described in
227     Subsection (7)(b)(iv)(A):
228          (I) to the person's last-known address; and
229          (II) in accordance with Section 59-1-1404.
230          (c) A seller that voluntarily collects a tax under Subsection 59-12-107(2)[(d)](c)(i) is
231     not subject to the penalty under Subsection (7)(a)(i) if on or after July 1, 2001:
232          (i) a court of competent jurisdiction issues a final, unappealable judgment or order
233     determining that:
234          (A) the seller meets one or more of the criteria described in Subsection 59-12-107(2)(a)
235     or is a seller required to pay or collect and remit sales and use taxes under Subsection
236     59-12-107(2)(b) or (d); and
237          (B) the commission or a county, city, or town may require the seller to collect a tax
238     under Subsections 59-12-103(2)(a) through (d); or
239          (ii) the commission issues a final, unappealable administrative order determining that:
240          (A) the seller meets one or more of the criteria described in Subsection 59-12-107(2)(a)
241     or is a seller required to pay or collect and remit sales and use taxes under Subsection
242     59-12-107(2)(b) or (d); and
243          (B) the commission or a county, city, or town may require the seller to collect a tax
244     under Subsections 59-12-103(2)(a) through (d).

245          (d) A seller that voluntarily collects a tax under Subsection 59-12-107(2)[(d)](c)(i) is
246     not subject to the penalty under Subsection (7)(a)(ii) if:
247          (i) (A) a court of competent jurisdiction issues a final, unappealable judgment or order
248     determining that:
249          (I) the seller meets one or more of the criteria described in Subsection 59-12-107(2)(a)
250     or is a seller required to pay or collect and remit sales and use taxes under Subsection
251     59-12-107(2)(b) or (d); and
252          (II) the commission or a county, city, or town may require the seller to collect a tax
253     under Subsections 59-12-103(2)(a) through (d); or
254          (B) the commission issues a final, unappealable administrative order determining that:
255          (I) the seller meets one or more of the criteria described in Subsection 59-12-107(2)(a)
256     or is a seller required to pay or collect and remit sales and use taxes under Subsection
257     59-12-107(2)(b) or (d); and
258          (II) the commission or a county, city, or town may require the seller to collect a tax
259     under Subsections 59-12-103(2)(a) through (d); and
260          (ii) the seller's intentional disregard of law or rule is warranted by existing law or by a
261     nonfrivolous argument for the extension, modification, or reversal of existing law or the
262     establishment of new law.
263          (8) (a) Subject to Subsections (8)(b) and (c), the penalty for failure to file an
264     information return, information report, or a complete supporting schedule is $50 for each
265     information return, information report, or supporting schedule up to a maximum of $1,000.
266          (b) If an employer is subject to a penalty under Subsection (13), the employer may not
267     be subject to a penalty under Subsection (8)(a).
268          (c) If an employer is subject to a penalty under this Subsection (8) for failure to file a
269     return in accordance with Subsection 59-10-406(3) on or before the due date described in
270     Subsection 59-10-406(3)(b)(ii), the commission may not impose a penalty under this
271     Subsection (8) unless the return is filed more than 14 days after the due date described in
272     Subsection 59-10-406(3)(b)(ii).
273          (9) If a person, in furtherance of a frivolous position, has a prima facie intent to delay
274     or impede administration of a law relating to a tax, fee, or charge and files a purported return
275     that fails to contain information from which the correctness of reported tax, fee, or charge

276     liability can be determined or that clearly indicates that the tax, fee, or charge liability shown is
277     substantially incorrect, the penalty is $500.
278          (10) (a) A seller that fails to remit a tax, fee, or charge monthly as required by
279     Subsection 59-12-108(1)(a):
280          (i) is subject to a penalty described in Subsection (2); and
281          (ii) may not retain the percentage of sales and use taxes that would otherwise be
282     allowable under Subsection 59-12-108(2).
283          (b) A seller that fails to remit a tax, fee, or charge by electronic funds transfer as
284     required by Subsection 59-12-108(1)(a)(ii)(B):
285          (i) is subject to a penalty described in Subsection (2); and
286          (ii) may not retain the percentage of sales and use taxes that would otherwise be
287     allowable under Subsection 59-12-108(2).
288          (11) (a) A person is subject to the penalty provided in Subsection (11)(c) if that person:
289          (i) commits an act described in Subsection (11)(b) with respect to one or more of the
290     following documents:
291          (A) a return;
292          (B) an affidavit;
293          (C) a claim; or
294          (D) a document similar to Subsections (11)(a)(i)(A) through (C);
295          (ii) knows or has reason to believe that the document described in Subsection (11)(a)(i)
296     will be used in connection with any material matter administered by the commission; and
297          (iii) knows that the document described in Subsection (11)(a)(i), if used in connection
298     with any material matter administered by the commission, would result in an understatement of
299     another person's liability for a tax, fee, or charge.
300          (b) The following acts apply to Subsection (11)(a)(i):
301          (i) preparing any portion of a document described in Subsection (11)(a)(i);
302          (ii) presenting any portion of a document described in Subsection (11)(a)(i);
303          (iii) procuring any portion of a document described in Subsection (11)(a)(i);
304          (iv) advising in the preparation or presentation of any portion of a document described
305     in Subsection (11)(a)(i);
306          (v) aiding in the preparation or presentation of any portion of a document described in

307     Subsection (11)(a)(i);
308          (vi) assisting in the preparation or presentation of any portion of a document described
309     in Subsection (11)(a)(i); or
310          (vii) counseling in the preparation or presentation of any portion of a document
311     described in Subsection (11)(a)(i).
312          (c) For purposes of Subsection (11)(a), the penalty:
313          (i) shall be imposed by the commission;
314          (ii) is $500 for each document described in Subsection (11)(a)(i) with respect to which
315     the person described in Subsection (11)(a) meets the requirements of Subsection (11)(a); and
316          (iii) is in addition to any other penalty provided by law.
317          (d) The commission may seek a court order to enjoin a person from engaging in
318     conduct that is subject to a penalty under this Subsection (11).
319          (e) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the
320     commission may make rules prescribing the documents that are similar to Subsections
321     (11)(a)(i)(A) through (C).
322          (12) (a) As provided in Section 76-8-1101, criminal offenses and penalties are as
323     provided in Subsections (12)(b) through (e).
324          (b) (i) A person [who] is guilty of a class B misdemeanor if the person:
325          (A) is required by this title or any laws the commission administers or regulates to
326     register with or obtain a license or permit from the commission[, who]; and
327          (B) operates without having registered or secured a license or permit[,] or [who]
328     operates when the registration, license, or permit is expired or not current[, is guilty of a class
329     B misdemeanor].
330          (ii) Notwithstanding Section 76-3-301, for purposes of Subsection (12)(b)(i), the
331     penalty may not:
332          (A) be less than $500; or
333          (B) exceed $1,000.
334          (c) (i) With respect to a tax, fee, or charge, a person [who] is guilty of a third degree
335     felony if the person:
336          (A) knowingly and intentionally, and without a reasonable good faith basis, fails to
337     make, render, sign, or verify a return within the time required by law or to supply information

338     within the time required by law[, or who];
339          (B) makes, renders, signs, or verifies a false or fraudulent return or statement[,]; or
340     [who]
341          (C) supplies false or fraudulent information[, is guilty of a third degree felony].
342          (ii) Notwithstanding Section 76-3-301, for purposes of Subsection (12)(c)(i), the
343     penalty may not:
344          (A) be less than $1,000; or
345          (B) exceed $5,000.
346          (d) (i) A person who intentionally or willfully attempts to evade or defeat a tax, fee, or
347     charge or the payment of a tax, fee, or charge is, in addition to other penalties provided by law,
348     guilty of a second degree felony.
349          (ii) Notwithstanding Section 76-3-301, for purposes of Subsection (12)(d)(i), the
350     penalty may not:
351          (A) be less than $1,500; or
352          (B) exceed $25,000.
353          (e) (i) A person is guilty of a second degree felony if that person commits an act:
354          (A) described in Subsection (12)(e)(ii) with respect to one or more of the following
355     documents:
356          (I) a return;
357          (II) an affidavit;
358          (III) a claim; or
359          (IV) a document similar to Subsections (12)(e)(i)(A)(I) through (III); and
360          (B) subject to Subsection (12)(e)(iii), with knowledge that the document described in
361     Subsection (12)(e)(i)(A):
362          (I) is false or fraudulent as to any material matter; and
363          (II) could be used in connection with any material matter administered by the
364     commission.
365          (ii) The following acts apply to Subsection (12)(e)(i):
366          (A) preparing any portion of a document described in Subsection (12)(e)(i)(A);
367          (B) presenting any portion of a document described in Subsection (12)(e)(i)(A);
368          (C) procuring any portion of a document described in Subsection (12)(e)(i)(A);

