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8 LONG TITLE
9 General Description:
10 This bill clarifies and amends grievance procedures for state employees in the executive
11 branch.
12 Highlighted Provisions:
13 This bill:
14 ▸ defines terms;
15 ▸ incorporates in statute the state's policy and commitment to provide and maintain a
16 work environment free of abusive conduct;
17 ▸ requires biennial training and annual reports to a legislative committee regarding
18 abusive conduct and grievances;
19 ▸ includes abusive conduct and other actions as conditions for which an employee
20 may file a grievance and complaint;
21 ▸ prohibits retaliatory action against an employee who represents or advocates for an
22 employee in the grievance procedure as provided in statute;
23 ▸ amends deadlines for submitting certain grievances;
24 ▸ allows an employee to submit a grievance to higher steps in the grievance process if
25 the grievance relates to a supervisor or administrator to whom the employee would
26 otherwise submit a grievance;
27 ▸ provides for an administrative appeal to the administrator of the Career Service
28 Review Office; and
29 ▸ makes technical and conforming changes.
30 Money Appropriated in this Bill:
31 None
32 Other Special Clauses:
33 None
34 Utah Code Sections Affected:
35 AMENDS:
36 67-19-44, as enacted by Laws of Utah 2015, Chapter 211
37 67-19a-101, as last amended by Laws of Utah 2013, Chapter 427
38 67-19a-202, as last amended by Laws of Utah 2015, Chapter 258
39 67-19a-301, as last amended by Laws of Utah 2013, Chapter 427
40 67-19a-303, as last amended by Laws of Utah 2013, Chapter 427
41 67-19a-401, as last amended by Laws of Utah 2010, Chapter 249
42 67-19a-402, as last amended by Laws of Utah 2010, Chapter 249
43 67-19a-402.5, as last amended by Laws of Utah 2015, Chapter 258
44 67-19a-406, as last amended by Laws of Utah 2013, Chapter 109
45 67-21-3.5, as enacted by Laws of Utah 2013, Chapter 427 and last amended by
46 Coordination Clause, Laws of Utah 2013, Chapter 427
47 ENACTS:
48 67-19a-102, Utah Code Annotated 1953
49 67-19a-205, Utah Code Annotated 1953
50 67-19a-501, Utah Code Annotated 1953
51 REPEALS AND REENACTS:
52 67-19a-302, as last amended by Laws of Utah 2013, Chapter 427
53
54 Be it enacted by the Legislature of the state of Utah:
55 Section 1. Section 67-19-44 is amended to read:
56 67-19-44. Abusive conduct.
57 (1) As used in this section:
58 (a) (i) "Abusive conduct" means verbal, nonverbal, or physical conduct of an employee
59 to another employee that, based on its severity, nature, and frequency of occurrence, a
60 reasonable person would determine:
61 (A) is intended to cause intimidation, humiliation, or unwarranted distress;
62 (B) results in substantial physical or psychological harm as a result of intimidation,
63 humiliation, or unwarranted distress; or
64 (C) exploits an employee's known physical or psychological disability.
65 (ii) A single act does not constitute abusive conduct, unless it is an especially severe
66 and egregious act that meets the standard under Subsection (1)(a)(i)(A), (B), or (C).
67 (b) "Employee" means an employee of a state executive branch agency.
68 (c) "Physical harm" means the impairment of a person's physical health or bodily
69 integrity, as established by competent evidence.
70 (d) "Psychological harm" means the impairment of a person's mental health, as
71 established by competent evidence.
72 (2) It is the policy of the state of Utah to provide and maintain a work environment free
73 from abusive conduct.
74 (3) An employee may file a written complaint of abusive conduct with the department
75 and subject to further administrative review in accordance with Section 67-19a-501.
76 [
77 rule, in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, consistent
78 with the definitions in Subsection (1) and Title 67, Chapter 19a, Grievance Procedures.
79 [
80 (5) (a) The department shall provide biennial training to educate employees and
81 supervisors about how to prevent abusive workplace conduct.
82 (b) The training shall include information on:
83 (i) what constitutes abusive conduct and the ramifications of abusive conduct;
84 (ii) resources available to employees who are subject to abusive conduct; and
85 (iii) the grievance process.
