Representative Steve Waldrip proposes the following substitute bill:


1     
PUBLIC EDUCATION GOVERNANCE AND APPEALS

2     
2021 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Steve Waldrip

5     
Senate Sponsor: ____________

6     

7     LONG TITLE
8     General Description:
9          This bill addresses authority of the State Board of Education over the public education
10     system and certain local school board appeals.
11     Highlighted Provisions:
12          This bill:
13          ▸     addresses the authority of the State Board of Education (state board) over the public
14     education system;
15          ▸     establishes the Public Education Appeals Panel (panel) to decide appeals regarding
16     certain local school board decisions and policies;
17          ▸     provides for the composition of the panel;
18          ▸     establishes a right for parents representing a certain percentage of total enrollment
19     within a local education agency to submit an appeal to the panel;
20          ▸     provides for a public hearing on an appeal or re-hearing;
21          ▸     allows certain rulings, including:
22               •     requiring a local school board to seek state board ratification of a modified
23     decision or policy; or
24               •     revoking a local school board's authority over a school district and assigning
25     management of the school district to another local school board or the state

26     board for a period of time;
27          ▸     requires a local school board to comply with a ruling of the panel;
28          ▸     grants the state board authority to make rules regarding appeals and hearings; and
29          ▸     makes technical and conforming changes.
30     Money Appropriated in this Bill:
31          None
32     Other Special Clauses:
33          None
34     Utah Code Sections Affected:
35     AMENDS:
36          53E-3-401, as last amended by Laws of Utah 2020, Chapters 253 and 408
37     ENACTS:
38          53G-4-1101, Utah Code Annotated 1953
39          53G-4-1102, Utah Code Annotated 1953
40          53G-4-1103, Utah Code Annotated 1953
41     

42     Be it enacted by the Legislature of the state of Utah:
43          Section 1. Section 53E-3-401 is amended to read:
44          53E-3-401. Powers of the state board -- Adoption of rules -- Enforcement --
45     Attorney.
46          (1) As used in this section:
47          (a) "Education entity" means:
48           (i) an entity that receives a distribution of state funds through a grant program managed
49     by the state board under this public education code;
50           (ii) an entity that enters into a contract with the state board to provide an educational
51     good or service;
52           (iii) a school district;
53           (iv) a charter school; or
54          (v) a regional education service agency, as that term is defined in Section 53G-4-410.
55          (b) "Educational good or service" means a good or service that is required or regulated
56     under:

57          (i) this public education code; or
58          (ii) a rule, made in accordance with Title 63G, Chapter 3, Utah Administrative
59     Rulemaking Act, and authorized under this public education code.
60          (2) (a) [The] As established in Utah Constitution, Article X, Section 3, the state board
61     has general control and supervision of the state's public education system.
62          (b) ["General control and supervision" as] As used in Utah Constitution, Article X,
63     Section 3, and the Utah Code, "general control and supervision" means that the state board is
64     responsible for the management of the public education system, except as provided in Section
65     53G-4-1103, directed to the whole system[.], that the Legislature establishes and maintains in
66     statute.
67          (c) The state board may:
68          (i) delegate the board's general control and supervision authority by board rule; and
69          (ii) may recall a delegation that the board makes under Subsection (2)(c) at any time.
70          (3) The state board may not govern, manage, or operate school districts, institutions,
71     and programs, unless granted that authority by statute.
72          (4) (a) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act,
73     the state board may make rules to execute the state board's duties and responsibilities under the
74     Utah Constitution and state law.
75          (b) The state board may delegate the state board's statutory duties and responsibilities
76     to state board employees.
77          (5) (a) The state board may sell any interest it holds in real property upon a finding by
78     the state board that the property interest is surplus.
79          (b) The state board may use the money it receives from a sale under Subsection (5)(a)
80     for capital improvements, equipment, or materials, but not for personnel or ongoing costs.
81          (c) If the property interest under Subsection (5)(a) was held for the benefit of an agency
82     or institution administered by the state board, the money may only be used for purposes related
83     to the agency or institution.
84          (d) The state board shall advise the Legislature of any sale under Subsection (5)(a) and
85     related matters during the next following session of the Legislature.
86          (6) The state board shall develop policies and procedures related to federal educational
87     programs in accordance with Part 8, Implementing Federal or National Education Programs.