369          (D) advising in the preparation or presentation of any portion of a document described
370     in Subsection (12)(e)(i)(A);
371          (E) aiding in the preparation or presentation of any portion of a document described in
372     Subsection (12)(e)(i)(A);
373          (F) assisting in the preparation or presentation of any portion of a document described
374     in Subsection (12)(e)(i)(A); or
375          (G) counseling in the preparation or presentation of any portion of a document
376     described in Subsection (12)(e)(i)(A).
377          (iii) This Subsection (12)(e) applies:
378          (A) regardless of whether the person for which the document described in Subsection
379     (12)(e)(i)(A) is prepared or presented:
380          (I) knew of the falsity of the document described in Subsection (12)(e)(i)(A); or
381          (II) consented to the falsity of the document described in Subsection (12)(e)(i)(A); and
382          (B) in addition to any other penalty provided by law.
383          (iv) Notwithstanding Section 76-3-301, for purposes of this Subsection (12)(e), the
384     penalty may not:
385          (A) be less than $1,500; or
386          (B) exceed $25,000.
387          (v) The commission may seek a court order to enjoin a person from engaging in
388     conduct that is subject to a penalty under this Subsection (12)(e).
389          (vi) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act,
390     the commission may make rules prescribing the documents that are similar to Subsections
391     (12)(e)(i)(A)(I) through (III).
392          (f) The statute of limitations for prosecution for a violation of this Subsection (12) is
393     the later of six years:
394          (i) from the date the tax should have been remitted; or
395          (ii) after the day on which the person commits the criminal offense.
396          (13) (a) Subject to Subsection (13)(b), an employer that is required to file a form with
397     the commission in accordance with Subsection 59-10-406(8) is subject to a penalty described
398     in Subsection (13)(b) if the employer:
399          (i) fails to file the form with the commission in an electronic format approved by the

400     commission as required by Subsection 59-10-406(8);
401          (ii) fails to file the form on or before the due date provided in Subsection 59-10-406(8);
402          (iii) fails to provide accurate information on the form; or
403          (iv) fails to provide all of the information required by the Internal Revenue Service to
404     be contained on the form.
405          (b) For purposes of Subsection (13)(a), the penalty is:
406          (i) $30 per form, not to exceed $75,000 in a calendar year, if the employer files the
407     form in accordance with Subsection 59-10-406(8), more than 14 days after the due date
408     provided in Subsection 59-10-406(8) but no later than 30 days after the due date provided in
409     Subsection 59-10-406(8);
410          (ii) $60 per form, not to exceed $200,000 in a calendar year, if the employer files the
411     form in accordance with Subsection 59-10-406(8), more than 30 days after the due date
412     provided in Subsection 59-10-406(8) but on or before June 1; or
413          (iii) $100 per form, not to exceed $500,000 in a calendar year, if the employer:
414          (A) files the form in accordance with Subsection 59-10-406(8) after June 1; or
415          (B) fails to file the form.
416          (14) Upon making a record of its actions, and upon reasonable cause shown, the
417     commission may waive, reduce, or compromise any of the penalties or interest imposed under
418     this part.
419          Section 2. Section 59-12-103.1 is amended to read:
420          59-12-103.1. Action by Supreme Court of the United States authorizing or action
421     by Congress permitting a state to require certain sellers to collect a sales or use tax --
422     Collection of tax by commission -- Commission report to Revenue and Taxation Interim
423     Committee -- Revenue and Taxation Interim Committee study -- Division of Finance
424     requirement to make certain deposits.
425          (1) Except as provided in Section 59-12-107.1, a seller shall remit a tax to the
426     commission as provided in Section 59-12-107 if:
427          (a) the Supreme Court of the United States issues a decision authorizing a state to
428     require the following sellers to collect a sales or use tax:
429          (i) a seller that does not meet one or more of the criteria described in Subsection
430     59-12-107(2)(a); or

431          (ii) a seller that is not a seller required to pay or collect and remit sales and use taxes
432     under Subsection 59-12-107(2)(b) or (d); or
433          (b) Congress permits the state to require the following sellers to collect a sales or use
434     tax:
435          (i) a seller that does not meet one or more of the criteria described in Subsection
436     59-12-107(2)(a); or
437          (ii) a seller that is not a seller required to pay or collect and remit sales and use taxes
438     under Subsection 59-12-107(2)(b) or (d).
439          (2) The commission shall:
440          [(a) collect the tax described in Subsection (1) from the seller:]
441          [(i) to the extent:]
442          [(A) authorized by the Supreme Court of the United States; or]
443          [(B) permitted by Congress; and]
444          [(ii) beginning on the first day of a calendar quarter as prescribed by the Revenue and
445     Taxation Interim Committee; and]
446          [(b)] (a) make a report to the Revenue and Taxation Interim Committee:
447          (i) regarding the actions taken by:
448          (A) the Supreme Court of the United States; or
449          (B) Congress;
450          (ii) (A) stating the amount of state revenue collected at the time of the report, if any;
451     and
452          (B) estimating the state sales and use tax rate reduction that would offset the amount of
453     state revenue estimated to be collected for the current fiscal year and the next fiscal year; and
454          (iii) (A) at the Revenue and Taxation Interim Committee meeting immediately
455     following the day on which the actions of the Supreme Court of the United States or Congress
456     become effective; and
457          (B) any other meeting of the Revenue and Taxation Interim Committee as requested by
458     the chairs of the committee[.]; and
459          (b) collect the tax described in Subsection (1) from the seller:
460          (i) to the extent:
461          (A) authorized by the Supreme Court of the United States; or

462          (B) permitted by Congress; and
463          (ii) beginning on the first day of a calendar quarter as prescribed by the Revenue and
464     Taxation Interim Committee.
465          (3) The Revenue and Taxation Interim Committee shall after hearing the commission's
466     report under Subsection (2)(b):
467          (a) review the actions taken by:
468          (i) the Supreme Court of the United States; or
469          (ii) Congress;
470          (b) direct the commission regarding the day on which the commission is required to
471     collect the tax described in Subsection (1); and
472          (c) make recommendations to the Legislative Management Committee:
473          (i) regarding whether as a result of the actions of the Supreme Court of the United
474     States or Congress any provisions of this chapter should be amended or repealed; and
475          (ii) within a one-year period after the day on which the commission makes a report
476     under Subsection (2)(b).
477          (4) The Division of Finance shall deposit a portion of the revenue collected under this
478     section into the Remote Sales Restricted Account as required by Section 59-12-103.2.
479          Section 3. Section 59-12-107 is amended to read:
480          59-12-107. Definitions -- Collection, remittance, and payment of tax by sellers or
481     other persons -- Returns -- Reports -- Direct payment by purchaser of vehicle -- Other
482     liability for collection -- Rulemaking authority -- Credits -- Treatment of bad debt --
483     Penalties and interest.
484          (1) As used in this section:
485          (a) (i) "Advertising" means:
486          (A) announcing by graphic, pictorial, verbal, written, or other similar means the
487     availability of a product for sale; or
488          (B) employing purchased space or time in print or electronic media if that purchased
489     space or time is given to communicate an announcement of a product for sale.
490          (ii) "Advertising" includes online advertising.
491          (b) (i) "Arrangement" means an agreement between a noncollecting seller and a
492     referring seller, under which the referring seller, for a commission or other consideration,

