1     
OCCUPATIONAL FREEDOM AMENDMENTS

2     
2021 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Todd D. Weiler

5     
House Sponsor: Norman K. Thurston

6     

7     LONG TITLE
8     General Description:
9          This bill directs the Office of the Legislative Auditor General to assist the Occupational
10     and Professional Licensing Review Committee in performing the statutorily required
11     10-year review of lawful occupations.
12     Highlighted Provisions:
13          This bill:
14          ▸     requires the Office of the Legislative Auditor General to coordinate and assist the
15     Occupational and Professional Licensure Review Committee in reviewing state
16     licensed lawful professions;
17          ▸     directs the Division of Occupational and Professional Licensing, the Department of
18     Insurance, the Department of Public Safety, and the Division of Real Estate to
19     collect a 50 cent surcharge on certain licensing fees to fund the work of the Office
20     of the Legislative Auditor General in assisting the Occupational and Professional
21     Licensing Review Committee; and
22          ▸     makes technical changes.
23     Money Appropriated in this Bill:
24          None
25     Other Special Clauses:
26          None
27     Utah Code Sections Affected:

28     AMENDS:
29          36-23-109, as last amended by Coordination Clause, Laws of Utah 2018, Chapter 307
30          53-9-111, as last amended by Laws of Utah 2020, Fifth Special Session, Chapter 18
31          53-11-115, as last amended by Laws of Utah 2018, Chapter 417
32          61-2f-105, as last amended by Laws of Utah 2011, Chapter 289
33     ENACTS:
34          31A-1-111, Utah Code Annotated 1953
35          36-12-15.2, Utah Code Annotated 1953
36          58-1-112, Utah Code Annotated 1953
37          58-1-113, Utah Code Annotated 1953
38     

39     Be it enacted by the Legislature of the state of Utah:
40          Section 1. Section 31A-1-111 is enacted to read:
41          31A-1-111. Surcharge fees for initial licenses, license renewals, and license
42     reinstatements.
43          (1) In addition to any other fees authorized by this chapter or by the department in
44     accordance with Section 63J-1-504, the department shall require each applicant for an initial
45     license, renewal of a license, or reinstatement of a license under this part for which the cost is
46     $50 or higher to pay a 50 cent surcharge fee.
47          (2) Funds collected under Subsection (1) shall be placed in the Occupational and
48     Professional Licensing Review Restricted Account, created in Section 58-1-113.
49          Section 2. Section 36-12-15.2 is enacted to read:
50          36-12-15.2. Assistance to the Occupational and Professional Licensure Review
51     Committee.
52          The Office of the Legislative Auditor General shall:
53          (1) each year, coordinate with the Occupational and Professional Licensure Review
54     Committee created in Section 36-23-102, to identify licensed lawful occupations that are due
55     for review under the requirements of Section 36-23-109;
56          (2) subject to prioritization by the audit subcommittee of the Legislative Management
57     Committee as described in Subsection 36-12-8(2)(d), perform a review of lawful occupations
58     identified in Subsection (1);

59          (3) conduct the review required in Subsection (1) in accordance with established
60     policies, procedures, methods, and standards of audit work of the Office of the Legislative
61     Auditor General;
62          (4) submit a report by July 1 of each year to the Occupational and Professional
63     Licensure Review Committee created in Section 36-23-102 summarizing the findings of the
64     review in Subsection (1); and
65          (5) provide additional assistance to the Occupational and Professional Licensure
66     Review Committee as needed to fulfill the requirements of Section 36-23-109.
67          Section 3. Section 36-23-109 is amended to read:
68          36-23-109. Review of state regulation of occupations.
69          (1) As part of the annual report described in Section 36-23-106, the committee shall
70     study and make recommendations regarding potentially less restrictive alternatives to licensing
71     for the regulation of lawful occupations, including registration, certification, or exemption, if
72     appropriate, that would avoid unnecessary regulation while still protecting the health and safety
73     of the public.
74          (2) The committee shall, with the assistance of the Office of the Legislative Auditor
75     General as required by Section 36-12-15.2, study and make recommendations regarding lawful
76     occupations that require a license in the state so that each licensed lawful occupation is
77     reviewed every 10 years.
78          Section 4. Section 53-9-111 is amended to read:
79          53-9-111. License and registration fees -- Deposit into General Fund.
80          (1) Fees for individual and agency licensure and renewal shall be in accordance with
81     Section 63J-1-504.
82          (2) (a) The bureau may renew a license granted under this chapter upon receipt of:
83          (i) a renewal application on forms as prescribed by the bureau; and
84          (ii) the fees prescribed in Subsection (1).
85          (b) (i) The renewal of a license requires the filing of all certificates of insurance or
86     proof of surety bond as required by this chapter.
87          (ii) Renewal of a license may not be granted more than 180 days after expiration.
88          (c) A licensee may not engage in activity subject to this chapter during the period
89     between the date of expiration of the license and the renewal of the license.

