1     
STATE AGENCY REALIGNMENT

2     
2021 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Paul Ray

5     
Senate Sponsor: Jacob L. Anderegg

6     

7     LONG TITLE
8     General Description:
9          This bill creates the Department of Health and Human Services and provides for the
10     transition of the Department of Health and the Department of Human Services into the
11     newly created single state agency.
12     Highlighted Provisions:
13          This bill:
14          ▸     creates the Department of Health and Human Services to combine the functions of
15     the Department of Health and the Department of Human Services;
16          ▸     describes the duties, responsibilities, and powers of the agency created in this bill;
17          ▸     provides for the transition of the Department of Health and the Department of
18     Human Services into the agency created in this bill;
19          ▸     amends the certain responsibilities of the Department of Workforce Services,
20     particularly relating to administration of Medicaid eligibility; and
21          ▸     creates a sunset date for certain provisions relating to the transition to the agency
22     created in this bill.
23     Money Appropriated in this Bill:
24          None
25     Other Special Clauses:
26          This bill provides a special effective date.
27     Utah Code Sections Affected:

28     AMENDS:
29          26-18-3, as last amended by Laws of Utah 2019, Chapters 104 and 253
30          35A-1-304, as last amended by Laws of Utah 1998, Chapter 116
31          35A-1-307, as repealed and reenacted by Laws of Utah 1997, Chapter 375
32          35A-3-103, as last amended by Laws of Utah 2016, Chapters 296 and 348
33          63I-2-226, as last amended by Laws of Utah 2020, Chapters 154, 187, 215, and 354
34     ENACTS:
35          26B-1-101, Utah Code Annotated 1953
36          26B-1-102, Utah Code Annotated 1953
37          26B-1-103, Utah Code Annotated 1953
38          26B-1-201, Utah Code Annotated 1953
39          26B-1-201.1, Utah Code Annotated 1953
40     

41     Be it enacted by the Legislature of the state of Utah:
42          Section 1. Section 26-18-3 is amended to read:
43          26-18-3. Administration of Medicaid program by department -- Reporting to the
44     Legislature -- Disciplinary measures and sanctions -- Funds collected -- Eligibility
45     standards -- Internal audits -- Health opportunity accounts.
46          (1) The department shall be the single state agency responsible for the administration
47     of the Medicaid program in connection with the United States Department of Health and
48     Human Services pursuant to Title XIX of the Social Security Act.
49          (2) (a) The department shall implement the Medicaid program through administrative
50     rules in conformity with this chapter, Title 63G, Chapter 3, Utah Administrative Rulemaking
51     Act, the requirements of Title XIX, and applicable federal regulations.
52          (b) The rules adopted under Subsection (2)(a) shall include, in addition to other rules
53     necessary to implement the program:
54          (i) the standards used by the department for determining eligibility for Medicaid
55     services;
56          (ii) the services and benefits to be covered by the Medicaid program;
57          (iii) reimbursement methodologies for providers under the Medicaid program; and
58          (iv) a requirement that:

59          (A) a person receiving Medicaid services shall participate in the electronic exchange of
60     clinical health records established in accordance with Section 26-1-37 unless the individual
61     opts out of participation;
62          (B) prior to enrollment in the electronic exchange of clinical health records the enrollee
63     shall receive notice of enrollment in the electronic exchange of clinical health records and the
64     right to opt out of participation at any time; and
65          (C) beginning July 1, 2012, when the program sends enrollment or renewal information
66     to the enrollee and when the enrollee logs onto the program's website, the enrollee shall receive
67     notice of the right to opt out of the electronic exchange of clinical health records.
68          (3) (a) The department shall, in accordance with Subsection (3)(b), report to the Social
69     Services Appropriations Subcommittee when the department:
70          (i) implements a change in the Medicaid State Plan;
71          (ii) initiates a new Medicaid waiver;
72          (iii) initiates an amendment to an existing Medicaid waiver;
73          (iv) applies for an extension of an application for a waiver or an existing Medicaid
74     waiver;
75          (v) applies for or receives approval for a change in any capitation rate within the
76     Medicaid program; or
77          (vi) initiates a rate change that requires public notice under state or federal law.
78          (b) The report required by Subsection (3)(a) shall:
79          (i) be submitted to the Social Services Appropriations Subcommittee prior to the
80     department implementing the proposed change; and
81          (ii) include:
82          (A) a description of the department's current practice or policy that the department is
83     proposing to change;
84          (B) an explanation of why the department is proposing the change;
85          (C) the proposed change in services or reimbursement, including a description of the
86     effect of the change;
87          (D) the effect of an increase or decrease in services or benefits on individuals and
88     families;
89          (E) the degree to which any proposed cut may result in cost-shifting to more expensive