86 [
87 (6) (a) Each state agency shall provide professional development training approved by
88 the department to promote:
89 (i) ethical conduct; [
90 (ii) organizational leadership practices based in principles of integrity[
91 (iii) the state policy described in Subsection (2).
92 (b) A state agency may request assistance from the department in developing training
93 under this Subsection [
94 [
95 training described in Subsections [
96 in alternating years thereafter.
97 (b) The requirement in Subsection (7)(a) includes notification to all employees at the
98 time of hiring and in alternating years thereafter of the abusive conduct complaint procedures
99 and the grievance procedures provided in Title 67, Chapter 19a, Grievance Procedures.
100 [
101 support from outside resources to:
102 (a) develop policies against workplace abusive conduct; and
103 (b) enhance professional development training on topics such as:
104 (i) building trust;
105 (ii) effective motivation;
106 (iii) communication;
107 (iv) conflict resolution;
108 (v) accountability;
109 (vi) coaching;
110 (vii) leadership; or
111 (viii) ethics.
112 [
113 (a) exempt or relieve a person from a liability, duty, or penalty provided by another
114 federal or state law;
115 (b) create a private right of action;
116 (c) expand or diminish rights or remedies available to a person before July 1, 2015; or
117 (d) expand or diminish grounds for discipline that existed before July 1, 2015.
118 [
119 Workforce Services Interim Committee by no later than the November [
120 regarding:
121 (a) the implementation of this section;
122 (b) recommendations, if any, to appropriately address and reduce workplace abusive
123 conduct or to change definitions or training required by this section; and
124 [
125
126 (c) an annual report of the total number and outcomes of abusive conduct complaints
127 that employees filed and the department investigated.
128 Section 2. Section 67-19a-101 is amended to read:
129 67-19a-101. Definitions.
130 As used in this chapter:
131 (1) "Abusive conduct" means the same as that term is defined in Section 67-19-44.
132 [
133 head the Career Service Review Office.
134 [
135 defined in Section 67-19-3.
136 (4) "Department" means the Department of Human Resource Management.
137 [
138 the authority to implement and administer the policies of an agency.
139 (6) "Excusable neglect" means harmless error, mistake, inadvertence, surprise, a failure
140 to discover evidence that, through due diligence, could not have been discovered in time to
141 meet the applicable time period, misrepresentation or misconduct by the employer, or any other
142 reason justifying equitable relief.
143 [
144 (a) a complaint by a career service employee concerning any matter touching upon the
145 relationship between the employee and the employer;
146 (b) any dispute between a career service employee and the employer; [
147 (c) a complaint by a reporting employee that a public entity has engaged in retaliatory
148 action against the reporting employee[
149 (d) a complaint that the employer subjected the employee to conditions that a
150 reasonable person would consider intolerable, including abusive conduct.
151 [
152 67-19a-201.
153 [
154 67-21-2.
155 [
156 the public entity engaged in retaliatory action against the employee.
157 [
158 violation of Section 67-21-3:
159 (a) dismiss the employee;
160 (b) reduce the employee's compensation;
161 (c) fail to increase the employee's compensation by an amount that the employee is
162 otherwise entitled to or was promised;
163 (d) fail to promote the employee if the employee would have otherwise been promoted;
164 or
165 [
166
167 [
168 (d).
169 [
170 (a) to whom an employee reports; or
171 (b) who assigns and oversees an employee's work.
172 Section 3. Section 67-19a-102 is enacted to read:
173 67-19a-102. Work environment policy.
174 As recognized and provided in Section 67-19-44, it is the policy of the state of Utah to
175 provide and maintain a work environment free from abusive conduct.
176 Section 4. Section 67-19a-202 is amended to read:
177 67-19a-202. Powers -- Scope of authority.
178 (1) [
179 from a career service employee and an agency of a decision regarding:
180 [
181 [
182 [
183 [
184 [
185 [
186 employee's current position;
187 [
188 Management Act; or
189 [
190 following benefits:
191 [
192 [
193 [
194 [
195 [
196 [
197 [
198 [
199 [
200 [
201 a reporting employee alleging retaliatory action.
202 (3) The office shall serve as the final administrative body to review the findings of an
203 abusive conduct investigation.
