1     
MEDICAID AMENDMENTS

2     
2020 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Steve Eliason

5     
Senate Sponsor: ____________

6     

7     LONG TITLE
8     General Description:
9          This bill places a moratorium on Medicaid certification of beds in certain intermediate
10     care facilities.
11     Highlighted Provisions:
12          This bill:
13          ▸     places a moratorium on Medicaid certification of new or additional beds in
14     intermediate care facilities for people with an intellectual disability; and
15          ▸     makes technical changes.
16     Money Appropriated in this Bill:
17          None
18     Other Special Clauses:
19          None
20     Utah Code Sections Affected:
21     AMENDS:
22          26-18-502, as last amended by Laws of Utah 2016, Chapter 276
23          26-18-503, as last amended by Laws of Utah 2019, Chapters 136 and 393
24     

25     Be it enacted by the Legislature of the state of Utah:
26          Section 1. Section 26-18-502 is amended to read:
27          26-18-502. Purpose -- Medicaid certification of nursing care facilities --

28     Moratorium on beds.
29          (1) The Legislature finds:
30          (a) that an oversupply of nursing care facilities in the state adversely affects the state
31     Medicaid program and the health of the people in the state;
32          (b) it is in the best interest of the state to prohibit nursing care facilities from receiving
33     Medicaid certification, except as provided by this part; and
34          (c) it is in the best interest of the state to encourage aging nursing care facilities with
35     Medicaid certification to renovate the nursing care facilities' physical facilities so that the
36     quality of life and clinical services for Medicaid residents are preserved.
37          (2) Medicaid reimbursement of nursing care facility programs is limited to:
38          (a) the number of nursing care facility programs with Medicaid certification as of May
39     9, 2016; and
40          (b) additional nursing care facility programs approved for Medicaid certification under
41     the provisions of Subsections 26-18-503(5) and (7).
42          (3) The division may not:
43          (a) except as authorized by Section 26-18-503:
44          (i) process initial applications for Medicaid certification or execute provider
45     agreements with nursing care facility programs; or
46          (ii) reinstate Medicaid certification for a nursing care facility whose certification
47     expired or was terminated by action of the federal or state government; [or]
48          (b) execute a Medicaid provider agreement with a certified program that moves to a
49     different physical facility, except as authorized by Subsection 26-18-503(3)[.]; or
50          (c) notwithstanding Section 26-18-503, approve, after May 11, 2020, a new or
51     additional bed in an intermediate care facility for people with an intellectual disability for
52     Medicaid certification, unless Medicaid certification of the bed does not increase the total
53     number of Medicaid certified beds in intermediate care facilities for people with an intellectual
54     disability in the state.
55          Section 2. Section 26-18-503 is amended to read:
56          26-18-503. Authorization to renew, transfer, or increase Medicaid certified
57     programs -- Reimbursement methodology.
58          (1) (a) The division may renew Medicaid certification of a certified program if the

59     program, without lapse in service to Medicaid recipients, has its nursing care facility program
60     certified by the division at the same physical facility as long as the licensed and certified bed
61     capacity at the facility has not been expanded, unless the director has approved additional beds
62     in accordance with Subsection (5).
63          (b) The division may renew Medicaid certification of a nursing care facility program
64     that is not currently certified if:
65          (i) since the day on which the program last operated with Medicaid certification:
66          (A) the physical facility where the program operated has functioned solely and
67     continuously as a nursing care facility; and
68          (B) the owner of the program has not, under this section or Section 26-18-505,
69     transferred to another nursing care facility program the license for any of the Medicaid beds in
70     the program; and
71          (ii) subject to Subsection 26-18-503(3)(c), the number of beds granted renewed
72     Medicaid certification does not exceed the number of beds certified at the time the program last
73     operated with Medicaid certification, excluding a period of time where the program operated
74     with temporary certification under Subsection 26-18-504(3).
75          (2) (a) The division may issue a Medicaid certification for a new nursing care facility
76     program if a current owner of the Medicaid certified program transfers its ownership of the
77     Medicaid certification to the new nursing care facility program and the new nursing care
78     facility program meets all of the following conditions:
79          (i) the new nursing care facility program operates at the same physical facility as the
80     previous Medicaid certified program;
81          (ii) the new nursing care facility program gives a written assurance to the director in
82     accordance with Subsection (4);
83          (iii) the new nursing care facility program receives the Medicaid certification within
84     one year of the date the previously certified program ceased to provide medical assistance to a
85     Medicaid recipient; and
86          (iv) the licensed and certified bed capacity at the facility has not been expanded, unless
87     the director has approved additional beds in accordance with Subsection (5).
88          (b) A nursing care facility program that receives Medicaid certification under the
89     provisions of Subsection (2)(a) does not assume the Medicaid liabilities of the previous nursing