90     services in health or human service programs; and
91          (F) the fiscal impact of the proposed change, including:
92          (I) the effect of the proposed change on current or future appropriations from the
93     Legislature to the department;
94          (II) the effect the proposed change may have on federal matching dollars received by
95     the state Medicaid program;
96          (III) any cost shifting or cost savings within the department's budget that may result
97     from the proposed change; and
98          (IV) identification of the funds that will be used for the proposed change, including any
99     transfer of funds within the department's budget.
100          (4) Any rules adopted by the department under Subsection (2) are subject to review and
101     reauthorization by the Legislature in accordance with Section 63G-3-502.
102          (5) The department may, in its discretion, contract with the Department of Human
103     Services or other qualified agencies for services in connection with the administration of the
104     Medicaid program, including:
105          (a) the determination of the eligibility of individuals for the program;
106          (b) recovery of overpayments; and
107          (c) consistent with Section 26-20-13, and to the extent permitted by law and quality
108     control services, enforcement of fraud and abuse laws.
109          (6) The department shall provide, by rule, disciplinary measures and sanctions for
110     Medicaid providers who fail to comply with the rules and procedures of the program, provided
111     that sanctions imposed administratively may not extend beyond:
112          (a) termination from the program;
113          (b) recovery of claim reimbursements incorrectly paid; and
114          (c) those specified in Section 1919 of Title XIX of the federal Social Security Act.
115          (7) (a) Funds collected as a result of a sanction imposed under Section 1919 of Title
116     XIX of the federal Social Security Act shall be deposited in the General Fund as dedicated
117     credits to be used by the division in accordance with the requirements of Section 1919 of Title
118     XIX of the federal Social Security Act.
119          (b) In accordance with Section 63J-1-602.2, sanctions collected under this Subsection
120     (7) are nonlapsing.

121          (8) (a) In determining whether an applicant or recipient is eligible for a service or
122     benefit under this part or Chapter 40, Utah Children's Health Insurance Act, the department
123     shall, if Subsection (8)(b) is satisfied, exclude from consideration one passenger vehicle
124     designated by the applicant or recipient.
125          (b) Before Subsection (8)(a) may be applied:
126          (i) the federal government shall:
127          (A) determine that Subsection (8)(a) may be implemented within the state's existing
128     public assistance-related waivers as of January 1, 1999;
129          (B) extend a waiver to the state permitting the implementation of Subsection (8)(a); or
130          (C) determine that the state's waivers that permit dual eligibility determinations for
131     cash assistance and Medicaid are no longer valid; and
132          (ii) the department shall determine that Subsection (8)(a) can be implemented within
133     existing funding.
134          (9) (a) For purposes of this Subsection (9):
135          (i) "aged, blind, or has a disability" means an aged, blind, or disabled individual, as
136     defined in 42 U.S.C. Sec. 1382c(a)(1); and
137          (ii) "spend down" means an amount of income in excess of the allowable income
138     standard that shall be paid in cash to the department or incurred through the medical services
139     not paid by Medicaid.
140          (b) In determining whether an applicant or recipient who is aged, blind, or has a
141     disability is eligible for a service or benefit under this chapter, the department shall use 100%
142     of the federal poverty level as:
143          (i) the allowable income standard for eligibility for services or benefits; and
144          (ii) the allowable income standard for eligibility as a result of spend down.
145          (10) The department shall conduct internal audits of the Medicaid program.
146          (11) (a) The department may apply for and, if approved, implement a demonstration
147     program for health opportunity accounts, as provided for in 42 U.S.C. Sec. 1396u-8.
148          (b) A health opportunity account established under Subsection (11)(a) shall be an
149     alternative to the existing benefits received by an individual eligible to receive Medicaid under
150     this chapter.
151          (c) Subsection (11)(a) is not intended to expand the coverage of the Medicaid program.

