1     
COMPETENCY BASED HIRING AMENDMENTS

2     
2021 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Norman K. Thurston

5     
Senate Sponsor: Daniel W. Thatcher

6     

7     LONG TITLE
8     General Description:
9          This bill amends provisions related to hiring principles for certain state and local
10     government employees.
11     Highlighted Provisions:
12          This bill:
13          ▸     precludes certain state and local government entities from requiring a minimum
14     educational requirement for employment, except where educational qualifications
15     are legally required to perform the duties of the position;
16          ▸     requires certain state and local government entities to:
17               •     consider comparable experience or ability as equal to education when
18     determining a candidate's satisfaction of minimum qualifications, with specific
19     exceptions; and
20               •     ensure that job descriptions and job postings are based on the skills and
21     competencies required to perform each job; and
22          ▸     makes technical and conforming changes.
23     Money Appropriated in this Bill:
24          None
25     Other Special Clauses:
26          None
27     Utah Code Sections Affected:

28     AMENDS:
29          10-3-1105, as last amended by Laws of Utah 2012, Chapter 321
30          11-13-225, as last amended by Laws of Utah 2018, Chapter 200
31          17-28-2.4, as enacted by Laws of Utah 1992, Chapter 115
32          17-28-2.6, as last amended by Laws of Utah 2001, Chapter 73
33          17-33-3, as last amended by Laws of Utah 2001, Chapter 73
34          17-33-5, as last amended by Laws of Utah 2009, Chapter 128
35          17B-1-803, as renumbered and amended by Laws of Utah 2007, Chapter 329
36          67-19-3.1, as last amended by Laws of Utah 2010, Chapter 249
37     

38     Be it enacted by the Legislature of the state of Utah:
39          Section 1. Section 10-3-1105 is amended to read:
40          10-3-1105. Municipal employees -- Duration and termination of employment --
41     Exceptions -- Merit principles.
42          (1) (a) Except as provided in Subsection (1)(b) or (2), each employee of a municipality
43     shall hold employment without limitation of time, being subject to discharge, suspension of
44     over two days without pay, or involuntary transfer to a position with less remuneration only as
45     provided in Section 10-3-1106.
46          (b) Subsection (1)(a) does not apply to an employee who is discharged or involuntarily
47     transferred to a position with less remuneration if the discharge or involuntary transfer is the
48     result of a layoff or reorganization.
49          (2) Subsection (1)(a) does not apply to:
50          (a) subject to Subsection (3), a person appointed by the mayor, city manager, or other
51     person or body with the power to appoint in the municipality if:
52          (i) the appointment is made in writing;
53          (ii) the person's written job description identifies the person's position as exempt from
54     the protections described in Subsection (1)(a); and
55          (iii) the position is described in an ordinance as exempt from the protections described
56     in Subsection (1)(a);
57          (b) a member of the municipality's police department or fire department who is a
58     member of the classified civil service in a first or second class city;

59          (c) a person who holds a position described in Subsections (2)(c)(i) through (xii) or an
60     equivalent position designated in a municipal ordinance or personnel policy:
61          (i) a police chief of the municipality;
62          (ii) a deputy or assistant police chief of the municipality;
63          (iii) a fire chief of the municipality;
64          (iv) a deputy or assistant fire chief of the municipality;
65          (v) a head of a municipal department or division;
66          (vi) a deputy of a head of a municipal department or division;
67          (vii) a superintendent;
68          (viii) a probationary employee of the municipality;
69          (ix) a part-time employee of the municipality, including paid call firefighters;
70          (x) a seasonal or temporary employee of the municipality;
71          (xi) a person who works in the office of an elected official; or
72          (xii) a secretarial or administrative assistant support position that is specifically
73     designated as a position to assist an elected official or the head or deputy head of a municipal
74     department;
75          (d) an individual appointed to a position under Part 9, Appointed Officials and Their
76     Duties, including:
77          (i) the city engineer;
78          (ii) the city recorder;
79          (iii) the city treasurer; or
80          (iv) the city attorney; or
81          (e) an employee who has:
82          (i) acknowledged in writing that the employee's employment status is appointed or
83     at-will; or
84          (ii) voluntarily waived the procedures required by Section 10-3-1106.
85          (3) In addition to the persons described in Subsections (2)(b) through (e), a
86     municipality may appoint up to 5% of the municipality's workforce in accordance with
87     Subsection (2)(a).
88          (4) Nothing in this section or Section 10-3-1106 may be construed to limit a
89     municipality's ability to define cause for an employee termination or reduction in force.