204 [
205 [
206 through (3);
207 [
208 (1) through (3) that alleges discrimination or retaliation related to a claim of discrimination that
209 is a violation of a state or federal law for which review and action by the office is preempted by
210 state or federal law; or
211 [
212 provided by statute and administered by:
213 [
214 Insurance Benefit Act;
215 [
216 20, Public Employees' Benefit and Insurance Program Act; or
217 [
218 Chapter 21, Public Employees' Long-Term Disability Act.
219 [
220 established in Title 63G, Chapter 4, Administrative Procedures Act.
221 Section 5. Section 67-19a-205 is enacted to read:
222 67-19a-205. Employment transfer.
223 At any point during the grievance process, the employer and the employee may
224 mutually agree to a transfer of the employee to another equivalent position, if and to the extent
225 that such a position is available, in accordance with department rules for transfer and
226 reassignment.
227 Section 6. Section 67-19a-301 is amended to read:
228 67-19a-301. Charges submissible under grievance procedure.
229 (1) This grievance procedure may only be used by career service employees who are
230 not:
231 (a) public applicants for a position with the state's work force;
232 (b) public employees of the state's political subdivisions;
233 (c) public employees covered by other grievance procedures; or
234 (d) employees of state institutions of higher education.
235 (2) (a) Whenever a question or dispute exists as to whether an employee is qualified to
236 use this grievance procedure, the administrator shall resolve the question or dispute.
237 (b) The administrator's decision under Subsection (2)(a) is reviewable only by the
238 Court of Appeals.
239 (3) Any career service employee may submit a grievance based upon a claim or charge
240 of injustice or oppression, including dismissal from employment, resulting from an act,
241 occurrence, omission, or condition for solution through the grievance procedures set forth in
242 this chapter.
243 (4) A reporting employee who desires to bring an administrative claim of retaliatory
244 action shall use the grievance procedure described in Section 67-19a-402.5.
245 (5) A career service employee who desires to bring a grievance described in Subsection
246 67-19a-202(1) shall use and follow the grievance procedure described in Part 3, Grievance
247 Procedures, and Part 4, Procedural Steps to Be Followed by Aggrieved Employee.
248 (6) An employee who desires to initiate an administrative review challenging the
249 findings of an abusive conduct investigation shall use and follow the procedure described in
250 Section 67-19a-501.
251 Section 7. Section 67-19a-302 is repealed and reenacted to read:
252 67-19a-302. Levels of procedure.
253 (1) The administration of all grievances under Subsection 67-19a-202(1) occurs on the
254 following four levels:
255 (a) Level 1 - the supervisor;
256 (b) Level 2 - the division director or the director's designee;
257 (c) Level 3 - the agency director or the director's designee; and
258 (d) Level 4 - the office.
259 (2) (a) Except as provided in Subsection (2)(b) and Section 67-19a-501, an employee
260 shall file a grievance or complaint at Level 1 and proceed through the levels of procedure
261 within the applicable time limits provided in this chapter.
262 (b) If a supervisor or division director is the subject of a grievance or complaint, the
263 employee may proceed directly to Level 2 or Level 3, respectively.
264 (3) A career service employee may advance all grievances to Level 3.
265 (4) In accordance with Section 67-19a-402.5 and subject to Section 67-21-4, a
266 reporting employee may file a grievance alleging retaliatory action directly at Level 4.
267 Section 8. Section 67-19a-303 is amended to read:
268 67-19a-303. Employees' rights in grievance procedure.
269 (1) For the purpose of submitting and advancing a grievance, a career service
270 employee, or a reporting employee alleging retaliatory action, may:
271 (a) obtain assistance by a representative of the employee's choice to act as an advocate
272 at any level of the grievance procedure;
273 (b) request a reasonable amount of time during work hours to confer with the
274 representative and prepare the grievance; and
275 (c) call other employees as witnesses at a grievance hearing.
276 (2) The state shall allow employees to attend and testify at the grievance hearing as
277 witnesses if the employee has given reasonable advance notice to the employee's immediate
278 supervisor.
279 (3) No person may take any reprisals against a career service employee or a reporting
280 employee for:
281 (a) use of or participation in a grievance procedure described in this chapter[
282 (b) representing and providing assistance to a career service employee as an advocate
283 in accordance with Subsection (1)(a).
