1     
OPPRESSIVE CONDUCT IN A CLOSELY HELD

2     
CORPORATION

3     
2019 GENERAL SESSION

4     
STATE OF UTAH

5     
Chief Sponsor: Kirk A. Cullimore

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House Sponsor: Steve Waldrip

7     

8     LONG TITLE
9     General Description:
10          This bill establishes a cause of action for oppressive conduct in a closely held
11     corporation.
12     Highlighted Provisions:
13          This bill:
14          ▸     defines terms;
15          ▸     creates a cause of action for oppressive conduct toward a shareholder of a closely
16     held corporation; and
17          ▸     establishes a remedy.
18     Money Appropriated in this Bill:
19          None
20     Other Special Clauses:
21          None
22     Utah Code Sections Affected:
23     ENACTS:
24          16-10a-1901, Utah Code Annotated 1953
25          16-10a-1902, Utah Code Annotated 1953
26     

27     Be it enacted by the Legislature of the state of Utah:
28          Section 1. Section 16-10a-1901 is enacted to read:
29     
Part 19. Oppressive Conduct in a Closely Held Corporation


30          16-10a-1901. Definition.
31          As used in this part:
32          (1) "Oppressive conduct" means a continuing course of conduct, a significant action, or
33     a series of actions that substantially interferes with the interests of a shareholder as a
34     shareholder.
35          (2) "Oppressive conduct" may include:
36          (a) termination of a shareholder's employment; or
37          (b) limitations on a shareholder's employment benefits to the extent that the limitations
38     interfere with distributions or other shareholder interests disproportionately as to the affected
39     shareholder.
40          (3) "Oppressive conduct" does not include an action allowed by an agreement, the
41     corporation's articles of incorporation, the corporation's bylaws, or a consistently applied
42     written corporate policy or procedure.
43          Section 2. Section 16-10a-1902 is enacted to read:
44          16-10a-1902. Shareholder cause of action -- Relief.
45          (1) A shareholder of a closely held corporation who is injured by oppressive conduct
46     may bring a private cause of action against the closely held corporation.
47          (2) (a) If a court finds that oppressive conduct toward the shareholder occurred, the
48     court shall order one or more persons described in Subsection (2)(b) to purchase the injured
49     shareholder's shares in the closely held corporation at fair value.
50          (b) A court may order that any of the following purchase the shares of the shareholder
51     as described in Subsection (2)(a):
52          (i) the closely held corporation;
53          (ii) an officer of the closely held corporation;
54          (iii) a director of the closely held corporation; or
55          (iv) a shareholder of the closely held corporation that is responsible for the oppressive
56     conduct.