152          (12) (a) (i) The department shall apply for, and if approved, implement an amendment
153     to the state plan under this Subsection (12) for benefits for:
154          (A) medically needy pregnant women;
155          (B) medically needy children; and
156          (C) medically needy parents and caretaker relatives.
157          (ii) The department may implement the eligibility standards of Subsection (12)(b) for
158     eligibility determinations made on or after the date of the approval of the amendment to the
159     state plan.
160          (b) In determining whether an applicant is eligible for benefits described in Subsection
161     (12)(a)(i), the department shall:
162          (i) disregard resources held in an account in the savings plan created under Title 53B,
163     Chapter 8a, Utah Educational Savings Plan, if the beneficiary of the account is:
164          (A) under the age of 26; and
165          (B) living with the account owner, as that term is defined in Section 53B-8a-102, or
166     temporarily absent from the residence of the account owner; and
167          (ii) include the withdrawals from an account in the Utah Educational Savings Plan as
168     resources for a benefit determination, if the withdrawal was not used for qualified higher
169     education costs as that term is defined in Section 53B-8a-102.5.
170          (13) (a) The department may not deny or terminate eligibility for Medicaid solely
171     because an individual is:
172          (i) incarcerated; and
173          (ii) not an inmate as defined in Section 64-13-1.
174          (b) Subsection (13)(a) does not require the Medicaid program to provide coverage for
175     any services for an individual while the individual is incarcerated.
176          (14) The department is a party to, and may intervene at any time in, any judicial or
177     administrative action:
178          (a) to which the Department of Workforce Services is a party; and
179          (b) that involves medical assistance under:
180          (i) Title 26, Chapter 18, Medical Assistance Act; or
181          (ii) Title 26, Chapter 40, Utah Children's Health Insurance Act.
182          Section 2. Section 26B-1-101 is enacted to read:

183     
TITLE 26B. DEPARTMENT OF HEALTH AND HUMAN SERVICES

184     
CHAPTER 1. GENERAL PROVISIONS AND ORGANIZATION

185     
Part 1. General Provisions

186          26B-1-101. Title.
187          This title is known as the "Department of Health and Human Services."
188          Section 3. Section 26B-1-102 is enacted to read:
189          26B-1-102. Definitions.
190          As used in this title:
191          (1) "Department" means the Department of Health and Human Services created in
192     Section 26B-2-103.
193          (2) "Department of Health" means the Department of Health created in Section 26-1-4.
194          (3) "Department of Human Services" means the Department of Human Services
195     created in Section 62A-1-102.
196          Section 4. Section 26B-1-103 is enacted to read:
197          26B-1-103. Purpose of title -- Consolidation of functions into single state agency.
198          The purpose of this title is to consolidate into a single agency of state government all of
199     the functions exercised by:
200          (1) the Department of Health, including all of the powers and duties described in Title
201     26, Utah Health Code; and
202          (2) the Department of Human Services, including all of the powers and duties
203     described in Title 62A, Utah Human Services Code.
204          Section 5. Section 26B-1-201 is enacted to read:
205     
Part 2. Organization

206          26B-1-201. Department of Health and Human Services -- Creation -- Duties.
207          (1) There is created within state government the Department of Health and Human
208     Services, which has all of the policymaking functions, regulatory and enforcement powers,
209     rights, duties, and responsibilities outlined in this title.
210          (2) In addition to Subsection (1), during the transition period described in Sections
211     26-1-43 and 62A-1-123, the Department of Health and Human Services may exercise any of
212     the policymaking functions, regulatory and enforcement powers, rights, duties, and
213     responsibilities of the Department of Health and the Department of Human Services under the