493     directly or indirectly makes a referral to the noncollecting seller of a potential purchaser of
494     tangible personal property, a product transferred electronically, or a service.
495          (ii) "Arrangement" does not include an agreement under which a noncollecting seller
496     purchases advertising from a person in the state, unless the person in the state enters into the
497     agreement with the noncollecting seller and directs a solicitation toward one or more potential
498     purchasers in the state.
499          (c) "Noncollecting seller" means a remote seller that:
500          (i) does not voluntarily collect and remit sales and use tax under this chapter; and
501          (ii) during the 12-month period immediately preceding the current month, sells
502     $10,000 or more in tangible personal property, products transferred electronically, or services:
503          (A) for storage, use, or consumption in the state; and
504          (B) as a result of an arrangement with one or more referring sellers.
505          (d) (i) "Online advertising" means advertising delivered through the Internet.
506          (ii) "Online advertising" includes:
507          (A) an email communication generated as a result of generic algorithmic functions if
508     the email communication does not target a specific person;
509          (B) a banner announcement;
510          (C) a cost-per-action advertisement; or
511          (D) an online advertising service similar to Subsections (1)(d)(ii)(A) through (C), as
512     the commission may define by rule made in accordance with Title 63G, Chapter 3, Utah
513     Administrative Rulemaking Act.
514          [(a)] (e) "Ownership" means direct ownership or indirect ownership through a parent,
515     subsidiary, or affiliate.
516          (f) (i) "Referral" means the act of sending a potential purchaser to a noncollecting seller
517     by:
518          (A) an Internet-based link;
519          (B) an Internet website; or
520          (C) other means similar to Subsection (1)(f)(i)(A) or (B).
521          (ii) "Referral" does not include online advertising.
522          (g) "Referring seller" means a person:
523          (i) that makes a sale of tangible personal property, a product transferred electronically,

524     or a service;
525          (ii) that meets one or more of the criteria described in Subsection (2)(a); and
526          (iii) with which a noncollecting seller enters an arrangement.
527          [(b)] (h) "Related seller" means a seller that:
528          (i) meets one or more of the criteria described in Subsection (2)(a)(i); and
529          (ii) delivers tangible personal property, [a service, or] a product transferred
530     electronically, or a service that is sold:
531          (A) by a seller that does not meet one or more of the criteria described in Subsection
532     (2)(a)(i); and
533          (B) to a purchaser in the state.
534          (i) "Remote seller" means a seller that is not required to collect and remit a sales and
535     use tax under Subsection (2)(a) or (b).
536          (j) "Solicitation" means a direct or indirect communication to a specific person within
537     the state in a manner that is intended to and calculated to incite the person to purchase tangible
538     personal property, a product transferred electronically, or a service from a specific seller.
539          [(c)] (k) "Substantial ownership interest" means an ownership interest in a business
540     entity if that ownership interest is greater than the degree of ownership of equity interest
541     specified in 15 U.S.C. Sec. 78p, with respect to a person other than a director or an officer.
542          (2) (a) Except as provided in Subsection (2)[(e)](h), Section 59-12-107.1, or Section
543     59-12-123, and subject to Subsection (2)[(f)](g), each seller shall pay or collect and remit the
544     sales and use taxes imposed by this chapter if within this state the seller:
545          (i) has or utilizes:
546          (A) an office;
547          (B) a distribution house;
548          (C) a sales house;
549          (D) a warehouse;
550          (E) a service enterprise; or
551          (F) a place of business similar to Subsections (2)(a)(i)(A) through (E);
552          (ii) maintains a stock of goods;
553          (iii) regularly solicits orders, regardless of whether or not the orders are accepted in the
554     state, unless the seller's only activity in the state is:

555          (A) advertising; or
556          (B) solicitation by:
557          (I) direct mail;
558          (II) electronic mail;
559          (III) the Internet;
560          (IV) telecommunications service; or
561          (V) a means similar to Subsection (2)(a)(iii)(A) or (B);
562          (iv) regularly engages in the delivery of property in the state other than by:
563          (A) common carrier; or
564          (B) United States mail; or
565          (v) regularly engages in an activity directly related to the leasing or servicing of
566     property located within the state.
567          (b) A seller is considered to be engaged, in the state, in the business of selling tangible
568     personal property, [a service, or] a product transferred electronically, or a service, for storage,
569     use [in the state], or consumption, and shall pay or collect and remit the sales and use taxes
570     imposed by this chapter if:
571          (i) the seller holds a substantial ownership interest in, or is owned in whole or in
572     substantial part by, a related seller; and
573          (ii) (A) the seller sells the same or a substantially similar line of products as the related
574     seller and does so under the same or a substantially similar business name as the related seller;
575     or
576          (B) the place of business described in Subsection (2)(a)(i) of the related seller or an in
577     state employee of the related seller is used to advertise, promote, or facilitate sales by the seller
578     to a purchaser.
579          (c) [A] (i) Except as provided in Subsection (2)(c)(ii), a remote seller [that does not
580     meet one or more of the criteria provided for in Subsection (2)(a) or is not a seller required to
581     pay or collect and remit sales and use taxes under Subsection (2)(b)] that is not subject to the
582     presumption described in Subsection (2)(d) may voluntarily:
583          [(i) except as provided in Subsection (2)(c)(ii), may voluntarily:]
584          (A) collect a tax on a transaction described in Subsection 59-12-103(1); and
585          (B) remit the tax to the commission as provided in this part[; or].

586          (ii) [notwithstanding Subsection (2)(c)(i),] A remote seller shall collect a tax on a
587     transaction described in Subsection 59-12-103(1) if Section 59-12-103.1 requires the seller to
588     collect the tax.
589          (d) (i) There is a rebuttable presumption that a noncollecting seller is engaged, in the
590     state, in the business of selling tangible personal property, a product transferred electronically,
591     or a service, for storage, use, or consumption.
592          (ii) A noncollecting seller may rebut the presumption described in Subsection (2)(d)(i)
593     by proving that a referring seller has not engaged in an activity within the state that is
594     significantly associated with the noncollecting seller's ability, during the preceding 12 months,
595     to establish and maintain a market within the state for the sale of tangible personal property, a
596     product transferred electronically, or a service.
597          (iii) For purposes of Subsection (2)(d)(ii), proof to rebut the presumption includes a
598     written sworn statement from each of the noncollecting seller's referring sellers stating that:
599          (A) the referring seller has not engaged in an activity within the state that is
600     significantly associated with the noncollecting seller's ability, during the preceding 12 months,
601     to establish and maintain a market within the state for the sale of tangible personal property, a
602     product transferred electronically, or a service; and
603          (B) the referring seller, within the preceding 12 months, did not engage in any
604     solicitation of a potential purchaser in the state on behalf of the noncollecting seller for the sale
605     of tangible personal property, a product transferred electronically, or a service.
606          [(d)] (e) The collection and remittance of a tax under this chapter by a seller that is
607     registered under the agreement may not be used as a factor in determining whether that seller is
608     required by Subsection (2) to:
609          (i) pay a tax, fee, or charge under:
610          (A) Title 10, Chapter 1, Part 3, Municipal Energy Sales and Use Tax Act;
611          (B) Title 10, Chapter 1, Part 4, Municipal Telecommunications License Tax Act;
612          (C) Section 19-6-714;
613          (D) Section 19-6-805;
614          (E) Section 69-2-5;
615          (F) Section 69-2-5.5;
616          (G) Section 69-2-5.6; or

