1     
BLOCK GRANT FUNDING FOR PREVENTION PROGRAMS

2     
IN PUBLIC EDUCATION

3     
2023 GENERAL SESSION

4     
STATE OF UTAH

5     
Chief Sponsor: Susan Pulsipher

6     
Senate Sponsor: Ann Millner

7     

8     LONG TITLE
9     General Description:
10          This bill establishes block grant funding for the implementation of comprehensive
11     prevention programs in local education agencies.
12     Highlighted Provisions:
13          This bill:
14          ▸     defines terms;
15          ▸     establishes block grant funding for the implementation of comprehensive prevention
16     programs in local education agencies (LEAs);
17          ▸     requires the State Board of Education (State Board) to:
18               •     make rules to establish and administer the grant application process; and
19               •     provide LEAs with certain resources and support;
20          ▸     provides for the allowable uses of the block grant funding;
21          ▸     allows LEAs to:
22               •     choose to implement a comprehensive prevention plan with block grant funding
23     or implement individual prevention plans with existing funding restrictions; and
24               •     submit one comprehensive report instead of individually required reports if the
25     LEA implements a comprehensive prevention plan;
26          ▸     amends existing prevention programs to accommodate the opportunity for block
27     grant funding;
28          ▸     authorizes the use of certain excess funds in the Underage Drinking and Substance
29     Abuse Prevention Program Restricted Account for distribution through block grant

30     funding; and
31          ▸     makes technical and conforming changes.
32     Money Appropriated in this Bill:
33          None
34     Other Special Clauses:
35          This bill provides a special effective date.
36          This bill provides a coordination clause.
37     Utah Code Sections Affected:
38     AMENDS:
39          53E-3-522, as enacted by Laws of Utah 2020, Chapter 230
40          53F-2-410, as repealed and reenacted by Laws of Utah 2021, Chapter 319
41          53F-2-415, as last amended by Laws of Utah 2022, Chapter 409
42          53F-9-304, as last amended by Laws of Utah 2022, Chapters 447, 456
43          53G-9-702, as last amended by Laws of Utah 2021, Chapter 105
44          53G-10-407, as enacted by Laws of Utah 2020, Chapter 161
45          59-14-807, as last amended by Laws of Utah 2020, Fifth Special Session, Chapter 20
46     ENACTS:
47          53F-2-525, Utah Code Annotated 1953
48     Utah Code Sections Affected by Coordination Clause:
49          53F-2-410, as repealed and reenacted by Laws of Utah 2021, Chapter 319
50          53F-2-525, Utah Code Annotated 1953
51     

52     Be it enacted by the Legislature of the state of Utah:
53          Section 1. Section 53E-3-522 is amended to read:
54          53E-3-522. Substance abuse prevention in public school programs.
55          [The] Except as provided in Section 53F-2-525, the state board shall provide for:
56          (1) substance abuse prevention and education;
57          (2) substance abuse prevention training for teachers and administrators; and

58          (3) district and school programs to supplement, not supplant, existing local prevention
59     efforts in cooperation with local substance abuse authorities.
60          Section 2. Section 53F-2-410 is amended to read:
61          53F-2-410. Gang prevention and intervention program.
62          Subject to legislative appropriations and except as provided in Section 53F-2-525, the
63     state board shall distribute money for a gang prevention and intervention program:
64          (1) that is designed to help students at risk for gang involvement stay in school; and
65          (2) to school districts and charter schools through a request for proposals process.
66          Section 3. Section 53F-2-415 is amended to read:
67          53F-2-415. Student health and counseling support -- Qualifying personnel --
68     Distribution formula -- Rulemaking.
69          (1) As used in this section:
70          (a) "Qualifying personnel" means a school counselor or other counselor, school
71     psychologist or other psychologist, school social worker or other social worker, or school nurse
72     who:
73          (i) is licensed; and
74          (ii) collaborates with educators and a student's parent on:
75          (A) early identification and intervention of the student's academic and mental health
76     needs; and
77          (B) removing barriers to learning and developing skills and behaviors critical for the
78     student's academic achievement.
79          (b) "Telehealth services" means the same as that term is defined in Section 26-60-102.
80          (2) (a) Subject to legislative appropriations, and in accordance with Subsection (2)(b),
81     the state board shall distribute money appropriated under this section to LEAs to provide in a
82     school targeted school-based mental health support, including clinical services and
83     trauma-informed care, through:
84          (i) employing qualifying personnel; or
85          (ii) entering into contracts for services provided by qualifying personnel, including