90          (5) A municipality may not prescribe a minimum educational requirement for
91     employment except when a minimum educational qualification is legally required to perform
92     the duties of the position.
93          (6) A municipality shall:
94          (a) consider comparable experience or ability as equal to education in determining a
95     candidate's satisfaction of minimum qualifications, except when a minimum educational
96     qualification is legally required to perform the duties of the position; and
97          (b) ensure that the municipality's position descriptions and job postings for employee
98     positions are based on the specific skills and competencies required to perform those jobs.
99          Section 2. Section 11-13-225 is amended to read:
100          11-13-225. Establishment of interlocal entity personnel system -- Merit principles.
101          (1) An interlocal entity shall establish a system of personnel administration for the
102     interlocal entity as provided in this section.
103          (2) The interlocal entity shall administer the system described in Subsection (1) in a
104     manner that will effectively provide for:
105          (a) recruiting, selecting, and advancing employees on the basis of the employee's
106     relative ability, knowledge, and skills, including open consideration of qualified applicants for
107     initial appointment;
108          (b) equitable and adequate compensation;
109          (c) employee training as needed to assure high-quality performance;
110          (d) (i) retaining an employee on the basis of the adequacy of the employee's
111     performance; and
112          (ii) separation of an employee whose inadequate performance cannot be corrected;
113          (e) fair treatment of an applicant or employee in all aspects of personnel administration
114     without regard to race, color, religion, sex, national origin, political affiliation, age, or
115     disability, and with proper regard for the applicant's or employee's privacy and constitutional
116     rights; and
117          (f) a formal procedure for processing the appeals and grievances of an employee
118     without discrimination, coercion, restraint, or reprisal.
119          (3) An interlocal entity may not prescribe a minimum educational requirement for
120     employment, except when a minimum educational qualification is legally required to perform

121     the duties of the position.
122          (4) An interlocal entity shall:
123          (a) consider comparable experience or ability as equal to education in determining a
124     candidate's satisfaction of minimum qualifications, except when a minimum educational
125     qualification is legally required to perform the duties of the position; and
126          (b) ensure that position descriptions and job postings published for employee positions
127     are based on the specific skills and competencies required to perform those jobs.
128          [(3)] (5) An interlocal entity shall ensure that any employee training described in
129     Subsection (2)(c) complies with Title 63G, Chapter 22, State Training and Certification
130     Requirements.
131          Section 3. Section 17-28-2.4 is amended to read:
132          17-28-2.4. County Fire Civil Service System rules and policies.
133          (1) The executive director shall recommend rules and policies for the County Fire Civil
134     Service System, which shall be subject to approval by the county legislative body.
135          (2) [The] Subject to Section 17-28-2.6, the County Fire Civil Service System rules
136     shall provide for recruiting activities, including the recruiting of minorities and women,
137     job-related minimum requirements, selection procedures, certification procedures,
138     appointments, probationary periods, promotion, position classification, recordkeeping,
139     reductions in force, grievances and complaints, disciplinary action, work hours, holidays, and
140     other necessary and proper requirements not inconsistent with this chapter.
141          (3) The executive director shall publish or cause to be published these rules and
142     policies in a manual form, to be updated regularly and made available to fire department
143     employees.
144          Section 4. Section 17-28-2.6 is amended to read:
145          17-28-2.6. Merit principles.
146          (1) The County Fire Civil Service System shall be established and administered in a
147     manner that will provide for the effective implementation of the following merit principles:
148          [(1)] (a) recruiting, selecting, and advancing employees on the basis of their relative
149     ability, knowledge, and skills, including open consideration of qualified applicants for initial
150     appointment;
151          [(2)] (b) provision of equitable and adequate job classification and compensation