90          (3) (a) The bureau shall renew a suspended license if:
91          (i) the period of suspension has been completed;
92          (ii) the bureau has received a renewal application from the applicant on forms
93     prescribed by the bureau; and
94          (iii) the applicant has:
95          (A) filed all certificates of insurance or proof of surety bond as required by this
96     chapter; and
97          (B) paid the fees required by this section for renewal, including a delinquency fee if the
98     application is not received by the bureau within 30 days of the termination of the suspension.
99          (b) Renewal of the license does not entitle the licensee, while the license remains
100     suspended and until it is reinstated, to engage in activity regulated by this chapter, or in other
101     activity or conduct in violation of the order or judgment by which the license was suspended.
102          (4) The bureau may not reinstate a revoked license or accept an application for a
103     license from a person whose license has been revoked for at least one year from the date of
104     revocation.
105          (5) In addition to any other fees authorized by this chapter or by the bureau in
106     accordance with Section 63J-1-504, the department shall require each applicant for an initial
107     license, renewal of a license, or reinstatement of a license under this chapter for which the cost
108     is $50 or higher to pay a 50 cent surcharge fee.
109          (6) Funds collected under Subsection (5) shall be placed in the Occupational and
110     Professional Licensing Review Restricted Account, created in Section 58-1-113.
111          [(5)] (7) All fees, except the fingerprint processing fee and surcharge fee, collected by
112     the bureau under this section shall be deposited [in] into the General Fund.
113          Section 5. Section 53-11-115 is amended to read:
114          53-11-115. License fees -- Deposit into General Fund -- Surcharge fees --
115     Occupational and Professional Licensing Review Restricted Account.
116          (1) Fees for individual and agency licensure, registration, and renewal shall be set in
117     accordance with Section 63J-1-504.
118          (2) (a) The bureau may renew a license granted under this chapter upon receipt of an
119     application on forms as prescribed by the board and upon receipt of the applicable fees if the
120     licensee's application meets all the requirements for renewal.

121          (b) If the bureau determines the license renewal application does not meet all the
122     requirements for renewal, the bureau shall submit the renewal application to the board for
123     review and action.
124          (c) A license may not be renewed more than 90 days after its expiration.
125          (d) A licensee may not engage in any activity subject to this chapter during any period
126     between the date of expiration of the license and the renewal of the license.
127          (3) (a) The board may reinstate a suspended license upon completion of the term of
128     suspension.
129          (b) Renewal of the license does not entitle the licensee, while the license remains
130     suspended and until it is reinstated, to engage in any activity regulated by this chapter, or in any
131     other activity or conduct in violation of the order or judgment by which the license was
132     suspended.
133          (4) The board may not reinstate a revoked license or accept an application for a license
134     from a person whose license has been revoked for at least one year after the date of revocation.
135          (5) In addition to any other fees authorized by this chapter or by the department in
136     accordance with Section 63J-1-504, the department shall require each applicant for an initial
137     license, renewal of a license, or reinstatement of a license under this chapter for which the cost
138     is $50 or higher to pay a 50 cent surcharge fee.
139          (6) Funds collected under Subsection (5) shall be placed in the Occupational and
140     Professional Licensing Review Restricted Account, created in Section 58-1-113.
141          [(5)] (7) All fees, except the fingerprint processing fee and surcharge fee, collected by
142     the department under this section shall be deposited [in] into the General Fund.
143          Section 6. Section 58-1-112 is enacted to read:
144          58-1-112. Surcharge fees for initial licenses, license renewals, and license
145     reinstatements.
146          (1) In addition to any other fees authorized by this chapter or by the division in
147     accordance with Section 63J-1-504, the division shall require each applicant for an initial
148     license, renewal of a license, or reinstatement of a license under this chapter for which the cost
149     is $50 or higher to pay a 50 cent surcharge fee.
150          (2) Funds collected under Subsection (1) shall be placed in the Occupational and
151     Professional Licensing Review Restricted Account, created in Section 58-1-113.