617          (H) this title; or
618          (ii) collect and remit a tax, fee, or charge under:
619          (A) Title 10, Chapter 1, Part 3, Municipal Energy Sales and Use Tax Act;
620          (B) Title 10, Chapter 1, Part 4, Municipal Telecommunications License Tax Act;
621          (C) Section 19-6-714;
622          (D) Section 19-6-805;
623          (E) Section 69-2-5;
624          (F) Section 69-2-5.5;
625          (G) Section 69-2-5.6; or
626          (H) this title.
627          [(e) A person shall pay a use tax imposed by this chapter on a transaction described in
628     Subsection 59-12-103(1) if:]
629          [(i) the seller did not collect a tax imposed by this chapter on the transaction; and]
630          [(ii) the person:]
631          [(A) stores the tangible personal property or product transferred electronically in the
632     state;]
633          [(B) uses the tangible personal property or product transferred electronically in the
634     state; or]
635          [(C) consumes the tangible personal property or product transferred electronically in
636     the state.]
637          (f) Unless the seller owns or leases the computer, the use of a computer located in the
638     state by a seller to create, maintain, or take an order through an Internet web page, Internet
639     website, Internet post, Internet listing, or online marketplace may not be used as a factor in
640     determining whether a seller is required to pay or collect and remit sales and use taxes under
641     this Subsection (2).
642          [(f)] (g) The ownership of property that is located at the premises of a printer's facility
643     with which the retailer has contracted for printing and that consists of the final printed product,
644     property that becomes a part of the final printed product, or copy from which the printed
645     product is produced, shall not result in the retailer being considered to have or maintain an
646     office, distribution house, sales house, warehouse, service enterprise, or other place of
647     business, or to maintain a stock of goods, within this state.

648          (h) A person shall pay a use tax imposed by this chapter on a transaction described in
649     Subsection 59-12-103(1) if:
650          (i) the seller did not collect a tax imposed by this chapter on the transaction from the
651     purchaser; and
652          (ii) the person:
653          (A) stores the tangible personal property or product transferred electronically in the
654     state;
655          (B) uses the tangible personal property, product transferred electronically, or service in
656     the state; or
657          (C) consumes the tangible personal property, product transferred electronically, or
658     service in the state.
659          (3) (a) Except as provided in Section 59-12-107.1, a seller shall collect a tax due under
660     this chapter [shall be collected] from a purchaser.
661          (b) A seller may not collect as a tax an amount, without regard to fractional parts of
662     one cent, in excess of the tax computed at the rates prescribed by this chapter.
663          (c) (i) Each seller shall:
664          (A) give the purchaser a receipt for the tax collected; or
665          (B) bill the tax as a separate item and declare the name of this state and the seller's
666     sales and use tax license number on the invoice for the sale.
667          (ii) The receipt or invoice is prima facie evidence that the seller has collected the tax
668     and relieves the purchaser of the liability for reporting the tax to the commission as a
669     consumer.
670          (d) A seller is not required to maintain a separate account for the tax collected[,] but is
671     considered to be a person charged with receipt, safekeeping, and transfer of public money.
672          (e) Taxes collected by a seller pursuant to this chapter shall be held in trust for the
673     benefit of the state and for payment to the commission in the manner and at the time provided
674     for in this chapter.
675          (f) If any seller, during any reporting period, collects as a tax an amount in excess of
676     the lawful state and local percentage of total taxable sales allowed under this chapter, the seller
677     shall remit to the commission the full amount of the tax imposed under this chapter, plus any
678     excess.

679          (g) If the accounting methods regularly employed by the seller in the transaction of the
680     seller's business are such that reports of sales made during a calendar month or quarterly period
681     will impose unnecessary hardships, the commission may accept reports at intervals that, in the
682     commission's opinion, will[, in the commission's opinion,] better suit the convenience of the
683     taxpayer or seller and will not jeopardize collection of the tax.
684          (h) (i) For a purchase paid with specie legal tender as defined in Section 59-1-1501.1,
685     and until such time as the commission accepts specie legal tender for the payment of a tax
686     under this chapter, if the commission requires a seller to remit a tax under this chapter in legal
687     tender other than specie legal tender, the seller shall state on the seller's books and records and
688     on an invoice, bill of sale, or similar document provided to the purchaser:
689          (A) the purchase price in specie legal tender and in the legal tender the seller is
690     required to remit to the commission;
691          (B) subject to Subsection (3)(h)(ii), the amount of tax due under this chapter in specie
692     legal tender and in the legal tender the seller is required to remit to the commission;
693          (C) the tax rate under this chapter applicable to the purchase; and
694          (D) the date of the purchase.
695          (ii) (A) Subject to Subsection (3)(h)(ii)(B), for purposes of determining the amount of
696     tax due under Subsection (3)(h)(i), a seller shall use the most recent London fixing price for the
697     specie legal tender the purchaser paid.
698          (B) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the
699     commission may make rules for determining the amount of tax due under Subsection (3)(h)(i)
700     if the London fixing price is not available for a particular day.
701          (4) (a) Except as provided in Subsections (5) through (7) and Section 59-12-108, the
702     [sales or use] tax imposed by this chapter is due and payable to the commission quarterly on or
703     before the last day of the month next succeeding each quarterly calendar [quarterly] period.
704          (b) (i) Each seller shall, on or before the last day of the month next succeeding each
705     quarterly calendar [quarterly] period, file with the commission a return for the preceding
706     quarterly period.
707          (ii) The seller shall remit with the return under Subsection (4)(b)(i) the amount of the
708     tax required under this chapter to be collected or paid for the period covered by the return.
709          (c) Except as provided in Subsection (5)(c), a return shall contain information and be in

710     a form the commission prescribes by rule.
711          (d) (i) Subject to Subsection (4)(d)(ii), the sales tax as computed in the return shall be
712     based on the total nonexempt sales made during the period for which the return is filed,
713     including both cash and charge sales.
714          (ii) For a sale that includes the delivery or installation of tangible personal property at a
715     location other than a seller's place of business described in Subsection (2)(a)(i), if the delivery
716     or installation is separately stated on an invoice or receipt, a seller may compute the tax due [on
717     the sale] for purposes of Subsection (4)(d)(i) based on the amount the seller receives for that
718     sale during each period for which the seller receives payment for the sale.
719          (e) (i) The use tax as computed in the return shall be based on the total amount of
720     purchases for storage, use, or other consumption in this state made during the period for which
721     the return is filed, including both cash and charge purchases.
722          (ii) (A) As used in this Subsection (4)(e)(ii) and in Subsection (10)(b)(ii), "qualifying
723     purchaser" means a purchaser who is required to remit taxes under this chapter[,] but is not
724     required to remit taxes monthly in accordance with Section 59-12-108, and who converts
725     tangible personal property into real property.
726          (B) Subject to Subsections (4)(e)(ii)(C) and (D), a qualifying purchaser may remit the
727     taxes due under this chapter on tangible personal property for which the qualifying purchaser
728     claims an exemption as allowed under Subsection 59-12-104(23) or (25) based on the period in
729     which the qualifying purchaser receives payment, in accordance with Subsection (4)(e)(ii)(C),
730     for the conversion of the tangible personal property into real property.
731          (C) A qualifying purchaser remitting taxes due under this chapter in accordance with
732     Subsection (4)(e)(ii)(B) shall remit an amount equal to the total amount of tax due on the
733     qualifying purchaser's purchase of the tangible personal property that was converted into real
734     property multiplied by a fraction, the numerator of which is the payment received in the period
735     for the qualifying purchaser's sale of the tangible personal property that was converted into real
736     property and the denominator of which is the entire sales price for the qualifying purchaser's
737     sale of the tangible personal property that was converted into real property.
738          (D) A qualifying purchaser may remit taxes due under this chapter in accordance with
739     this Subsection (4)(e)(ii) only if the books and records that the qualifying purchaser keeps in
740     the qualifying purchaser's regular course of business identify by reasonable and verifiable