152     systems, including pay and benefits programs;
153          [(3)] (c) training of employees as needed to assure high-quality performance;
154          [(4)] (d) retention of employees on the basis of the adequacy of their performance and
155     separation of employees whose inadequate performance cannot be corrected;
156          [(5)] (e) fair treatment of applicants and employees in all aspects of personal
157     administration without regard to race, color, religion, sex, national origin, political affiliation,
158     age, or disability, and with proper regard for their privacy and constitutional rights as citizens;
159          [(6)] (f) provision of information to employees regarding their political rights and
160     prohibited practices under the Hatch Act; and
161          [(7)] (g) provision of a formal procedure for processing the appeals and grievances of
162     employees without discrimination, coercion, restraint, or reprisal.
163          (2) The County Fire Civil Service System may not prescribe a minimum educational
164     requirement for employment, except when a minimum educational qualification is legally
165     required to perform the duties of the position.
166          (3) The County Fire Civil Service System shall:
167          (a) consider comparable experience or ability as equal to education in determining a
168     candidate's satisfaction of minimum qualifications, except when a minimum educational
169     qualification is legally required to perform the duties of the position; and
170          (b) ensure that position descriptions and job postings published for employee positions
171     are based on the specific skills and competencies required to perform those jobs.
172          (4) The principles in Subsections (1) through (3) shall govern the creation of rules and
173     policies under Section 17-28-2.4.
174          Section 5. Section 17-33-3 is amended to read:
175          17-33-3. Merit principles.
176          (1) It is the policy of this state that each county may establish a personnel system
177     administered in a manner that will provide for the effective implementation of the following
178     merit principles:
179          [(1)] (a) recruiting, selecting, and advancing employees on the basis of their relative
180     ability, knowledge, and skills, including open consideration of qualified applicants for initial
181     appointment;
182          [(2)] (b) provision of equitable and adequate compensation;

183          [(3)] (c) training of employees as needed to assure high-quality performance;
184          [(4)] (d) retention of employees on the basis of the adequacy of their performance, and
185     separation of employees whose inadequate performance cannot be corrected;
186          [(5)] (e) fair treatment of applicants and employees in all aspects of personnel
187     administration without regard to race, color, religion, sex, national origin, political affiliation,
188     age, or disability, and with proper regard for their privacy and constitutional rights as citizens;
189          [(6)] (f) provision of information to employees regarding their political rights and
190     prohibited practices under the Hatch Act; and
191          [(7)] (g) provision of a formal procedure for processing the appeals and grievances of
192     employees without discrimination, coercion, restraint, or reprisal.
193          (2) A county may not prescribe a minimum educational requirement for employment,
194     except when a minimum educational qualification is legally required to perform the duties of
195     the position.
196          (3) A county shall:
197          (a) consider comparable experience or ability as equal to education in determining a
198     candidate's satisfaction of minimum qualifications, except when a minimum educational
199     qualification is legally required to perform the duties of the position; and
200          (b) ensure that the county's position descriptions and job postings for employee
201     positions are based on the specific skills and competencies required to perform those jobs.
202          (4) The principles in Subsections (1) through (3) shall govern the creation of personnel
203     rules under Section 17-33-5.
204          Section 6. Section 17-33-5 is amended to read:
205          17-33-5. Office of personnel management -- Director -- Appointment and
206     responsibilities -- Personnel rules.
207          (1) (a) (i) Each county executive shall:
208          (A) create an office of personnel management, administered by a director of personnel
209     management; and
210          (B) ensure that the director is a person with proven experience in personnel
211     management.
212          (ii) Except as provided in Subsection (1)(b), the position of director of personnel
213     management shall be:

214          (A) a merit position; and
215          (B) filled as provided in Subsection (1)(a)(iii).
216          (iii) Except as provided in Subsection (1)(b), the career service council shall:
217          (A) advertise and recruit for the director position in the same manner as for merit
218     positions;
219          (B) select three names from a register; and
220          (C) submit those names as recommendations to the county legislative body.
221          (iv) Except as provided in Subsection (1)(b), the county legislative body shall select a
222     person to serve as director of the office of personnel management from the names submitted to
223     it by the career service council.
224          (b) (i) Effective for appointments made after May 1, 2006, and as an alternative to the
225     procedure under Subsections (1)(a)(ii), (iii), and (iv) and at the county executive's discretion,
226     the county executive may appoint a director of personnel management with the advice and
227     consent of the county legislative body.
228          (ii) The position of each director of personnel management appointed under this
229     Subsection (1)(b) shall be a merit exempt position.
230          (iii) A director of personnel management appointed under this Subsection (1)(b) may
231     be terminated by the county executive with the consent of the county legislative body.
232          (2) The director of personnel management shall:
233          (a) encourage and exercise leadership in the development of expertise in personnel
234     administration within the several departments, offices, and agencies in the county service and
235     make available the facilities of the office of personnel management to this end;
236          (b) advise the county legislative and executive bodies on the use of human resources;
237          (c) develop and implement programs for the improvement of employee effectiveness,
238     such as training, safety, health, counseling, and welfare;
239          (d) investigate periodically the operation and effect of this law and of the policies made
240     under it and report findings and recommendations to the county legislative body;
241          (e) establish and maintain records of all employees in the county service, setting forth
242     as to each employee class, title, pay or status, and other relevant data;
243          (f) make an annual report to the county legislative body and county executive regarding
244     the work of the department; and