86     telehealth services.
87          (b) (i) The state board shall, after consulting with LEA governing boards, develop a
88     formula to distribute money appropriated under this section to LEAs.
89          (ii) The state board shall ensure that the formula described in Subsection (2)(b)(i)
90     incentivizes an LEA to provide school-based mental health support in collaboration with the
91     local mental health authority of the county in which the LEA is located.
92          (3) To qualify for money under this section, an LEA shall submit to the state board a
93     plan that includes:
94          (a) measurable goals approved by the LEA governing board on improving student
95     safety, student engagement, school culture, or academic achievement;
96          (b) how the LEA intends to meet the goals described in Subsection (3)(a) through the
97     use of the money;
98          (c) how the LEA is meeting the requirements related to parent education described in
99     Section 53G-9-703; and
100          (d) whether the LEA intends to provide school-based mental health support in
101     collaboration with the local mental health authority of the county in which the LEA is located.
102          (4) The state board shall distribute money appropriated under this section to an LEA
103     that qualifies under Subsection (3):
104          (a) based on the formula described in Subsection (2)(b); and
105          (b) if the state board approves the LEA's plan before April 1, 2020, in an amount of
106     money that the LEA equally matches using local money, unrestricted state money, or money
107     distributed to the LEA under Section 53G-7-1303.
108          (5) An LEA may not use money distributed by the state board under this section to
109     supplant federal, state, or local money previously allocated to:
110          (a) employ qualifying personnel; or
111          (b) enter into contracts for services provided by qualified personnel, including
112     telehealth services.
113          (6) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the

114     state board shall make rules that establish:
115          (a) procedures for submitting a plan for and distributing money under this section;
116          (b) the formula the state board will use to distribute money to LEAs described in
117     Subsection (2)(b); and
118          (c) in accordance with Subsection (7), annual reporting requirements for an LEA that
119     receives money under this section.
120          (7) An LEA that receives money under this section shall submit an annual report to the
121     state board, including:
122          (a) progress toward achieving the goals submitted under Subsection (3)(a);
123          (b) if the LEA discontinues a qualifying personnel position, the LEA's reason for
124     discontinuing the position; and
125          (c) how the LEA, in providing school-based mental health support, complies with the
126     provisions of Section 53E-9-203.
127          (8) Beginning on or before July 1, 2019, the state board shall provide training that
128     instructs school personnel on the impact of childhood trauma on student learning, including
129     information advising educators against practicing medicine, giving a diagnosis, or providing
130     treatment.
131          (9) The state board may use up to:
132          (a) 2% of an appropriation under this section for costs related to the administration of
133     the provisions of this section; and
134          (b) $1,500,000 in nonlapsing balances from fiscal year 2022 for the purposes described
135     in this section to provide scholarships for up to four years to certain LEA employees, as defined
136     by the state board, for education and training to become a school social worker, a school
137     psychologist, or other school-based mental health worker.
138          (10) Notwithstanding the provisions of this section, money appropriated under this
139     section may be used, as determined by the state board, for:
140          (a) the SafeUT Crisis Line described in Section 53B-17-1202; or
141          (b) (i) youth suicide prevention programs described in Section 53G-9-702[.]; or

142          (ii) a comprehensive prevention plan, as that term is defined in Section 53F-2-525.
143          Section 4. Section 53F-2-525 is enacted to read:
144          53F-2-525. Block grant funding for prevention programs in public education.
145          (1) As used in this section, "comprehensive prevention plan" means an LEA's plan:
146          (a) to implement evidence-based early-intervention and prevention practices tailored to
147     achieve outcomes and mitigate risk factors in a manner consistent with the following programs:
148          (i) substance abuse prevention programs described in Section 53E-3-522;
149          (ii) gang prevention and intervention programs described in Section 53F-2-410;
150          (iii) youth suicide prevention programs described in Section 53G-9-702; and
151          (iv) positive behavior plans described in Section 53G-10-407;
152          (b) that includes:
153          (i) information on the impact of childhood trauma on student learning, including
154     information advising educators against practicing medicine, giving a diagnosis, or providing
155     treatment; and
156          (ii) resiliency building skills; and
157          (c) that an LEA designs in collaboration with the state board, as described in
158     Subsection (4)(a)(i), and with input from parents, students, educators, and student support staff
159     within the LEA.
160          (2) Subject to legislative appropriations, the state board shall distribute block grant
161     funding to LEAs for use in accordance with Subsection (5)(b)(iii) to implement a
162     comprehensive prevention plan that the state board approves in accordance with Subsection
163     (3).
164          (3) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the
165     state board shall make rules to:
166          (a) establish an application process that allows an LEA to:
167          (i) articulate the approach and rationale underlying the LEA's comprehensive
168     prevention plan;
169          (ii) demonstrate the LEA's specific prevention needs;