90     care facility program if the new nursing care facility program:
91          (i) is not owned in whole or in part by the previous nursing care facility program; or
92          (ii) is not a successor in interest of the previous nursing care facility program.
93          (3) The division may issue a Medicaid certification to a nursing care facility program
94     that was previously a certified program but now resides in a new or renovated physical facility
95     if the nursing care facility program meets all of the following:
96          (a) the nursing care facility program met all applicable requirements for Medicaid
97     certification at the time of closure;
98          (b) the new or renovated physical facility is in the same county or within a five-mile
99     radius of the original physical facility;
100          (c) the time between which the certified program ceased to operate in the original
101     facility and will begin to operate in the new physical facility is not more than three years;
102          (d) if Subsection (3)(c) applies, the certified program notifies the department within 90
103     days after ceasing operations in its original facility, of its intent to retain its Medicaid
104     certification;
105          (e) the provider gives written assurance to the director in accordance with Subsection
106     (4) that no third party has a legitimate claim to operate a certified program at the previous
107     physical facility; and
108          (f) the bed capacity in the physical facility has not been expanded unless the director
109     has approved additional beds in accordance with Subsection (5).
110          (4) (a) The entity requesting Medicaid certification under Subsections (2) and (3) shall
111     give written assurances satisfactory to the director or the director's designee that:
112          (i) no third party has a legitimate claim to operate the certified program;
113          (ii) the requesting entity agrees to defend and indemnify the department against any
114     claims by a third party who may assert a right to operate the certified program; and
115          (iii) if a third party is found, by final agency action of the department after exhaustion
116     of all administrative and judicial appeal rights, to be entitled to operate a certified program at
117     the physical facility the certified program shall voluntarily comply with Subsection (4)(b).
118          (b) If a finding is made under the provisions of Subsection (4)(a)(iii):
119          (i) the certified program shall immediately surrender its Medicaid certification and
120     comply with division rules regarding billing for Medicaid and the provision of services to

121     Medicaid patients; and
122          (ii) the department shall transfer the surrendered Medicaid certification to the third
123     party who prevailed under Subsection (4)(a)(iii).
124          (5) (a) [As provided in Subsection 26-18-502(2)(b),] Except as provided in Subsection
125     26-18-502(3)(c), the director may, as provided in Subsection 26-18-502(2)(b), approve
126     additional nursing care facility programs for Medicaid certification, or additional beds for
127     Medicaid certification within an existing nursing care facility program, if a nursing care facility
128     or other interested party requests Medicaid certification for a nursing care facility program or
129     additional beds within an existing nursing care facility program, and the nursing care facility
130     program or other interested party complies with this section.
131          (b) The nursing care facility or other interested party requesting Medicaid certification
132     for a nursing care facility program or additional beds within an existing nursing care facility
133     program under Subsection (5)(a) shall submit to the director:
134          (i) proof of the following as reasonable evidence that bed capacity provided by
135     Medicaid certified programs within the county or group of counties impacted by the requested
136     additional Medicaid certification is insufficient:
137          (A) nursing care facility occupancy levels for all existing and proposed facilities will
138     be at least 90% for the next three years;
139          (B) current nursing care facility occupancy is 90% or more; or
140          (C) there is no other nursing care facility within a 35-mile radius of the nursing care
141     facility requesting the additional certification; and
142          (ii) an independent analysis demonstrating that at projected occupancy rates the nursing
143     care facility's after-tax net income is sufficient for the facility to be financially viable.
144          (c) Any request for additional beds as part of a renovation project are limited to the
145     maximum number of beds allowed in Subsection (7).
146          (d) The director shall determine whether to issue additional Medicaid certification by
147     considering:
148          (i) whether bed capacity provided by certified programs within the county or group of
149     counties impacted by the requested additional Medicaid certification is insufficient, based on
150     the information submitted to the director under Subsection (5)(b);
151          (ii) whether the county or group of counties impacted by the requested additional