245          (g) apply and carry out this law and the policies under it and perform any other lawful
246     acts that are necessary to carry out the provisions of this law.
247          (3) (a) (i) The director shall recommend personnel rules for the county.
248          (ii) The county legislative body may:
249          (A) recommend personnel rules for the county; and
250          (B) approve, amend, or reject personnel rules before they are adopted.
251          (b) [The] Subject to Section 17-33-3, the rules shall provide for:
252          (i) recruiting efforts to be planned and carried out in a manner that assures open
253     competition, with special emphasis to be placed on recruiting efforts to attract minorities,
254     women, persons with a disability as defined by and covered under the Americans with
255     Disabilities Act of 1990, 42 U.S.C. 12102, or other groups that are substantially
256     underrepresented in the county work force to help assure they will be among the candidates
257     from whom appointments are made;
258          (ii) the establishment of job related minimum requirements wherever practical, that all
259     successful candidates shall be required to meet in order to be eligible for consideration for
260     appointment or promotion;
261          (iii) selection procedures that include consideration of the relative merit of each
262     applicant for employment, a job related method of determining the eligibility or ineligibility of
263     each applicant, and a valid, reliable, and objective system of ranking eligible applicants
264     according to their qualifications and merit;
265          (iv) certification procedures that [insure] ensure equitable consideration of an
266     appropriate number of the most qualified eligible applicants based on the ranking system;
267          (v) appointments to positions in the career service by selection from the most qualified
268     eligible applicants certified on eligible lists established in accordance with Subsections
269     (3)(b)(iii) and (iv);
270          (vi) noncompetitive appointments in the occasional instance where there is evidence
271     that open or limited competition is not practical, such as for unskilled positions that have no
272     minimum job requirements;
273          (vii) limitation of competitions at the discretion of the director for appropriate positions
274     to facilitate employment of qualified applicants with a substantial physical or mental
275     impairment, or other groups protected by Title VII of the Civil Rights Act;

276          (viii) permanent appointment for entry to the career service that shall be contingent
277     upon satisfactory performance by the employee during a period of six months, with the
278     probationary period extendable for a period not to exceed six months for good cause, but with
279     the condition that the probationary employee may appeal directly to the council any undue
280     prolongation of the period designed to thwart merit principles;
281          (ix) temporary, provisional, or other noncareer service appointments, which may not be
282     used as a way of defeating the purpose of the career service and may not exceed 270 days;
283          (x) lists of eligible applicants normally to be used, if available, for filling temporary
284     positions, and short term emergency appointments to be made without regard to the other
285     provisions of law to provide for maintenance of essential services in an emergency situation
286     where normal procedures are not practical, these emergency appointments not to exceed 270
287     days;
288          (xi) promotion and career ladder advancement of employees to higher level positions
289     and assurance that all persons promoted are qualified for the position;
290          (xii) recognition of the equivalency of other merit processes by waiving, at the
291     discretion of the director, the open competitive examination for placement in the career service
292     positions of those who were originally selected through a competitive examination process in
293     another governmental entity, the individual in those cases, to serve a probationary period;
294          (xiii) preparation, maintenance, and revision of a position classification plan for all
295     positions in the career service, based upon similarity of duties performed and responsibilities
296     assumed, so that the same qualifications may reasonably be required for, and the same schedule
297     of pay may be equitably applied to, all positions in the same class, the compensation plan, in
298     order to maintain a high quality public work force, to take into account the responsibility and
299     difficulty of the work, the comparative pay and benefits needed to compete in the labor market
300     and to stay in proper alignment with other similar governmental units, and other factors;
301          (xiv) keeping records of performance on all employees in the career service and
302     requiring consideration of performance records in determining salary increases, any benefits for
303     meritorious service, promotions, the order of layoffs and reinstatements, demotions, discharges,
304     and transfers;
305          (xv) establishment of a plan governing layoffs resulting from lack of funds or work,
306     abolition of positions, or material changes in duties or organization, and governing