88          (7) On or before December 31, 2010, the state board shall review mandates or
89     requirements provided for in state board rule to determine whether certain mandates or
90     requirements could be waived to remove funding pressures on public schools on a temporary
91     basis.
92          (8) (a) If an education entity violates this public education code or rules authorized
93     under this public education code, the state board may, in accordance with the rules described in
94     Subsection (8)(c):
95          (i) require the education entity to enter into a corrective action agreement with the state
96     board;
97          (ii) temporarily or permanently withhold state funds from the education entity;
98          (iii) require the education entity to pay a penalty; or
99          (iv) require the education entity to reimburse specified state funds to the state board.
100          (b) Except for temporarily withheld funds, if the state board collects state funds under
101     Subsection (8)(a), the state board shall pay the funds into the Uniform School Fund.
102          (c) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the
103     state board shall make rules:
104          (i) that require notice and an opportunity to be heard for an education entity affected by
105     a state board action described in Subsection (8)(a); and
106          (ii) to administer this Subsection (8).
107          (d) (i) An individual may bring a violation of statute or state board rule to the attention
108     of the state board in accordance with a process described in rule adopted by the state board.
109          (ii) If the state board identifies a violation of statute or state board rule as a result of the
110     process described in Subsection (8)(d)(i), the state board may take action in accordance with
111     this section.
112          (e) The state board shall report criminal conduct of an education entity to the district
113     attorney of the county where the education entity is located.
114          (9) The state board may audit the use of state funds by an education entity that receives
115     those state funds as a distribution from the state board.
116          (10) The state board may require, by rule made in accordance with Title 63G, Chapter
117     3, Utah Administrative Rulemaking Act, that if an LEA contracts with a [third party]
118     third-party contractor for an educational good or service, the LEA shall require in the contract

119     that the [third party] third-party contractor shall provide, upon request of the LEA, information
120     necessary for the LEA to verify that the educational good or service complies with:
121          (a) this public education code; and
122          (b) state board rule authorized under this public education code.
123          (11) (a) The state board may appoint an attorney to provide legal advice to the state
124     board and coordinate legal affairs for the state board and the state board's employees.
125          (b) An attorney described in Subsection (11)(a) shall cooperate with the Office of the
126     Attorney General.
127          (c) An attorney described in Subsection (11)(a) may not:
128          (i) conduct litigation;
129          (ii) settle claims covered by the Risk Management Fund created in Section 63A-4-201;
130     or
131          (iii) issue formal legal opinions.
132          (12) The state board shall ensure that any training or certification that an employee of
133     the public education system is required to complete under this title or by rule complies with
134     Title 63G, Chapter 22, State Training and Certification Requirements.
135          Section 2. Section 53G-4-1101 is enacted to read:
136          53G-4-1101. Definitions.
137          As used in this part:
138          (1) "Public Education Appeals Panel" or "panel" means the appeal authority created in
139     Section 53G-4-1102.
140          (2) (a) "Qualifying local board decision or policy" means a decision or policy that:
141          (i) a majority vote of the local school board established; and
142          (ii) a local board makes regarding the operation of a school district that creates a
143     substantial risk of immediate harm to the students' ability to learn and progress in the students'
144     education, according to state standards.
145          (b) "Qualifying local board decision or policy" does not include:
146          (i) employment actions regarding a teacher, coach or staff;
147          (ii) disciplinary actions regarding an individual student;
148          (iii) a decision regarding curriculum;
149          (iv) a decision regarding the permanent closure of a school;

