1     
MEDICAL RECORDS AMENDMENTS

2     
2021 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Karen Mayne

5     
House Sponsor: Nelson T. Abbott

6     

7     LONG TITLE
8     General Description:
9          This bill amends provisions relating to access to medical records.
10     Highlighted Provisions:
11          This bill:
12          ▸     clarifies that certain provisions relating to patient access to medical records:
13               •     extend to a patient's attorney or legal representative; and
14               •     apply to requests for paper copies;
15          ▸     enacts new requirements relating to requests for medical records in an electronic
16     format; and
17          ▸     requires a health care provider to waive certain fees for a request for medical
18     records for an indigent individual.
19     Money Appropriated in this Bill:
20          None
21     Other Special Clauses:
22          None
23     Utah Code Sections Affected:
24     AMENDS:
25          78B-5-618, as last amended by Laws of Utah 2015, Chapter 217
26     

27     Be it enacted by the Legislature of the state of Utah:

28          Section 1. Section 78B-5-618 is amended to read:
29          78B-5-618. Patient access to medical records -- Third party access to medical
30     records.
31          (1) Pursuant to Standards for Privacy of Individually Identifiable Health Information,
32     45 C.F.R., Parts 160 and 164, a patient or a patient's personal representative, including a
33     patient's attorney or legal representative, may inspect or receive a copy of the patient's records
34     from a health care provider as defined in Section 78B-3-403, when that health care provider is
35     governed by the provisions of 45 C.F.R., Parts 160 and 164.
36          (2) When a health care provider as defined in Section 78B-3-403 is not governed by
37     Standards for Privacy of Individually Identifiable Health Information, 45 C.F.R., Parts 160 and
38     164, a patient or a patient's personal representative, including a patient's attorney or legal
39     representative, may inspect or receive a copy of the patient's records unless access to the
40     records is restricted by law or judicial order.
41          (3) A health care provider who provides a paper copy of a patient's records to the
42     patient or the patient's personal representative, including the patient's attorney or legal
43     representative:
44          (a) shall provide the copy within the deadlines required by the Health Insurance
45     Portability and Accountability Act of 1996, Administrative Simplification rule, 45 C.F.R. Sec.
46     164.524(b); and
47          (b) may charge a reasonable cost-based fee provided that the fee includes only the cost
48     of:
49          (i) copying, including the cost of supplies for and labor of copying; and
50          (ii) postage, when the patient or patient representative has requested the copy be
51     mailed.
52          (4) Except for records provided by a health care provider under Section 26-1-37, a
53     health care provider who provides a copy of a patient's records to a third party authorized to
54     receive records:
55          (a) shall provide the copy within 30 days after receipt of notice; and
56          (b) may charge a reasonable fee for paper copies, but may not exceed the following
57     rates:
58          (i) $21.16 for locating a patient's records, per request;

59          (ii) reproduction charges may not exceed 53 cents per page for the first 40 pages and 32
60     cents per page for each additional page;
61          (iii) the cost of postage when the third party has requested the copy be mailed; and
62          (iv) any sales tax owed under Title 59, Chapter 12, Sales and Use Tax Act.
63          (5) Except for records provided under Section 26-1-37, a contracted third party service
64     which provides medical records, other than a health care provider under Subsections (3) and
65     (4), who provides a copy of a patient's records to a party authorized to receive records:
66          (a) shall provide the copy within 30 days after the request; and
67          (b) may charge a reasonable fee for paper copies, but may not exceed the following
68     rates:
69          (i) $21.16 per request for locating a patient's records;
70          (ii) reproduction charges may not exceed 53 cents per page for the first 40 pages and 32
71     cents per page for each additional page;
72          (iii) the cost of postage when the third party has requested the copy be mailed; and
73          (iv) any sales tax owed under Title 59, Chapter 12, Sales and Use Tax Act.
74          (6) A health care provider or its contracted third party service shall deliver the medical
75     records in the digital or electronic medium customarily used by the health care provider or its
76     contracted third party service or in a portable document format:
77          (a) if the patient, patient's personal representative, or a third party authorized to receive
78     the records requests the records be delivered in a digital or electronic medium; and
79          (b) the original medical record is readily producible in a digital or electronic medium.
80          (7) (a) The per page fee in Subsections (3), (4), and (5) applies to medical records
81     reproduced on paper.
82          (b) For record requests made on or before June 30, 2018, the per page fee for
83     producing a copy of records on a digital or electronic medium shall be 60% of the per page fee
84     otherwise provided in this section, regardless of whether the original medical records are stored
85     in electronic format.
86          (c) For record requests made on or after July 1, 2018, the per page fee for producing a
87     copy of records on a digital or electronic medium shall be 50% of the per page fee otherwise
88     provided in this section, regardless of whether the original medical records are stored in
89     electronic format.