307     reemployment of persons so laid off, taking into account with regard to layoffs and
308     reemployment the relative ability, seniority, and merit of each employee;
309          (xvi) establishment of a plan for resolving employee grievances and complaints with
310     final and binding decisions;
311          (xvii) establishment of disciplinary measures such as suspension, demotion in rank or
312     grade, or discharge, measures to provide for presentation of charges, hearing rights, and appeals
313     for all permanent employees in the career service to the career service council;
314          (xviii) establishment of a procedure for employee development and improvement of
315     poor performance;
316          (xix) establishment of hours of work, holidays, and attendance requirements in various
317     classes of positions in the career service;
318          (xx) establishment and publicizing of fringe benefits such as insurance, retirement, and
319     leave programs; and
320          (xxi) any other requirements not inconsistent with this law that are proper for its
321     enforcement.
322          Section 7. Section 17B-1-803 is amended to read:
323          17B-1-803. Merit principles.
324          (1) A local district may establish a personnel system administered in a manner that will
325     provide for the effective implementation of merit principles that provide for:
326          [(1)] (a) recruiting, selecting, and advancing employees on the basis of their relative
327     ability, knowledge, and skills, including open consideration of qualified applicants for initial
328     appointment;
329          [(2)] (b) providing equitable and adequate compensation;
330          [(3)] (c) training employees as needed to assure high-quality performance;
331          [(4)] (d) retaining employees on the basis of the adequacy of their performance, and
332     separation of employees whose inadequate performance cannot be corrected;
333          [(5)] (e) fair treatment of applicants and employees in all aspects of personnel
334     administration without regard to race, color, religion, sex, national origin, political affiliation,
335     age, or disability, and with proper regard for their privacy and constitutional rights as citizens;
336          [(6)] (f) providing information to employees regarding their political rights and
337     prohibited practices under the Hatch Political Activities Act, 5 U.S.C. Sec. 1501 through 1508

338     et seq.; and
339          [(7)] (g) providing a formal procedure for processing the appeals and grievances of
340     employees without discrimination, coercion, restraint, or reprisal.
341          (2) A local district may not prescribe a minimum educational requirement for
342     employment, except when a minimum educational qualification is legally required to perform
343     the duties of the position.
344          (3) A local district shall:
345          (a) consider comparable experience or ability as equal to education in determining a
346     candidate's satisfaction of minimum qualifications, except when a minimum educational
347     qualification is legally required to perform the duties of the position; and
348          (b) ensure that the local district's position descriptions and job postings for employee
349     positions are based on the specific skills and competencies required to perform those jobs.
350          Section 8. Section 67-19-3.1 is amended to read:
351          67-19-3.1. Principles guiding interpretation of chapter and adoption of rules --
352     Merit principles.
353          (1) The department shall establish a career service system designed in a manner that
354     will provide for the effective implementation of the following merit principles:
355          (a) recruiting, selecting, and advancing employees on the basis of their relative ability,
356     knowledge, and skills, including open consideration of qualified applicants for initial
357     appointment;
358          (b) providing for equitable and competitive compensation;
359          (c) training employees as needed to assure high-quality performance;
360          (d) retaining employees on the basis of the adequacy of their performance and
361     separating employees whose inadequate performance cannot be corrected;
362          (e) fair treatment of applicants and employees in all aspects of human resource
363     administration without regard to race, color, religion, sex, national origin, political affiliation,
364     age, or disability, and with proper regard for their privacy and constitutional rights as citizens;
365          (f) providing information to employees regarding their political rights and the
366     prohibited practices under the Hatch Act; and
367          (g) providing a formal procedure for advancing grievances of employees:
368          (i) without discrimination, coercion, restraint, or reprisal; and

369          (ii) in a manner that is fair, expeditious, and inexpensive for the employee and the
370     agency.
371          (2) The career service system described in Subsection (1) may not prescribe a
372     minimum educational requirement for employment, except when a minimum educational
373     qualification is legally required to perform the duties of the position.
374          (3) As part of the career service system described in Subsection (1), the department
375     shall:
376          (a) consider comparable experience or ability as equal to education in determining a
377     candidate's satisfaction of minimum qualifications, except when a minimum educational
378     qualification is legally required to perform the duties of the position; and
379          (b) ensure that position descriptions and job postings published by agencies for career
380     service positions are based on the specific skills and competencies required to perform those
381     jobs.
382          [(2)] (4) The principles in [Subsection] Subsections (1) through (3) shall govern
383     interpretation and implementation of this chapter.