150          (v) a decision regarding school district or school boundaries;
151          (vi) budgetary decisions, including bonding and the levying of a property tax; or
152          (vii) a decision regarding a school name or school mascot.
153          Section 3. Section 53G-4-1102 is enacted to read:
154          53G-4-1102. Public Education Appeals Panel.
155          (1) There is created the Public Education Appeals Panel to resolve appeals brought
156     under this part regarding qualifying local board decisions or policies of local boards.
157          (2) (a) The panel consists of the following five members:
158          (i) one individual whom the state board appoints;
159          (ii) one individual whom the Utah School Superintendents Association appoints;
160          (iii) one individual whom the governor appoints;
161          (iv) one individual whom the speaker of the House of Representatives appoints; and
162          (v) one individual whom the president of the Senate appoints.
163          (b) The speaker of the House of Representatives and the president of the Senate shall
164     jointly appoint the chair of the panel from among the members appointed under Subsection
165     (2)(a).
166          (3) (a) Except as provided in Subsection (3)(b), the members of the panel shall serve
167     terms of four years.
168          (b) The members of the panel described in Subsections (2)(a) and (b) who are
169     appointed in 2021 shall serve an initial term of two years.
170          (4) The appointing authorities described in Subsection (2) shall:
171          (a) make the initial appointments before July 1, 2021; and
172          (b) make appointments for subsequent terms for the panel positions before July 1 of
173     each odd-numbered year, by:
174          (i) reappointing the panel member whose term expires under Subsection (3); or
175          (ii) appointing a new panel member.
176          (5) (a) A panel member who is not a legislator or member of the state board:
177          (i) may not receive compensation or benefits for the member's service on the panel; and
178          (ii) may receive per diem and reimbursement for travel expenses that the panel member
179     incurs as a panel member at the rates that the Division of Finance establishes under:
180          (A) Sections 63A-3-106 and 63A-3-107; and

181          (B) rules that the Division of Finance makes under Sections 63A-3-106 and
182     63A-3-107.
183          (b) Compensation and expenses of a panel member who is a legislator are governed by
184     Section 36-2-2 and Legislative Joint Rules, Title 5, Legislative Compensation and Expenses.
185          (c) Compensation and expenses of a panel member who is a member of the state board
186     are governed by Section 53E-3-202.
187          (6) (a) A majority of the panel members constitutes a quorum.
188          (b) The action of a majority of a quorum constitutes an action of the panel.
189          (7) The panel shall meet no more than quarterly to address appeals that the panel
190     receives under Section 53G-4-1103.
191          (8) The state board shall provide staff support to the panel.
192          Section 4. Section 53G-4-1103 is enacted to read:
193          53G-4-1103. Public education appeal.
194          (1) (a) Parents of students who constitute the percentage of the total enrollment of a
195     school district described in Subsection (1)(b) may petition the local school board for a reversal
196     of a local board policy or decision that the parents argue constitutes a qualifying local board
197     policy or decision by:
198          (i) submitting to the local school board a petition that:
199          (A) is signed by the parents described in Subsection (1)(b);
200          (B) defines in reasonable specificity the local board policy or decision at issue;
201          (C) may be circulated electronically or in hard copy; and
202          (D) appoints a spokesperson and up to three individuals to assist the spokesperson.
203          (b) Within 10 days after the day on which a local school board receives a petition
204     described in Subsection (1)(a), the local school board shall:
205          (i) (A) verify that each signature on the petition corresponds to a parent of a student
206     within the school district;
207          (B) remove any signature from the petition that is not a valid signature of a parent of a
208     student within the school district;
209          (C) total the number of students that the valid signatures represent; and
210          (D) notify the spokesperson the petition identifies whether the number of the signatures
211     on the petition meets the threshold described in Subsection (1)(b)(ii); and