741     standards that the tangible personal property was converted into real property.
742          (f) (i) Subject to Subsection (4)(f)(ii) and in accordance with Title 63G, Chapter 3,
743     Utah Administrative Rulemaking Act, the commission may by rule extend the time for making
744     returns and paying the taxes.
745          (ii) An extension under Subsection (4)(f)(i) may not be for more than 90 days.
746          (g) The commission may require returns and payment of the tax to be made for other
747     than quarterly periods if the commission considers it necessary in order to ensure the payment
748     of the tax imposed by this chapter.
749          (h) (i) The commission may require a seller that files a simplified electronic return with
750     the commission to file an additional electronic report with the commission.
751          (ii) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the
752     commission may make rules providing:
753          (A) the information required to be included in the additional electronic report described
754     in Subsection (4)(h)(i); and
755          (B) one or more due dates for filing the additional electronic report described in
756     Subsection (4)(h)(i).
757          (5) (a) As used in this Subsection (5) and Subsection (6)(b), ["remote seller"]
758     "registered remitter" means a seller that is:
759          (i) registered under the agreement;
760          (ii) described in Subsection (2)(c); and
761          (iii) not a:
762          (A) model 1 seller;
763          (B) model 2 seller; or
764          (C) model 3 seller.
765          (b) (i) Except as provided in Subsection (5)(b)(ii), a tax a [remote seller] registered
766     remitter collects in accordance with Subsection (2)(c) is due and payable:
767          (A) to the commission;
768          (B) annually; and
769          (C) on or before the last day of the month immediately following the last day of each
770     calendar year.
771          (ii) The commission may require that a tax a [remote seller] registered remitter collects

772     in accordance with Subsection (2)(c) be due and payable:
773          (A) to the commission; and
774          (B) on the last day of the month immediately following any month in which the [seller]
775     registered remitter accumulates a total of at least $1,000 in agreement sales and use tax.
776          (c) (i) If a [remote seller] registered remitter remits a tax to the commission in
777     accordance with Subsection (5)(b), the [remote seller] registered remitter shall file a return:
778          (A) with the commission;
779          (B) with respect to the tax;
780          (C) containing information prescribed by the commission; and
781          (D) on a form prescribed by the commission.
782          (ii) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the
783     commission shall make rules prescribing:
784          (A) the information required to be contained in a return described in Subsection
785     (5)(c)(i); and
786          (B) the form described in Subsection (5)(c)(i)(D).
787          (d) A tax a [remote seller] registered remitter collects in accordance with this
788     Subsection (5) shall be calculated on the basis of the total amount of taxable transactions under
789     Subsection 59-12-103(1) the [remote seller] registered remitter completes, including[:] cash
790     transactions and charge transactions.
791          [(i) a cash transaction; and]
792          [(ii) a charge transaction.]
793          (6) (a) Except as provided in Subsection (6)(b), a tax a seller that files a simplified
794     electronic return collects in accordance with this chapter is due and payable:
795          (i) monthly on or before the last day of the month immediately following the month for
796     which the seller collects a tax under this chapter; and
797          (ii) for the month for which the seller collects a tax under this chapter.
798          (b) A tax a [remote seller] registered remitter that files a simplified electronic return
799     collects in accordance with this chapter is due and payable as provided in Subsection (5).
800          (7) (a) On each vehicle sale made by other than a regular licensed vehicle dealer, the
801     purchaser shall pay the sales or use tax directly to the commission if the vehicle is subject to
802     titling or registration under the laws of this state.

803          (b) The commission shall collect the tax described in Subsection (7)(a) when the
804     vehicle is titled or registered.
805          (8) If any sale of tangible personal property or any other taxable transaction under
806     Subsection 59-12-103(1), is made by a wholesaler to a retailer[,]:
807          (a) the wholesaler is not responsible for the collection or payment of the tax imposed
808     on the sale; and
809          (b) the retailer is responsible for the collection or payment of the tax imposed on the
810     sale if:
811          [(a)] (i) the retailer represents that the tangible personal property, product transferred
812     electronically, or service is purchased by the retailer for resale; and
813          [(b)] (ii) the tangible personal property, product transferred electronically, or service is
814     not subsequently resold.
815          (9) If any sale of property or service subject to the tax is made to a person prepaying
816     sales or use tax in accordance with Title 63M, Chapter 5, Resource Development Act, or to a
817     contractor or subcontractor of that person[,]:
818          (a) the person to whom such payment or consideration is payable is not responsible for
819     the collection or payment of the sales or use tax; and
820          (b) the person prepaying the sales or use tax is responsible for the collection or
821     payment of the sales or use tax if the person prepaying the sales or use tax represents that the
822     amount prepaid as sales or use tax has not been fully credited against sales or use tax due and
823     payable under the rules promulgated by the commission.
824          (10) (a) For purposes of this Subsection (10):
825          (i) Except as provided in Subsection (10)(a)(ii), "bad debt" [is as] means the same as
826     that term is defined in Section 166, Internal Revenue Code.
827          (ii) [Notwithstanding Subsection (10)(a)(i),] "Bad debt" does not include:
828          (A) an amount included in the purchase price of tangible personal property, a product
829     transferred electronically, or a service that is:
830          (I) not a transaction described in Subsection 59-12-103(1); or
831          (II) exempt under Section 59-12-104;
832          (B) a financing charge;
833          (C) interest;

834          (D) a tax imposed under this chapter on the purchase price of tangible personal
835     property, a product transferred electronically, or a service;
836          (E) an uncollectible amount on tangible personal property or a product transferred
837     electronically that:
838          (I) is subject to a tax under this chapter; and
839          (II) remains in the possession of a seller until the full purchase price is paid;
840          (F) an expense incurred in attempting to collect any debt; or
841          (G) an amount that a seller does not collect on repossessed property.
842          (b) (i) To the extent an amount remitted in accordance with Subsection (4)(d) later
843     becomes bad debt, a seller may deduct the bad debt from the total amount from which a tax
844     under this chapter is calculated on a return.
845          (ii) A qualifying purchaser, as defined in Subsection (4)(e)(ii)(A), may deduct from the
846     total amount of taxes due under this chapter the amount of tax the qualifying purchaser paid on
847     the qualifying purchaser's purchase of tangible personal property converted into real property to
848     the extent that:
849          (A) tax was remitted in accordance with Subsection (4)(e) on that tangible personal
850     property converted into real property;
851          (B) the qualifying purchaser's sale of that tangible personal property converted into real
852     property later becomes bad debt; and
853          (C) the books and records that the qualifying purchaser keeps in the qualifying
854     purchaser's regular course of business identify by reasonable and verifiable standards that the
855     tangible personal property was converted into real property.
856          (c) A seller may file a refund claim with the commission if:
857          (i) the amount of bad debt for the time period described in Subsection (10)(e) exceeds
858     the amount of the seller's sales that are subject to a tax under this chapter for that same time
859     period; and
860          (ii) as provided in Section 59-1-1410.
861          (d) A bad debt deduction under this section may not include interest.
862          (e) A bad debt may be deducted under this Subsection (10) on a return for the time
863     period during which the bad debt:
864          (i) is written off as uncollectible in the seller's books and records; and

865          (ii) would be eligible for a bad debt deduction:
866          (A) for federal income tax purposes; and
867          (B) if the seller were required to file a federal income tax return.
868          (f) If a seller recovers any portion of bad debt for which the seller makes a deduction or
869     claims a refund under this Subsection (10), the seller shall report and remit a tax under this
870     chapter:
871          (i) on the portion of the bad debt the seller recovers; and
872          (ii) on a return filed for the time period for which the portion of the bad debt is
873     recovered.
874          (g) For purposes of reporting a recovery of a portion of bad debt under Subsection
875     (10)(f), a seller shall apply amounts received on the bad debt in the following order:
876          (i) in a proportional amount:
877          (A) to the purchase price of the tangible personal property, product transferred
878     electronically, or service; and
879          (B) to the tax due under this chapter on the tangible personal property, product
880     transferred electronically, or service; and
881          (ii) to:
882          (A) interest charges;
883          (B) service charges; and
884          (C) other charges.
885          (h) A seller's certified service provider may make a deduction or claim a refund for bad
886     debt on behalf of the seller:
887          (i) in accordance with this Subsection (10); and
888          (ii) if the certified service provider credits or refunds the entire amount of the bad debt
889     deduction or refund to the seller.
890          (i) A seller may allocate bad debt among the states that are members of the agreement
891     if the seller's books and records support that allocation.
892          (11) (a) A seller may not, with intent to evade any tax, fail to timely remit the full
893     amount of tax required by this chapter.
894          (b) A violation of this section is punishable as provided in Section 59-1-401.
895          (c) Each person who fails to pay any tax to the state or any amount of tax required to be