214     joint direction of:
215          (a) the executive director of the Department of Health; and
216          (b) the executive director of the Department of Human Services.
217          Section 6. Section 26B-1-201.1 is enacted to read:
218          26B-1-201.1. Transition to single state agency -- Transition plan -- Restricted
219     Account.
220          (1) As used in this section:
221          (a) "Transition agencies" means the:
222          (i) Department of Health; and
223          (ii) Department of Human Services.
224          (b) "Transition period" means the period of time:
225          (i) during which the transition of the department to the Department of Health and
226     Human Services takes place; and
227          (ii) beginning on the effective date of the bill, and ending on July 1, 2022.
228          (2) On or before December 1, 2021, the transition agencies shall develop a written
229     transition plan for merging the functions of the transition agencies into the Department of
230     Health and Human Services on July 1, 2022, in order to:
231          (a) more efficiently and effectively manage health and human services programs that
232     are the responsibility of the state;
233          (b) establish a health and human services policy for the state; and
234          (c) promote health and the quality of life in the health and human services field.
235          (3) The written transition plan described in Subsection (2) shall describe:
236          (a) the tasks that need to be completed before the move on July 1, 2022, including a
237     description of:
238          (i) how the transition agencies solicited comment from stakeholders, including:
239          (A) employees of the transition agencies;
240          (B) clients and partners of the transition agencies;
241          (C) members of the public;
242          (D) the Legislature; and
243          (E) the executive office of the governor;
244          (ii) the proposed organizational structure of the department, including the transition of

245     responsibilities of employees, by job title and classification, under the newly proposed
246     organizational structure and a plan for these transitions;
247          (iii) office space and infrastructure requirements related to the transition;
248          (iv) any work site location changes for transitioning employees;
249          (v) the transition of service delivery sites;
250          (vi) amendments needed to existing contracts, including grants;
251          (vii) legislative changes needed to implement the transition described in this section;
252          (viii) how the transition agencies will coordinate agency rules;
253          (ix) procedures for the transfer and reconciliation of budgeting and funding of the
254     department as the transition agencies transition into the department; and
255          (x) the transition of technology services to the department;
256          (b) the tasks that may need to be completed after the transition on July 1, 2022; and
257          (c) how the transition to the department will be funded, including details of:
258          (i) how expenses associated with the transition will be managed;
259          (ii) how funding for services provided by the transition agencies will be managed to
260     ensure services will be provided by the transition agencies and the department without
261     interruption; and
262          (iii) how federal funds will be used by or transferred between the transition agencies
263     and the department to ensure services will be provided by the transition agencies and the
264     department without interruption.
265          (4) The written transition plan described in Subsection (2) shall:
266          (a) include a detailed timeline for the completion of the tasks described in Subsection
267     (3)(a);
268          (b) be updated at least one time in every two week period until the transition is
269     complete;
270          (c) describe how information will be provided to clients of the transition agencies and
271     the department regarding any changes to where services will be provided and the hours services
272     will be provided;
273          (d) be provided to the:
274          (i) Health and Human Services Interim Committee;
275          (ii) Social Services Appropriations Subcommittee;