152          Section 7. Section 58-1-113 is enacted to read:
153          58-1-113. Occupational and Professional Licensing Review Restricted Account.
154          (1) There is created in the General Fund a restricted account known as the
155     Occupational and Professional Licensing Review Restricted Account.
156          (2) The Occupational and Professional Licensing Review Restricted Account shall
157     consist of the surcharge fees imposed by the following:
158          (a) the Division of Occupational and Professional Licensing in accordance with
159     Section 58-1-112;
160          (b) the Department of Insurance in accordance with Section 31A-35-408;
161          (c) the Department of Public Safety in accordance with Sections 53-9-111 and
162     53-11-115; and
163          (d) the Division of Real Estate in accordance with Subsections 61-2f-105(5) and (6).
164          (3) Subject to appropriation by the Legislature, the Office of the Legislative Auditor
165     General shall use the money deposited into the Occupational and Professional Licensing
166     Review Restricted Account to fulfill the requirements of Section 36-12-15.2.
167          Section 8. Section 61-2f-105 is amended to read:
168          61-2f-105. Fees and surcharges.
169          (1) In addition to when expressly authorized in another provision of this chapter, the
170     division may charge and collect reasonable fees determined by the commission with the
171     concurrence of the division under Section 63J-1-504 to cover the costs for:
172          (a) issuing a new or duplicate license;
173          (b) registering an entity or branch office;
174          (c) certifying a real estate school, course, or instructor;
175          (d) providing a history of a license, registration, or certification;
176          (e) producing a certified copy of an official document, order, or other paper or
177     transcript; and
178          (f) other duties required by this chapter.
179          (2) Notwithstanding Section 13-1-2, a fee collected under Subsection (1)(c) shall be
180     deposited [in] into the Real Estate Education, Research, and Recovery Fund.
181          (3) If a person pays a fee or costs to the division with a negotiable instrument or other
182     payment method that is not honored for payment:

183          (a) the transaction for which the payment is submitted is voidable by the division;
184          (b) the division may reverse the transaction if payment of the applicable fee or costs is
185     not received in full; and
186          (c) the person's license, certification, or registration is automatically suspended:
187          (i) beginning the day on which the payment is due; and
188          (ii) ending the day on which payment is made in full.
189          (4) (a) A fee under this chapter is in lieu of all other license fees or assessments that
190     might otherwise be imposed or charged by the state or any of its political subdivisions upon, or
191     as a condition of, the privilege of conducting the business regulated by this chapter, except that
192     a political subdivision within the state may charge a business license fee on a principal broker
193     if the principal broker maintains a place of business within the jurisdiction of the political
194     subdivision.
195          (b) Unless otherwise exempt, a licensee under this chapter is subject to the taxes
196     imposed under Title 59, Revenue and Taxation.
197          (5) In addition to any other fees authorized by this chapter or by the division in
198     accordance with Section 63J-1-504, the division shall require each applicant for an initial
199     license, renewal of a license, or reinstatement of a license under this chapter for which the cost
200     is $50 or higher to pay a 50 cent surcharge fee.
201          (6) Funds collected under Subsection (5) shall be placed in the Occupational and
202     Professional Licensing Review Restricted Account, created in Section 58-1-113.