896     paid to the state, except amounts determined to be due by the commission under Chapter 1,
897     Part 14, Assessment, Collections, and Refunds Act, or Section 59-12-111, within the time
898     required by this chapter, or who fails to file any return as required by this chapter, shall pay, in
899     addition to the tax, penalties and interest as provided in Sections 59-1-401 and 59-1-402.
900          (d) For purposes of prosecution under this section, each quarterly tax period in which a
901     seller, with intent to evade any tax, collects a tax and fails to timely remit the full amount of the
902     tax required to be remitted, constitutes a separate offense.
903          Section 4. Section 59-12-108 is amended to read:
904          59-12-108. Monthly payment -- Amount of tax a seller may retain -- Penalty --
905     Certain amounts allocated to local taxing jurisdictions.
906          (1) (a) Notwithstanding Section 59-12-107, a seller that has a tax liability under this
907     chapter of $50,000 or more for the previous calendar year shall:
908          (i) file a return with the commission:
909          (A) monthly on or before the last day of the month immediately following the month
910     for which the seller collects a tax under this chapter; and
911          (B) for the month for which the seller collects a tax under this chapter; and
912          (ii) except as provided in Subsection (1)(b), remit, with the return required by
913     Subsection (1)(a)(i), the amount [the person is required to remit to the commission for each tax,
914     fee, or charge] described in Subsection (1)(c) as follows:
915          (A) if that seller's tax liability under this chapter for the previous calendar year is less
916     than $96,000, by any method permitted by the commission; or
917          (B) if that seller's tax liability under this chapter for the previous calendar year is
918     $96,000 or more, by electronic funds transfer.
919          (b) A seller shall remit electronically with the return required by Subsection (1)(a)(i)
920     the amount the seller is required to remit to the commission for each tax, fee, or charge
921     described in Subsection (1)(c) if that seller:
922          (i) is required by Section 59-12-107 to file the return electronically; or
923          (ii) (A) is required to collect and remit a tax under Section 59-12-107; and
924          (B) files a simplified electronic return.
925          (c) Subsections (1)(a) and (b) apply to the following taxes, fees, or charges:
926          (i) a tax under Title 10, Chapter 1, Part 3, Municipal Energy Sales and Use Tax Act;

927          (ii) a fee under Section 19-6-714;
928          (iii) a fee under Section 19-6-805;
929          (iv) a charge under Section 69-2-5;
930          (v) a charge under Section 69-2-5.5;
931          (vi) a charge under Section 69-2-5.6; [or] and
932          (vii) a tax under this chapter.
933          (d) Notwithstanding [Subsection] Subsections (1)(a)(ii) and (b) and in accordance with
934     Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the commission shall make rules
935     providing for a method for making same-day payments other than by electronic funds transfer
936     if making payments by electronic funds transfer fails.
937          (e) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the
938     commission shall establish by rule procedures and requirements for determining the amount a
939     seller is required to remit to the commission under this Subsection (1).
940          (2) (a) Except as provided in Subsection (3), a seller subject to Subsection (1) or a
941     seller described in Subsection (4) may retain each month the amount allowed by this
942     Subsection (2).
943          (b) A seller subject to Subsection (1) or a seller described in Subsection (4) may retain
944     each month 1.31% of any amounts the seller is required to remit to the commission:
945          (i) for a transaction described in Subsection 59-12-103(1) that is subject to a state tax
946     and a local tax imposed in accordance with the following, for the month for which the seller is
947     filing a return in accordance with Subsection (1):
948          (A) Subsection 59-12-103(2)(a);
949          (B) Subsection 59-12-103(2)(b); and
950          (C) Subsection 59-12-103(2)(d); and
951          (ii) for an agreement sales and use tax.
952          (c) (i) A seller subject to Subsection (1) or a seller described in Subsection (4) may
953     retain each month the amount calculated under Subsection (2)(c)(ii) for a transaction described
954     in Subsection 59-12-103(1) that is subject to the state tax and the local tax imposed in
955     accordance with Subsection 59-12-103(2)(c).
956          (ii) For purposes of Subsection (2)(c)(i), the amount a seller may retain is an amount
957     equal to the sum of:

958          (A) 1.31% of any amounts the seller is required to remit to the commission for:
959          (I) the state tax and the local tax imposed in accordance with Subsection
960     59-12-103(2)(c);
961          (II) the month for which the seller is filing a return in accordance with Subsection (1);
962     and
963          (III) an agreement sales and use tax; and
964          (B) 1.31% of the difference between:
965          (I) the amounts the seller would have been required to remit to the commission:
966          (Aa) in accordance with Subsection 59-12-103(2)(a) if the transaction had been subject
967     to the state tax and the local tax imposed in accordance with Subsection 59-12-103(2)(a);
968          (Bb) for the month for which the seller is filing a return in accordance with Subsection
969     (1); and
970          (Cc) for an agreement sales and use tax; and
971          (II) the amounts the seller is required to remit to the commission for:
972          (Aa) the state tax and the local tax imposed in accordance with Subsection
973     59-12-103(2)(c);
974          (Bb) the month for which the seller is filing a return in accordance with Subsection (1);
975     and
976          (Cc) an agreement sales and use tax.
977          (d) A seller subject to Subsection (1) or a seller described in Subsection (4) may retain
978     each month 1% of any amounts the seller is required to remit to the commission:
979          (i) for the month for which the seller is filing a return in accordance with Subsection
980     (1); and
981          (ii) under:
982          (A) Title 10, Chapter 1, Part 3, Municipal Energy Sales and Use Tax Act;
983          (B) Subsection 59-12-603(1)(a)(i)(A); or
984          (C) Subsection 59-12-603(1)(a)(i)(B).
985          (3) A state government entity that is required to remit taxes monthly in accordance
986     with Subsection (1) may not retain any amount under Subsection (2).
987          (4) A seller that has a tax liability under this chapter for the previous calendar year of
988     less than $50,000 may:

989          (a) voluntarily meet the requirements of Subsection (1); and
990          (b) if the seller voluntarily meets the requirements of Subsection (1), retain the
991     amounts allowed by Subsection (2).
992          (5) (a) Subject to Subsections (5)(b) through (d), a seller that voluntarily collects and
993     remits a tax in accordance with Subsection 59-12-107(2)(c)(i) may retain an amount equal to
994     18% of any amounts the seller would otherwise remit to the commission:
995          (i) if the seller obtains a license under Section 59-12-106 for the first time on or after
996     January 1, 2014; and
997          (ii) for:
998          (A) an agreement sales and use tax; and
999          (B) the time period for which the seller files a return in accordance with this section.
1000          (b) If a seller retains an amount under this Subsection (5), the seller may not retain any
1001     other amount under this section.
1002          (c) If a seller retains an amount under this Subsection (5), the commission may require
1003     the seller to file a return by:
1004          (i) electronic means; or
1005          (ii) a means other than electronic means.
1006          (d) A seller may not retain an amount under this Subsection (5) if the seller is required
1007     to collect or remit a tax under this section in accordance with Section 59-12-103.1.
1008          (6) Penalties for late payment shall be as provided in Section 59-1-401.
1009          (7) (a) Except as provided in Subsection (7)(c), for any amounts required to be remitted
1010     to the commission under this part, the commission shall each month calculate an amount equal
1011     to the difference between:
1012          (i) the total amount retained for that month by all sellers had the percentages listed
1013     under Subsections (2)(b) and (2)(c)(ii) been 1.5%; and
1014          (ii) the total amount retained for that month by all sellers at the percentages listed
1015     under Subsections (2)(b) and (2)(c)(ii).
1016          (b) The commission shall each month allocate the amount calculated under Subsection
1017     (7)(a) to each county, city, and town on the basis of the proportion of agreement sales and use
1018     tax that the commission distributes to each county, city, and town for that month compared to
1019     the total agreement sales and use tax that the commission distributes for that month to all