90          (d) (i) For electronic record requests made on or after July 1, 2021, a health care
91     provider or a health care provider's contracted third party service shall deliver the medical
92     records in the digital or electronic medium customarily used by the health care provider or the
93     health care provider's contracted third party service or in a portable document format if the
94     patient, patient's personal representative, including a patient's attorney or legal representative,
95     or a third party authorized to receive the records, requests the records be delivered in a digital
96     electronic medium.
97          (ii) An entity providing requested information under Subsection (7)(d)(i) shall provide:
98          (A) the requested information within 30 days; and
99          (B) the electronic copy at a flat fee of $25 regardless of the number of pages and
100     regardless of whether the original medical records are stored in electronic format.
101          (8) Beginning January 1, 2016, the fee for providing patient's records shall be adjusted
102     annually as specified in this section based on the most recent changes to the Consumer Price
103     Index, as published by the Bureau of Labor Statistics of the United States Department of Labor,
104     that measures the average changes in prices of goods and services purchased by urban wage
105     earners, clerical workers' families, and single workers living alone.
106          (9) (a) As used in this Subsection (9), "qualified claim or appeal" means a claim or
107     appeal under any:
108          (i) provision of the Social Security Act as defined in Section 67-11-2; or
109          (ii) federal or state financial needs-based benefit program.
110          (b) Notwithstanding Subsections (3) through (5), if a request for a medical record is
111     accompanied by documentation of a qualified claim or appeal, a health care provider or the
112     health care provider's contracted third party service:
113          (i) may not charge a fee for the first copy of the record for each date of service that is
114     necessary to support the qualified claim or appeal in each calendar year;
115          (ii) for a second or subsequent copy in a calendar year of a date of service that is
116     necessary to support the qualified claim or appeal, may charge a reasonable fee that may not:
117          (A) exceed 60 cents per page for paper photocopies;
118          (B) exceed a reasonable cost for copies of X-ray photographs and other health care
119     records produced by similar processes;
120          (C) include an administrative fee or additional service fee of any kind; or

121          (D) exceed the fee provisions for an electronic copy under Subsection (7)(d); and
122          (iii) shall provide the health record within 30 days after the day on which the request is
123     received by the health care provider.
124          (10) (a) As used in this Subsection (10), "indigent individual" means an individual
125     whose household income is at or below 100% of the federal poverty level as defined in Section
126     26-18-3.9.
127          (b) Except as otherwise provided in Subsections (3) through (5), a health care provider
128     or the health care provider's contracted third party service shall waive all fees under this section
129     for an indigent individual.
130          (c) A health care provider or the health care provider's contracted third party service
131     may require the indigent individual or the indigent individual's authorized representative to
132     provide proof that the individual is an indigent individual by executing an affidavit.
133          (d) (i) An indigent individual that receives copies of a medical record at no charge
134     under this Subsection (10) is limited to one copy for each date of service for each health care
135     provider, or the health care provider's contracted third party service, in each calendar year.
136          (ii) Any request for additional copies in addition to the one copy allowed under
137     Subsection (10)(d)(i) is subject to the fee provisions described in Subsection (9).