152     Medicaid certification is underserved by specialized or unique services that would be provided
153     by the nursing care facility;
154          (iii) whether any Medicaid certified beds are subject to a claim by a previous certified
155     program that may reopen under the provisions of Subsections (2) and (3);
156          (iv) how additional bed capacity should be added to the long-term care delivery system
157     to best meet the needs of Medicaid recipients; and
158          (v) (A) whether the existing certified programs within the county or group of counties
159     have provided services of sufficient quality to merit at least a two-star rating in the Medicare
160     Five-Star Quality Rating System over the previous three-year period; and
161          (B) information obtained under Subsection (9).
162          (6) The department shall adopt administrative rules in accordance with Title 63G,
163     Chapter 3, Utah Administrative Rulemaking Act, to adjust the Medicaid nursing care facility
164     property reimbursement methodology to:
165          (a) only pay that portion of the property component of rates, representing actual bed
166     usage by Medicaid clients as a percentage of the greater of:
167          (i) actual occupancy; or
168          (ii) (A) for a nursing care facility other than a facility described in Subsection
169     (6)(a)(ii)(B), 85% of total bed capacity; or
170          (B) for a rural nursing care facility, 65% of total bed capacity; and
171          (b) not allow for increases in reimbursement for property values without major
172     renovation or replacement projects as defined by the department by rule.
173          (7) (a) [Notwithstanding Subsection 26-18-504(3),] Except as provided in Subsection
174     26-18-502(3)(c), if a nursing care facility does not seek Medicaid certification for a bed under
175     Subsections (1) through (6), the department shall, notwithstanding Subsections 26-18-504(3)(a)
176     and (b), grant Medicaid certification for additional beds in an existing Medicaid certified
177     nursing care facility that has 90 or fewer licensed beds, including Medicaid certified beds, in
178     the facility if:
179          (i) the nursing care facility program was previously a certified program for all beds but
180     now resides in a new facility or in a facility that underwent major renovations involving major
181     structural changes, with 50% or greater facility square footage design changes, requiring review
182     and approval by the department;

183          (ii) the nursing care facility meets the quality of care regulations issued by CMS; and
184          (iii) the total number of additional beds in the facility granted Medicaid certification
185     under this section does not exceed 10% of the number of licensed beds in the facility.
186          (b) The department may not revoke the Medicaid certification of a bed under this
187     Subsection (7) as long as the provisions of Subsection (7)(a)(ii) are met.
188          (8) (a) If a nursing care facility or other interested party indicates in its request for
189     additional Medicaid certification under Subsection (5)(a) that the facility will offer specialized
190     or unique services, but the facility does not offer those services after receiving additional
191     Medicaid certification, the director shall revoke the additional Medicaid certification.
192          (b) The nursing care facility program shall obtain Medicaid certification for any
193     additional Medicaid beds approved under Subsection (5) or (7) within three years of the date of
194     the director's approval, or the approval is void.
195          (9) (a) If the director makes an initial determination that quality standards under
196     Subsection (5)(d)(v) have not been met in a rural county or group of rural counties over the
197     previous three-year period, the director shall, before approving certification of additional
198     Medicaid beds in the rural county or group of counties:
199          (i) notify the certified program that has not met the quality standards in Subsection
200     (5)(d)(v) that the director intends to certify additional Medicaid beds under the provisions of
201     Subsection (5)(d)(v); and
202          (ii) consider additional information submitted to the director by the certified program
203     in a rural county that has not met the quality standards under Subsection (5)(d)(v).
204          (b) The notice under Subsection (9)(a) does not give the certified program that has not
205     met the quality standards under Subsection (5)(d)(v), the right to legally challenge or appeal the
206     director's decision to certify additional Medicaid beds under Subsection (5)(d)(v).