1020     counties, cities, and towns.
1021          (c) The amount the commission calculates under Subsection (7)(a) may not include an
1022     amount collected from a tax that:
1023          (i) the state imposes within a county, city, or town, including the unincorporated area
1024     of a county; and
1025          (ii) is not imposed within the entire state.
1026          Section 5. Section 59-12-211 is amended to read:
1027          59-12-211. Definitions -- Location of certain transactions -- Reports to
1028     commission -- Direct payment provision for a seller making certain purchases --
1029     Exceptions.
1030          (1) As used in this section:
1031          (a) (i) "Receipt" and "receive" mean:
1032          (A) taking possession of tangible personal property;
1033          (B) making first use of a service; or
1034          (C) for a product transferred electronically, the earlier of:
1035          (I) taking possession of the product transferred electronically; or
1036          (II) making first use of the product transferred electronically.
1037          (ii) "Receipt" and "receive" do not include possession by a shipping company on behalf
1038     of a purchaser.
1039          (b) "Transportation equipment" means:
1040          (i) a locomotive or rail car that is used to carry a person or property in interstate
1041     commerce;
1042          (ii) a truck or truck-tractor:
1043          (A) with a gross vehicle weight rating of 10,001 pounds or [more] greater;
1044          (B) registered under Section 41-1a-301; and
1045          (C) operated under the authority of a carrier authorized and certificated:
1046          (I) by the United States Department of Transportation or another federal authority; and
1047          (II) to engage in carrying a person or property in interstate commerce;
1048          (iii) a trailer, semitrailer, or passenger bus that is:
1049          (A) registered under Section 41-1a-301; and
1050          (B) operated under the authority of a carrier authorized and certificated:

1051          (I) by the United States Department of Transportation or another federal authority; and
1052          (II) to engage in carrying a person or property in interstate commerce;
1053          (iv) an aircraft that is operated by an air carrier authorized and certificated:
1054          (A) by the United States Department of Transportation or another federal or foreign
1055     authority; and
1056          (B) to engage in carrying a person or property in interstate commerce; or
1057          (v) a container designed for use on, or a component part attached or secured on, an
1058     item of equipment listed in Subsections (1)(b)(i) through (iv).
1059          (2) Except as provided in Subsections (8) and (14), if tangible personal property, a
1060     product transferred electronically, or a service that is subject to taxation under this chapter is
1061     received by a purchaser at a business location of a seller, the location of the transaction is the
1062     business location of the seller.
1063          (3) Subject to Subsection (10), and except as provided in Subsections (7), (8), (9), (11),
1064     and (14), if tangible personal property, a product transferred electronically, or a service that is
1065     subject to taxation under this chapter is not received by a purchaser at a business location of a
1066     seller, the location of the transaction is the location where the purchaser takes receipt of the
1067     tangible personal property or service.
1068          (4) Subject to Subsection (10), and except as provided in Subsections (7), (8), (9), (11),
1069     and (14), if Subsection (2) or (3) does not apply, the location of the transaction is the location
1070     indicated by an address for or other information on the purchaser if:
1071          (a) the address or other information is available from the seller's business records; and
1072          (b) use of the address or other information from the seller's records does not constitute
1073     bad faith.
1074          (5) (a) Subject to Subsection (10), and except as provided in Subsections (7), (8), (9),
1075     (11), and (14), if Subsection (2), (3), or (4) does not apply, the location of the transaction is the
1076     location indicated by an address for the purchaser if:
1077          (i) the address is obtained during the consummation of the transaction; and
1078          (ii) use of the address described in Subsection (5)(a)(i) does not constitute bad faith.
1079          (b) An address used under Subsection (5)(a) includes the address of a purchaser's
1080     payment instrument if no other address is available.
1081          (6) Subject to Subsection (10), and except as provided in Subsections (7), (8), (9), (11),

1082     and (14), if Subsection (2), (3), (4), or (5) does not apply or if a seller does not have sufficient
1083     information to apply Subsection (2), (3), (4), or (5), the location of the transaction is the
1084     location:
1085          (a) indicated by the address from which:
1086          (i) except as provided in Subsection (6)(a)(ii), for tangible personal property that is
1087     subject to taxation under this chapter, the tangible personal property is shipped;
1088          (ii) for computer software delivered electronically or for a product transferred
1089     electronically that is subject to taxation under this chapter, the computer software or product
1090     transferred electronically is first available for transmission by the seller; or
1091          (iii) for a service that is subject to taxation under this chapter, the service is provided;
1092     or
1093          (b) as determined by the seller with respect to a prepaid wireless calling service:
1094          (i) provided in Subsection (6)(a)(iii); or
1095          (ii) associated with the mobile telephone number.
1096          (7) (a) For purposes of this Subsection (7), "shared ZIP Code" means a nine-digit ZIP
1097     Code that is located within two or more local taxing jurisdictions.
1098          (b) If the location of a transaction determined under Subsections (3) through (6) is in a
1099     shared ZIP Code, the location of the transaction is:
1100          (i) if there is only one local taxing jurisdiction that imposes the lowest agreement
1101     combined tax rate for the shared ZIP Code, the local taxing jurisdiction that imposes the lowest
1102     agreement combined tax rate; or
1103          (ii) if two or more local taxing jurisdictions impose the lowest agreement combined tax
1104     rate for the shared ZIP Code, the local taxing jurisdiction that:
1105          (A) imposes the lowest agreement combined tax rate for the shared ZIP Code; and
1106          (B) has located within the local taxing jurisdiction the largest number of street
1107     addresses within the shared ZIP Code.
1108          (c) Notwithstanding any provision under this chapter authorizing or requiring the
1109     imposition of a sales and use tax, for purposes of Subsection (7)(b), a seller shall collect a sales
1110     and use tax imposed under this chapter at the lowest agreement combined tax rate imposed
1111     within the local taxing jurisdiction in which the transaction is located under Subsection (7)(b).
1112          (d) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the

1113     commission may make rules:
1114          (i) providing for the circumstances under which a seller has exercised due diligence in
1115     determining the nine-digit ZIP Code for an address; or
1116          (ii) notwithstanding Subsection (7)(b), for determining the local taxing jurisdiction
1117     within which a transaction is located if a seller is unable to determine the local taxing
1118     jurisdiction within which the transaction is located under Subsection (7)(b).
1119          (8) The location of a transaction made with a direct payment permit described in
1120     Section 59-12-107.1 is the location where receipt of the tangible personal property, product
1121     transferred electronically, or service by the purchaser occurs.
1122          (9) The location of a purchase of direct mail is the location determined in accordance
1123     with Section 59-12-123.
1124          (10) (a) Except as provided in Subsection (10)(b), the location of a transaction
1125     determined under Subsections (3) through (6), (8), or (9), is the local taxing jurisdiction within
1126     which:
1127          (i) the nine-digit ZIP Code assigned to the location determined under Subsections (3)
1128     through (6), (8), or (9) is located; or
1129          (ii) the five-digit ZIP Code assigned to the location determined under Subsections (3)
1130     through (6), (8), or (9) is located if:
1131          (A) a nine-digit ZIP Code is not available for the location determined under
1132     Subsections (3) through (6), (8), or (9); or
1133          (B) after exercising due diligence, a seller or certified service provider is unable to
1134     determine a nine-digit ZIP Code for the location determined under Subsections (3) through (6),
1135     (8), or (9).
1136          (b) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the
1137     commission may make rules for determining the local taxing jurisdiction within which a
1138     transaction is located if a seller or certified service provider is unable to determine the local
1139     taxing jurisdiction within which the transaction is located under Subsection (10)(a).
1140          (11) (a) As used in this Subsection (11), "florist delivery transaction" means a
1141     transaction commenced by a florist that transmits an order:
1142          (i) by:
1143          (A) telegraph;