284 (4) If the individual acting as an advocate for a career service employee under
285 Subsection (1)(a) is a state employee, the individual may not receive state compensation for the
286 time the employee spends in the course of that representation unless the individual uses
287 approved leave during that time.
288 [
289 grievance forms, grievance materials, correspondence about the grievance, agency and
290 department replies to the grievance, or other documents relating to the grievance in the
291 employee's personnel file.
292 (b) The employing agency of an employee who files a grievance may place records of
293 disciplinary action in the employee's personnel file.
294 (c) If any disciplinary action against an employee is rescinded through the grievance
295 procedures described in this chapter, the agency and the Department of Human Resource
296 Management shall remove the record of the disciplinary action from the employee's agency
297 personnel file and central personnel file.
298 (d) An agency may maintain a separate grievance file relating to an employee's
299 grievance, but shall discard the file after three years.
300 Section 9. Section 67-19a-401 is amended to read:
301 67-19a-401. Time limits for submission and advancement of grievance by
302 aggrieved employee -- Voluntary termination of employment -- Group grievances.
303 (1) [
304
305
306 shall advance the grievance through the proper levels of procedure specified in this [
307 chapter.
308 (2) The employee and the person to whom the grievance is directed may agree in
309 writing to waive or extend grievance steps specified under Subsection 67-19a-402(1), (2), or
310 (3) or the time limits specified for those grievance steps, as outlined in Section 67-19a-402.
311 (3) Any writing made under Subsection (2) shall be submitted to the administrator.
312 (4) Except as provided under [
313 fails to advance the grievance to the next procedural step within the time limits established in
314 this part:
315 (a) the employee waives the right to advance the grievance or to obtain judicial review
316 of the grievance; and
317 (b) the grievance is considered to be settled based on the decision made at the last
318 procedural step.
319 (5) [
320 [
321 within 30 working days after:
322 [
323 grievance; or
324 [
325 recent event giving rise to the grievance.
326 [
327
328 (6) (a) An employee may file with the office a motion for an enlargement of a time
329 limit described in Subsection (5).
330 (b) In determining whether to grant a motion described in Subsection (6)(a), the office
331 shall consider, giving reasonable deference to the employee, whether:
332 (i) the employee filed the motion before the time limit the employee seeks to enlarge;
333 or
334 (ii) the enlargement is necessary to remedy the employee's excusable neglect.
335 [
336 meets the requirements for excusable neglect [
337 Section 67-19a-101.
338 [
339
340 (8) (a) If several employees allege the same grievance, the employees may submit a
341 group grievance by following the procedures and requirements of this chapter.
342 (b) In submitting a group grievance, each aggrieved employee shall sign the grievance.
343 (c) The administrator may not treat a group grievance as a class action, but may select
344 one aggrieved employee's grievance and address that grievance as a test case.
345 Section 10. Section 67-19a-402 is amended to read:
346 67-19a-402. Procedural steps to be followed by aggrieved employee.
347 (1) (a) [
348 67-19a-302, a career service employee who has a grievance shall submit the grievance in
349 writing to:
350 (i) the employee's supervisor; and
351 (ii) the administrator.
352 (b) Within five working days after receiving a written grievance, the employee's
353 supervisor may issue a written decision on the grievance.
354 (2) (a) If the employee's supervisor fails to respond to the grievance within five
355 working days or if the aggrieved employee is dissatisfied with the supervisor's written decision,
356 the employee may advance the written grievance to the employee's agency or division director
357 within 10 working days after the expiration of the period for response or receipt of the written
358 decision, whichever is first.
359 (b) Within five working days after receiving the written grievance, the employee's
360 agency or division director may issue a written response to the grievance stating the decision
361 and the reasons for the decision.
362 (3) (a) If the employee's agency or division director fails to respond to the grievance
363 within five working days after its submission, or if the aggrieved employee is dissatisfied with
364 the agency or division director's written decision, the employee may advance the written
365 grievance to the employee's department head within 10 working days after the expiration of the
366 period for decision or receipt of the written decision, whichever is first.
367 (b) Within 10 working days after the employee's written grievance is submitted, the
368 department head may issue a written response to the grievance stating the decision and the
369 reasons for the decision.