276          (iii) the executive office of the governor;
277          (iv) Division of Finance; and
278          (v) Department of Technology Services; and
279          (e) be made available to employees that are transitioning or may potentially be
280     transitioned.
281          (5) The transition agencies shall publish information that provides a full overview of
282     the written transition plan and how the move may affect client services offered by the transition
283     agencies on the transition agencies' respective websites, including regular updates regarding:
284          (a) how the move may affect client services offered by the transition agencies;
285          (b) information regarding the location where services are provided and the hours
286     services are provided; and
287          (c) contact information so that clients of the transition agencies can contact
288     transitioning employees and obtain information regarding client services.
289          (6) The transition agencies may, separately or collectively, enter into a memorandum of
290     understanding regarding how costs and responsibilities will be shared to:
291          (a) ensure that services provided under agreements with the federal government,
292     including new and ongoing grant programs, are fulfilled;
293          (b) ensure that commitments made by the transition agencies are met;
294          (c) provide ongoing or shared services as needed, including the provision of payments
295     to the department from the transition agencies; and
296          (d) ensure that money from the Department of Health and Human Services Transition
297     Restricted Account created in Subsection (8) is used appropriately by the transition agencies
298     and the department.
299          (7) In implementing the written transition plan described in this section, the transition
300     agencies and the department shall protect existing services, programs, and access to services
301     provided by the transition agencies.
302          (8) (a) There is created a restricted account within the General Fund known as the
303     "Department of Health and Human Services Transition Restricted Account."
304          (b) The restricted account shall consist of appropriations made by the Legislature.
305          (c) Subject to appropriation, the transition agencies and the department may spend
306     money from the restricted account to pay for expenses related to moving the transition agencies

307     into the department, including staff and legal services.
308          Section 7. Section 35A-1-304 is amended to read:
309          35A-1-304. Review authority of the Workforce Appeals Board.
310          (1) (a) In accordance with this title and Title 63G, Chapter 4, Administrative
311     Procedures Act, the Workforce Appeals Board may allow an appeal from a decision of an
312     administrative law judge from a formal adjudicative proceeding if a motion for review is filed
313     with the Division of Adjudication within the designated time by any party entitled to the notice
314     of the administrative law judge's decision.
315          (b) An appeal filed by the party shall be allowed as of right if the decision of the
316     administrative law judge did not affirm the department's prior decision.
317          (c) If the Workforce Appeals Board denies an application for appeal from the decision
318     of an administrative law judge, the decision of the administrative law judge is considered a
319     decision of the Workforce Appeals Board for purposes of judicial review and is subject to
320     judicial review if further appeal is initiated under this title.
321          (2) On appeal, the Workforce Appeals Board may on the basis of the evidence
322     previously submitted in the case, or upon the basis of any additional evidence it requires:
323          (a) affirm the decision of the administrative law judge;
324          (b) modify the decision of the administrative law judge; or
325          (c) reverse the findings, conclusions, and decision of the administrative law judge.
326          (3) The Workforce Appeals Board shall promptly notify the parties to any proceedings
327     before it of its decision, including its findings and conclusions, and the decision is a final order
328     of the department unless within 30 days after the date the decision of the Workforce Appeals
329     Board is issued, further appeal is initiated under this title.
330          Section 8. Section 35A-1-307 is amended to read:
331          35A-1-307. Scope of part.
332          This part does not apply to adjudication under[: (1) Chapter 3, Employment Support
333     Act; or (2)] Chapter 5, Part 1, Job Training Coordination Act.
334          Section 9. Section 35A-3-103 is amended to read:
335          35A-3-103. Department responsibilities.
336          The department shall:
337          (1) administer public assistance programs assigned by the Legislature and the

338     governor;
339          (2) determine eligibility for public assistance programs in accordance with the
340     requirements of this chapter;
341          (3) cooperate with the federal government in the administration of public assistance
342     programs;
343          (4) administer state employment services;
344          (5) provide for the compilation of necessary or desirable information, statistics, and
345     reports;
346          (6) perform other duties and functions required by law;
347          (7) monitor the application of eligibility policy;
348          (8) develop personnel training programs for effective and efficient operation of the
349     programs administered by the department;
350          (9) provide refugee resettlement services in accordance with Section 35A-3-701;
351          (10) provide child care assistance for children in accordance with Part 2, Office of
352     Child Care; [and]
353          (11) provide services that enable an applicant or recipient to qualify for affordable
354     housing in cooperation with:
355          (a) the Utah Housing Corporation;
356          (b) the Housing and Community Development Division; and
357          (c) local housing authorities[.];
358          (12) in accordance with 42 C.F.R. Sec. 431.10, develop non-clinical eligibility policy
359     and procedures to implement the eligibility state plan, waivers, and administrative rules
360     developed and issued by the Department of Health and Human Services for medical assistance
361     under:
362          (a) Title 26, Chapter 18, Medical Assistance Act; and
363          (b) Title 26, Chapter 40, Utah Children's Health Insurance Act;
364          (13) administer the Medicaid Eligibility Quality Control function in accordance with
365     42 C.F.R. Sec. 431.812; and
366          (14) conduct eligibility hearings and issue final decisions in adjudicative proceedings,
367     including expedited appeals as defined in 42 C.F.R. Sec. 431.224, for medical assistance
368     eligibility under:

369          (a) Title 26, Chapter 18, Medical Assistance Act; or
370          (b) Title 26, Chapter 40, Utah Children's Health Insurance Act.
371          Section 10. Section 63I-2-226 is amended to read:
372          63I-2-226. Repeal dates, Title 26 through 26B.
373          (1) Subsection 26-1-7(1)(c), in relation to the Air Ambulance Committee, is repealed
374     July 1, 2024.
375          (2) Subsection 26-7-8(3) is repealed January 1, 2027.
376          (3) Section 26-8a-107 is repealed July 1, 2024.
377          (4) Subsection 26-8a-203(3)(a)(i) is repealed January 1, 2023.
378          (5) Section 26-8a-211 is repealed July 1, 2023.
379          (6) In relation to the Air Ambulance Committee, on July 1, 2024, Subsection
380     26-8a-602(1)(a) is amended to read:
381          "(a) provide the patient or the patient's representative with the following information
382     before contacting an air medical transport provider:
383          (i) which health insurers in the state the air medical transport provider contracts with;
384          (ii) if sufficient data is available, the average charge for air medical transport services
385     for a patient who is uninsured or out of network; and
386          (iii) whether the air medical transport provider balance bills a patient for any charge
387     not paid by the patient's health insurer; and".
388          (7) Subsection 26-18-2.4(3)(e) is repealed January 1, 2023.
389          (8) Subsection 26-18-411(8), related to reporting on the health coverage improvement
390     program, is repealed January 1, 2023.
391          (9) Subsection 26-18-420(5), related to reporting on coverage for in vitro fertilization
392     and genetic testing, is repealed July 1, 2030.
393          [(10) Subsection 26-21-28(2)(b) is repealed January 1, 2021.]
394          [(11)] (10) In relation to the Air Ambulance Committee, July 1, 2024, Subsection
395     26-21-32(1)(a) is amended to read:
396          "(a) provide the patient or the patient's representative with the following information
397     before contacting an air medical transport provider:
398          (i) which health insurers in the state the air medical transport provider contracts with;
399          (ii) if sufficient data is available, the average charge for air medical transport services

400     for a patient who is uninsured or out of network; and
401          (iii) whether the air medical transport provider balance bills a patient for any charge
402     not paid by the patient's health insurer; and".
403          [(12)] (11) Subsection 26-33a-106.1(2)(a) is repealed January 1, 2023.
404          [(13)] (12) Title 26, Chapter 46, Utah Health Care Workforce Financial Assistance
405     Program, is repealed July 1, 2027.
406          [(14) Subsection 26-55-107(8) is repealed January 1, 2021.]
407          [(15)] (13) Subsection 26-61-202(4)(b) is repealed January 1, 2022.
408          [(16)] (14) Subsection 26-61-202(5) is repealed January 1, 2022.
409          (15) Section 26B-1-201.1 is repealed July 1, 2022.
410          Section 11. Effective date.
411          (1) Except as provided in Subsection (2), if approved by two-thirds of all the members
412     elected to each house, this bill takes effect upon approval by the governor, or the day following
413     the constitutional time limit of Utah Constitution, Article VII, Section 8, without the governor's
414     signature, or in the case of a veto, the date of veto override.
415          (2) The actions affecting the following sections take effect on July 1, 2022:
416          (a) Section 26-18-3;
417          (b) Section 35A-1-304;
418          (c) Section 35A-1-307; and
419          (d) Section 35A-3-103.