1144          (B) telephone; or
1145          (C) a means of communication similar to Subsection (11)(a)(i)(A) or (B); and
1146          (ii) for delivery to another place:
1147          (A) in this state; or
1148          (B) outside this state.
1149          [(b) Notwithstanding Subsections (3) through (6), beginning on January 1, 2009, and
1150     ending on December 31, 2009, the location of a florist delivery transaction is the business
1151     location of the florist that commences the florist delivery transaction.]
1152          [(c)] (b) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking
1153     Act, the commission may by rule:
1154          (i) define:
1155          (A) "business location"; and
1156          (B) "florist";
1157          (ii) define what constitutes a means of communication similar to Subsection
1158     (11)(a)(i)(A) or (B); and
1159          (iii) provide procedures for determining when a transaction is commenced.
1160          (12) (a) Notwithstanding any other provision of this section and except as provided in
1161     Subsection (12)(b), if a purchaser uses computer software and there is not a transfer of a copy
1162     of that software to the purchaser, the location of the transaction is determined in accordance
1163     with Subsections (4) and (5).
1164          (b) If a purchaser uses computer software described in Subsection (12)(a) at more than
1165     one location, the location of the transaction shall be determined in accordance with rules made
1166     by the commission in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking
1167     Act.
1168          (13) (a) A tax collected under this chapter shall be reported to the commission on a
1169     form that identifies the location of each transaction that occurs during the return filing period.
1170          (b) The form described in Subsection (13)(a) shall be filed with the commission as
1171     required under this chapter.
1172          (14) This section does not apply to:
1173          (a) amounts charged by a seller for:
1174          (i) telecommunications service except for a prepaid calling service or a prepaid

1175     wireless calling service as provided in Subsection (6)(b) or Section 59-12-215; or
1176          (ii) the retail sale or transfer of:
1177          (A) a motor vehicle other than a motor vehicle that is transportation equipment;
1178          (B) an aircraft other than an aircraft that is transportation equipment;
1179          (C) a watercraft;
1180          (D) a modular home;
1181          (E) a manufactured home; or
1182          (F) a mobile home; or
1183          (iii) except as provided in Section 59-12-214, the lease or rental of tangible personal
1184     property other than tangible personal property that is transportation equipment;
1185          (b) a tax a person pays in accordance with Subsection 59-12-107(2)[(e)](h); or
1186          (c) a retail sale of tangible personal property or a product transferred electronically if:
1187          (i) the seller receives the order for the tangible personal property or product transferred
1188     electronically in this state;
1189          (ii) receipt of the tangible personal property or product transferred electronically by the
1190     purchaser or the purchaser's donee occurs in this state;
1191          (iii) the location where receipt of the tangible personal property or product transferred
1192     electronically by the purchaser occurs is determined in accordance with Subsections (3)
1193     through (5); and
1194          (iv) at the time the seller receives the order, the record keeping system that the seller
1195     uses to calculate the proper amount of tax imposed under this chapter captures the location
1196     where the order is received.
1197          Section 6. Section 59-12-211.1 is amended to read:
1198          59-12-211.1. Location of a transaction that is subject to a use tax.
1199          (1) Subject to Subsection (2), a person that is required by Subsection
1200     59-12-107(2)[(e)](h) to pay a use tax on a transaction shall report the location of that
1201     transaction at the person's location.
1202          (2) For purposes of Subsection (1), if a person has more than one location in this state,
1203     the person shall report the location of the transaction at the location at which tangible personal
1204     property, a product transferred electronically, or a service is received.
1205          Section 7. Section 76-8-1101 is amended to read:

1206          76-8-1101. Criminal offenses and penalties relating to revenue and taxation --
1207     Rulemaking authority -- Statute of limitations.
1208          (1) (a) As provided in Section 59-1-401, criminal offenses and penalties are as
1209     provided in Subsections (1)(b) through (e).
1210          (b) (i) [Any] A person [who] is guilty of a class B misdemeanor if the person:
1211          (A) is required by Title 59, Revenue and Taxation, or any laws the State Tax
1212     Commission administers or regulates, to register with or obtain a license or permit from the
1213     State Tax Commission[, who]; and
1214          (B) operates without having registered or secured a license or permit, or [who] operates
1215     when the registration, license, or permit is expired or not current[, is guilty of a class B
1216     misdemeanor].
1217          (ii) Notwithstanding Section 76-3-301, for purposes of Subsection (1)(b)(i), the
1218     penalty may not:
1219          (A) be less than $500; or
1220          (B) exceed $1,000.
1221          (c) (i) With respect to a tax, fee, or charge as defined in Section 59-1-401, [any] a
1222     person [who] is guilty of a third degree felony if the person:
1223          (A) knowingly and intentionally, and without a reasonable good faith basis, fails to
1224     make, render, sign, or verify any return within the time required by law or to supply any
1225     information within the time required by law[, or who];
1226          (B) makes, renders, signs, or verifies any false or fraudulent return or statement[, or
1227     who]; or
1228          (C) supplies any false or fraudulent information[, is guilty of a third degree felony].
1229          (ii) Notwithstanding Section 76-3-301, for purposes of Subsection (1)(c)(i), the penalty
1230     may not:
1231          (A) be less than $1,000; or
1232          (B) exceed $5,000.
1233          (d) (i) Any person who intentionally or willfully attempts to evade or defeat any tax,
1234     fee, or charge as defined in Section 59-1-401 or the payment of a tax, fee, or charge as defined
1235     in Section 59-1-401 is, in addition to other penalties provided by law, guilty of a second degree
1236     felony.

1237          (ii) Notwithstanding Section 76-3-301, for purposes of Subsection (1)(d)(i), the penalty
1238     may not:
1239          (A) be less than $1,500; or
1240          (B) exceed $25,000.
1241          (e) (i) A person is guilty of a second degree felony if that person commits an act:
1242          (A) described in Subsection (1)(e)(ii) with respect to one or more of the following
1243     documents:
1244          (I) a return;
1245          (II) an affidavit;
1246          (III) a claim; or
1247          (IV) a document similar to Subsections (1)(e)(i)(A)(I) through (III); and
1248          (B) subject to Subsection (1)(e)(iii), with knowledge that the document described in
1249     Subsection (1)(e)(i)(A):
1250          (I) is false or fraudulent as to any material matter; and
1251          (II) could be used in connection with any material matter administered by the State Tax
1252     Commission.
1253          (ii) The following acts apply to Subsection (1)(e)(i):
1254          (A) preparing any portion of a document described in Subsection (1)(e)(i)(A);
1255          (B) presenting any portion of a document described in Subsection (1)(e)(i)(A);
1256          (C) procuring any portion of a document described in Subsection (1)(e)(i)(A);
1257          (D) advising in the preparation or presentation of any portion of a document described
1258     in Subsection (1)(e)(i)(A);
1259          (E) aiding in the preparation or presentation of any portion of a document described in
1260     Subsection (1)(e)(i)(A);
1261          (F) assisting in the preparation or presentation of any portion of a document described
1262     in Subsection (1)(e)(i)(A); or
1263          (G) counseling in the preparation or presentation of any portion of a document
1264     described in Subsection (1)(e)(i)(A).
1265          (iii) This Subsection (1)(e) applies:
1266          (A) regardless of whether the person for which the document described in Subsection
1267     (1)(e)(i)(A) is prepared or presented:

1268          (I) knew of the falsity of the document described in Subsection (1)(e)(i)(A); or
1269          (II) consented to the falsity of the document described in Subsection (1)(e)(i)(A); and
1270          (B) in addition to any other penalty provided by law.
1271          (iv) Notwithstanding Section 76-3-301, for purposes of this Subsection (1)(e), the
1272     penalty may not:
1273          (A) be less than $1,500; or
1274          (B) exceed $25,000.
1275          (v) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the
1276     State Tax Commission may make rules prescribing the documents that are similar to
1277     Subsections (1)(e)(i)(A)(I) through (III).
1278          (2) The statute of limitations for prosecution for a violation of this section is the later
1279     of six years:
1280          (a) from the date the tax should have been remitted; or
1281          (b) after the day on which the person commits the criminal offense.
1282          Section 8. Effective date.
1283          This bill takes effect on July 1, 2016.






Legislative Review Note
Office of Legislative Research and General Counsel