370 (c) The decision of the department head is final in all matters except those matters that
371 the office may review under the authority of Part 3, Grievance Procedures.
372 (4) If the written grievance submitted to the employee's department head meets the
373 subject matter requirements of Section 67-19a-202 and if the employee's department head fails
374 to respond to the grievance within 10 working days after submission, or if the aggrieved
375 employee is dissatisfied with the department head's written decision, the employee may
376 advance the written grievance to the administrator within 10 working days after the expiration
377 of the period for decision or receipt of the written decision, whichever is first.
378 Section 11. Section 67-19a-402.5 is amended to read:
379 67-19a-402.5. Procedural steps to be followed by reporting employee alleging
380 retaliatory action.
381 (1) A reporting employee who desires to assert an administrative grievance of
382 retaliatory action:
383 (a) shall submit the grievance in writing within [
384 retaliatory action occurs;
385 (b) is not required to comply with Section 63G-7-402 to file the grievance; and
386 (c) is subject to the provisions of Section 67-21-4.
387 (2) (a) When a reporting employee files a grievance with the administrator under
388 Subsection (1), the administrator shall initially determine:
389 (i) whether the reporting employee is entitled, under this chapter and Chapter 21, Utah
390 Protection of Public Employees Act, to bring the grievance and use the grievance procedure;
391 (ii) whether the office has authority to review the grievance;
392 (iii) whether, if the alleged grievance were found to be true, the reporting employee
393 would be entitled to relief under Subsection 67-21-3.5(2); and
394 (iv) whether the reporting employee has been directly harmed.
395 (b) To make the determinations described in Subsection (2)(a), the administrator may:
396 (i) hold an initial hearing, where the parties may present oral arguments, written
397 arguments, or both; or
398 (ii) conduct an administrative review of the grievance.
399 (3) (a) If the administrator holds an initial hearing, the administrator shall issue a
400 written decision within 15 days after the day on which the hearing is adjourned.
401 (b) If the administrator chooses to conduct an administrative review of the grievance,
402 the administrator shall issue the written decision within 15 days after the day on which the
403 administrator receives the grievance.
404 (4) (a) If the administrator determines the office has authority to review the grievance,
405 the administrator shall provide for an evidentiary hearing in accordance with Section
406 67-19a-404.
407 (b) The administrator may dismiss the grievance, without holding a hearing or taking
408 evidence, if the administrator:
409 (i) finds that, even if the alleged grievance were found to be true, the reporting
410 employee would not be entitled to relief under Subsection 67-21-3.5(2); and
411 (ii) provides the administrator's findings, in writing, to the reporting employee.
412 (c) The office shall comply with Chapter 21, Utah Protection of Public Employees Act,
413 in taking action under this section.
414 (5) A decision reached by the office in reviewing a retaliatory action grievance from a
415 reporting employee may be appealed directly to the Utah Court of Appeals.
416 (6) (a) Except as provided in Subsection (6)(b), an appellate court may award costs and
417 attorney fees, accrued at the appellate court level, to a prevailing employee.
418 (b) A court may not order the office to pay costs or attorney fees under this section.
419 Section 12. Section 67-19a-406 is amended to read:
420 67-19a-406. Procedural steps to be followed by aggrieved employee -- Hearing
421 before hearing officer -- Evidentiary and procedural rules.
422 (1) (a) The administrator shall employ a certified court reporter to record the hearing
423 and prepare an official transcript of the hearing.
424 (b) The official transcript of the proceedings and all exhibits, briefs, motions, and
425 pleadings received by the hearing officer are the official record of the proceeding.
426 (2) (a) The agency has the burden of proof in all grievances.
427 (b) The agency must prove the agency's case by substantial evidence.
428 (3) (a) The hearing officer shall issue a written decision within 20 working days after
429 the hearing is adjourned.
430 (b) If the hearing officer does not issue a decision within 20 working days, the agency
431 that is a party to the grievance is not liable for any claimed back wages or benefits after the date
432 the decision is due.
433 (4) The hearing officer may:
434 (a) not award attorney fees or costs to either party;
435 (b) close a hearing by complying with the procedures and requirements of Title 52,
436 Chapter 4, Open and Public Meetings Act;
437 (c) seal the file and the evidence produced at the hearing if the evidence raises
438 questions about an employee's character, professional competence, or physical or mental
439 health;
440 (d) grant continuances according to rule; and
441 (e) decide a motion, an issue regarding discovery, or another issue in accordance with
442 this chapter.