170          (iii) provide data that supports the substance and cost of the LEA's comprehensive
171     prevention plan;
172          (iv) outline the ways in which the LEA will use the block grant funding in a united
173     prevention effort to achieve the outcomes that the individual programs described in Subsection
174     (1) target; and
175          (v) identify the specific outcomes described in Subsection (3)(a)(iv) by which the LEA
176     will measure the success of the comprehensive prevention plan; and
177          (b) establish additional grant application conditions.
178          (4) The state board shall:
179          (a) (i) provide guidance to each LEA that is preparing a prevention block grant funding
180     application on the design and implementation of the LEA's comprehensive prevention program;
181          (ii) review each prevention block grant funding application for compliance and
182     eligibility; and
183          (iii) provide to each LEA that receives block grant funding:
184          (A) technical assistance that is tailored to the LEA's specified prevention needs; and
185          (B) targeted professional learning opportunities in evidence-based prevention practices;
186          (b) evaluate and prioritize block grant funding applications under this section and
187     individual funding needs for LEAs that choose to seek out funding for individual prevention
188     programs, as described in Subsection (5)(a), as the state board deems necessary to ensure the
189     effectiveness of statewide prevention efforts.
190          (5) (a) An LEA may seek block grant funding under this section or segregated funding
191     for the individual programs described in Subsection (1), based on the LEA governing board's
192     determination of specific prevention needs within the LEA.
193          (b) Notwithstanding any other provision of law or state board rule, an LEA that
194     receives block grant funding under this section:
195          (i) shall submit to the state board a report that:
196          (A) accounts for the LEA's use of the block grant funding; and
197          (B) provides data points, including the measurement of the specified outcomes

198     described in Subsection (3)(a)(v), that demonstrate the effectiveness of the LEA's
199     comprehensive prevention plan;
200          (ii) is not required to submit to the state board an individual report for each program
201     described in Subsection (1); and
202          (iii) may use block grant funding to:
203          (A) implement the state board-approved comprehensive prevention plan;
204          (B) carry out the prevention-focused parent seminars described in Subsection
205     53G-9-703(2); and
206          (C) other evidence-based prevention practices that the state board authorizes.
207          Section 5. Section 53F-9-304 is amended to read:
208          53F-9-304. Underage Drinking and Substance Abuse Prevention Program
209     Restricted Account.
210          (1) As used in this section, "account" means the Underage Drinking and Substance
211     Abuse Prevention Program Restricted Account created in this section.
212          (2) There is created within the Income Tax Fund a restricted account known as the
213     "Underage Drinking and Substance Abuse Prevention Program Restricted Account."
214          (3) (a) Before the Department of Alcoholic Beverage Services deposits any portion of
215     the markup collected under Section 32B-2-304 into the Liquor Control Fund in accordance
216     with Section 32B-2-301, the Department of Alcoholic Beverage Services shall deposit into the
217     account:
218          (i) for the fiscal year that begins July 1, 2017, $1,750,000; or
219          (ii) for each fiscal year that begins on or after July 1, 2018, an amount equal to the
220     amount that the Department of Alcoholic Beverage Services deposited into the account during
221     the preceding fiscal year increased or decreased by a percentage equal to the percentage
222     difference between the Consumer Price Index for the second preceding calendar year and the
223     Consumer Price Index for the preceding calendar year.
224          (b) For purposes of this Subsection (3), the Department of Alcoholic Beverage
225     Services shall calculate the Consumer Price Index in accordance with 26 U.S.C. Secs. 1(f)(4)