212          (ii) hold a public hearing if the board determines that the number of students described
213     in Subsection (1)(b)(i)(C) constitutes at least the following percentage of the total enrollment
214     of the school district:
215          (A) for a school district with an enrollment above 30,000, 4%;
216          (B) for a school district with an enrollment of 18,001 to 30,000, 5%;
217          (C) for a school district with an enrollment of 9,001 to 18,000, 7%;
218          (D) for a school district with an enrollment of 4,001 to 9,000, 9%;
219          (E) for a school district with an enrollment of 2,000 to 4,000, 15%; or
220          (F) for a school district with an enrollment below 2,000, 25%.
221          (c) (i) The county clerk of the county in which the school district is located shall
222     review the decisions the local school board makes regarding signatures under Subsection
223     (1)(b)(i) if:
224          (A) the local school board determines that the total number of students represented by
225     signatures on the petition are insufficient under Subsection (1)(b); and
226          (B) the spokesperson whom the petition identifies makes a written request to the
227     county clerk for a review under this Subsection (1)(c) within five business days after the day on
228     which the local school board gives the notice described in Subsection (1)(b)(i)(D).
229          (ii) If the county clerk determines, after a review described in Subsection (1)(c)(i), that
230     the total number of students represented by the signatures on the petition are sufficient under
231     Subsection (1)(b)(ii), the local school board shall hold a public hearing within 10 days after the
232     day on which the county clerk makes the determination.
233          (d) The local school board shall render a decision regarding whether the local school
234     board reverses the policy or decision in question within five days after the day of the hearing
235     described in Subsection (1)(b)(ii) or, if applicable, (1)(c)(ii).
236          (2) (a) Parents of students within a school district may appeal a decision of a local
237     school board described in Subsection (1)(d) by:
238          (i) submitting to the panel a petition:
239          (A) in the same form as the petition described in Subsection (1)(a); and
240          (B) for which the local school board verifies signatures in accordance with Subsection
241     (1)(b);
242          (ii) submitting to the panel a written brief that:

243          (A) addresses whether the local school board's decision or policy constitutes a
244     qualifying local school board decision or policy; and
245          (B) complies with any requirements in state board rule; and
246          (iii) providing written notice of the appeal to the local school board within five
247     business days after the day on which the parents make the submissions to the panel described in
248     this Subsection (2)(a).
249          (b) The local school board and, if applicable, the county clerk shall:
250          (i) verify the signatures for a petition described in Subsection (2)(a) following the
251     procedures described in Subsections (1)(b) and (c); and
252          (ii) give notice to the panel regarding the sufficiency of the signatures on the petition.
253          (c) Within 10 days after the day on which the panel receives the notification described
254     in Subsection (2)(b)(ii), the panel shall determine whether to hear the appeal based on the
255     likelihood that the local school board's policy or decision creates a substantial risk of
256     immediate harm to the students' ability to learn and progress in the students' education,
257     according to accepted state standards.
258          (3) Within 10 days after the day on which the local board receives the notice of the
259     appeal described in Subsection (2)(a), the local board may submit a written brief responding to
260     the petition that:
261          (a) addresses whether the local board's decision or policy is reasonably in the best
262     interest of students; and
263          (b) complies with any requirements in state board rule.
264          (4) The panel shall hold a public hearing on an appeal described in Subsection (1) that
265     includes:
266          (a) presentation by the spokesperson and, if desired, the assisting individuals identified
267     in the petition described in Subsection (1)(a)(i);
268          (b) presentation by the local board or the local board's designee; and
269          (c) questions from the panel.
270          (5) Within 5 business days after the day of the hearing described in Subsection (3), the
271     panel shall issue a written ruling to:
272          (a) if the panel finds that the local board's decision or policy is reasonably in the best
273     interest of students, affirm the decision or policy; or

274          (b) if the panel finds that the local board's decision or policy is not reasonably in the
275     best interest of students:
276          (i) require the local board to reverse the decision or policy;
277          (ii) require the local board to:
278          (A) modify the decision or policy; and
279          (B) submit the modified decision or policy to the state board for review and, if the state
280     board determines that the modified decision or policy follows the panel's ruling, approval; or
281          (iii) if the panel, in consultation with the governor, the speaker of the House of
282     Representatives, the president of the Senate, and the chair of the state board, determines that
283     circumstances necessitate:
284          (A) revoke the authority of the local school board; and
285          (B) until the panel and the state board jointly determine that withdrawing the
286     revocation described in Subsection (4)(b)(iii)(A) is in the best interest of the students within
287     the school district, assign all duties and responsibilities of the local school board to another
288     local school board or the state board.
289          (6) A local board:
290          (a) shall comply with the ruling of the panel described in Subsection (4); and
291          (b) may not enforce a decision or policy described in Subsection (4)(b)(ii) unless the
292     state board approves the modified decision or policy.
293          (7) The state board may make rules, in accordance with Title 63G, Chapter 3, Utah
294     Administrative Rulemaking Act, to establish rules of procedure or evidence related to the
295     submission of an appeal or to a hearing under this section.