443 (5) (a) A hearing officer shall affirm, rescind, or modify agency action.
444 (b) (i) If a hearing officer does not affirm agency action, the hearing officer shall order
445 back pay and back benefits that the grievant would have received without the agency action.
446 (ii) An order under Subsection (5)(b)(i) shall include:
447 (A) reimbursement to the grievant for premiums that the grievant paid for benefits
448 allowed under the Consolidated Omnibus Reconciliation Act of 1985; and
449 (B) an offset for any state paid benefits the grievant receives because of the agency
450 action, including unemployment compensation benefits.
451 (c) In an order under Subsection (5)(b)(i), a hearing officer may not reduce the amount
452 of back pay and benefits awarded a grievant because of income that the grievant earns during
453 the grievance process.
454 (6) An employee who files a grievance in accordance with this chapter may appeal a
455 decision of the office directly to the Utah Court of Appeals in accordance with Title 63G,
456 Chapter 4, Administrative Procedures Act.
457 Section 13. Section 67-19a-501 is enacted to read:
458
459 67-19a-501. Procedural steps to be followed in an administrative review of an
460 abusive conduct investigation.
461 (1) An employee may initiate an administrative review of the findings of an abusive
462 conduct investigation within 10 days after the day on which the employee receives notification
463 of the investigative findings.
464 (2) An employee bringing an administrative review of the findings described in
465 Subsection (1) may file the appeal directly with the office.
466 (3) (a) When an employee initiates the review described in Subsection (2) with the
467 office:
468 (i) the role of the administrative review is to review and rule upon the department's
469 findings and decision; and
470 (ii) an evidentiary hearing is not required.
471 (b) The department shall make the abusive conduct investigative file available for the
472 administrator's in camera review.
473 (c) The administrator may:
474 (i) request additional relevant documents from the department; and
475 (ii) interview the department's investigators who conducted the investigation.
476 (4) (a) The administrator may uphold the department's investigative findings if, based
477 on the administrative review, the administrator determines that the investigator's findings are
478 reasonable, rational, and sufficiently supported by the record.
479 (b) If the administrator determines that the investigator's findings are not reasonable,
480 rational, and sufficiently supported by the record, the administrator may overturn the findings.
481 (5) (a) Within 30 days after the day on which an employee files an administrative
482 appeal under this section, the administrator shall issue a notice stating whether the
483 administrator upheld or overturned the investigative findings.
484 (b) The office's determination upon administrative review of the findings resulting
485 from an abusive conduct investigation is final and not subject to appeal.
486 (c) The following are classified as protected under Title 63G, Chapter 2, Government
487 Records Access and Management Act, and any other applicable confidentiality provisions:
488 (i) the request for administrative review and any accompanying documents;
489 (ii) documents that any party provides;
490 (iii) the contents of the administrative review file; and
491 (iv) the office's determination.
492 Section 14. Section 67-21-3.5 is amended to read:
493 67-21-3.5. Administrative review of adverse action against a public entity
494 employee.
495 (1) A public entity employee who believes that the employee's employer has taken
496 retaliatory action against the employee in violation of this chapter may file a grievance with the
497 Career Service Review Office in accordance with Section 67-19a-402.5 and subject to Section
498 67-21-4.
499 (2) If the Career Service Review Office determines that retaliatory action is taken in
500 violation of this chapter against the public entity employee, the Career Service Review Office
501 may order:
502 (a) reinstatement of the public entity employee at the same level held by the public
503 entity employee before the retaliatory action;
504 (b) the payment of back wages, in accordance with Subsection 67-19a-406(5)(b);
505 (c) full reinstatement of benefits;
506 (d) full reinstatement of other employment rights; or
507 (e) if the retaliatory action includes failure to promote, as described in Subsection
508 67-19a-101[
509 employee would have received if the person had been promoted.
510 (3) A public entity employer has the burden to prove by substantial evidence that the
511 public entity employer's action was justified.
512 (4) A public entity employee or public entity employer may appeal a determination of
513 the Career Service Review Office as provided in Section 67-19a-402.5.