226     and 1(f)(5).
227          (4) The account shall be funded:
228          (a) in accordance with Subsection (3);
229          (b) by appropriations made to the account by the Legislature; and
230          (c) by interest earned on money in the account.
231          (5) (a) [The] Except as provided in Subsection (5)(b), the state board shall use money
232     in the account for the Underage Drinking and Substance Abuse Prevention Program described
233     in Section 53G-10-406.
234          (b) If excess funds remain in the restricted account at the end of a given fiscal year
235     after the use described in Subsection (5)(a), the state board may distribute the excess funds in
236     the subsequent fiscal year through the block grant funding for public education prevention
237     programs described in Section 53F-2-525.
238          Section 6. Section 53G-9-702 is amended to read:
239          53G-9-702. Youth suicide prevention programs -- State board to develop model
240     programs.
241          (1) As used in the section:
242          (a) "Elementary grades" means:
243          (i) kindergarten through grade 5; and
244          (ii) if the associated middle or junior high school does not include grade 6, grade 6.
245          (b) "Intervention" means an effort to prevent a student from attempting suicide.
246          (c) "Postvention" means mental health intervention after a suicide attempt or death to
247     prevent or contain contagion.
248          (d) "Program" means a youth suicide prevention program described in Subsection (2).
249          (e) "Public education suicide prevention coordinator" means an individual designated
250     by the state board as described in Subsection (4).
251          (f) "Secondary grades" means:
252          (i) grades 7 through 12; and
253          (ii) if a middle or junior high school includes grade 6, grade 6.

254          (g) "State suicide prevention coordinator" means the state suicide prevention
255     coordinator described in Section 62A-15-1101.
256          (2) In collaboration with the public education suicide prevention coordinator, a school
257     district or charter school shall implement a youth suicide prevention program, which, in
258     collaboration with the training, programs, and initiatives described in Section 53G-9-607, shall
259     include programs and training to address:
260          (a) for elementary grades and secondary grades:
261          (i) life-affirming education, including on the concepts of resiliency, healthy habits,
262     self-care, problem solving, and conflict resolution;
263          (ii) methods of strengthening the family; and
264          (iii) methods of strengthening a youth's relationships in the school and community; and
265          (b) for secondary grades:
266          (i) prevention of youth suicide;
267          (ii) decreasing the risk of suicide among youth who are:
268          (A) not accepted by family for any reason, including lesbian, gay, bisexual,
269     transgender, or questioning youth; or
270          (B) suffer from bullying;
271          (iii) youth suicide intervention; and
272          (iv) postvention for family, students, and faculty.
273          (3) Each school district and charter school shall ensure that the youth suicide
274     prevention program described in Subsection (2):
275          (a) considers appropriate coordination with the following prevention programs:
276          (i) the prevention of bullying and cyber-bullying, as those terms are defined in Section
277     53G-9-601; and
278          (ii) the prevention of underage drinking of alcohol and substance abuse under Section
279     53G-10-406; and
280          (b) includes provisions to ensure that the school district or charter school promptly
281     communicates with the parent or guardian of a student in accordance with Section 53G-9-604.

282          (4) The state board shall:
283          (a) designate a public education suicide prevention coordinator; and
284          (b) in collaboration with the Department of Health and the state suicide prevention
285     coordinator, develop model programs to provide to school districts and charter schools:
286          (i) program training; and
287          (ii) resources regarding the required components described in Subsections (2)(a) and
288     (b).
289          (5) The public education suicide prevention coordinator shall:
290          (a) oversee the youth suicide prevention programs of school districts and charter
291     schools; and
292          (b) coordinate prevention and postvention programs, services, and efforts with the state
293     suicide prevention coordinator.
294          (6) A public school suicide prevention program may allow school personnel to ask a
295     student questions related to youth suicide prevention, intervention, or postvention.
296          (7) (a) Subject to legislative appropriation and except as provided in Section
297     53F-2-525, the state board may distribute money to a school district or charter school to be
298     used to implement evidence-based practices and programs, or emerging best practices and
299     programs, for preventing suicide in the school district or charter school.
300          (b) The state board shall ensure that an LEA's allocation of funds from the board's
301     distribution of money under Subsection (7)(a) provides an amount equal to at least $1,000 per
302     school.
303          (c) (i) A school shall use money allocated to the school under Subsection (7)(b) to
304     implement evidence-based practices and programs, or emerging best practices and programs,
305     for preventing suicide.
306          (ii) Each school may select the evidence-based practices and programs, or emerging
307     best practices and programs, for preventing suicide that the school implements.
308          (8) An LEA may not charge indirect costs to the program.
309          Section 7. Section 53G-10-407 is amended to read:

310          53G-10-407. Positive behaviors plan -- Positive behaviors specialist stipend --
311     Reports.
312          (1) As used in this section:
313          (a) "Positive behaviors plan" means a plan to address the causes of student use of
314     tobacco, alcohol, electronic cigarette products, and other controlled substances through
315     promoting positive behaviors.
316          (b) "Positive behaviors specialist" means an individual designated to administer a
317     positive behaviors plan.
318          (2) (a) A school principal shall:
319          (i) create a positive behaviors plan based on the input of students, parents, and staff;
320     and
321          (ii) submit the positive behaviors plan to the LEA governing board for approval.
322          (b) A positive behaviors plan shall address issues including peer pressure, mental
323     health, and creating meaningful relationships.
324          (c) A positive behaviors plan may include programs, clubs, service opportunities, and
325     pro-social activities.
326          (3) Each LEA shall designate one or more employees as a positive behaviors specialist
327     for each school to administer the positive behaviors plan.
328          (4) (a) [The] Except as provided in Section 53F-2-525, the state board shall distribute
329     annually to each school:
330          (i) $3,000 as a stipend for the positive behaviors specialists; and
331          (ii) $1,000 to administer the positive behaviors plan.
332          (b) Notwithstanding Subsection (4)(a), if funding is insufficient to cover the costs
333     associated with stipends, the state board may reduce the amount of the stipend.
334          (5) (a) A positive behaviors specialist shall annually submit a written report to the LEA
335     governing board detailing how the positive behaviors plan was implemented in the prior year.
336          (b) [An] Except as provided in Subsection 53F-2-525(5), an LEA governing board
337     shall submit an annual report to the state board confirming that each school under the

338     governing board's jurisdiction has an approved positive behaviors plan.
339          Section 8. Section 59-14-807 is amended to read:
340          59-14-807. Electronic Cigarette Substance and Nicotine Product Tax Restricted
341     Account.
342          (1) There is created within the General Fund a restricted account known as the
343     "Electronic Cigarette Substance and Nicotine Product Tax Restricted Account."
344          (2) The Electronic Cigarette Substance and Nicotine Product Tax Restricted Account
345     consists of:
346          (a) revenues collected from the tax imposed by Section 59-14-804; and
347          (b) amounts appropriated by the Legislature.
348          (3) For each fiscal year, beginning with fiscal year 2021, and subject to appropriation
349     by the Legislature, the Division of Finance shall distribute from the Electronic Cigarette
350     Substance and Nicotine Product Tax Restricted Account:
351          (a) $2,000,000 which shall be allocated to the local health departments by the
352     Department of Health using the formula created in accordance with Section 26A-1-116;
353          (b) $2,000,000 to the Department of Health for statewide cessation programs and
354     prevention education;
355          (c) $1,180,000 to the Department of Public Safety for law enforcement officers aimed
356     at disrupting organizations and networks that provide tobacco products, electronic cigarette
357     products, nicotine products, and other illegal controlled substances to minors;
358          (d) $3,000,000 which shall be allocated to the local health departments by the
359     Department of Health using the formula created in accordance with Section 26A-1-116;
360          (e) $5,084,200 to the State Board of Education for school-based prevention programs;
361     and
362          (f) $2,000,000 to the Department of Health for alcohol, tobacco, and other drug
363     prevention, reduction, cessation, and control programs that promote unified messages and
364     make use of media outlets, including radio, newspaper, billboards, and television.
365          (4) (a) The local health departments shall use the money received in accordance with

366     Subsection (3)(a) for enforcing:
367          (i) the regulation provisions described in Section 26-57-103;
368          (ii) the labeling requirement described in Section 26-57-104; and
369          (iii) the penalty provisions described in Section 26-62-305.
370          (b) The Department of Health shall use the money received in accordance with
371     Subsection (3)(b) for the Youth Electronic Cigarette, Marijuana, and Other Drug Prevention
372     Program created in Section 26-7-10.
373          (c) The local health departments shall use the money received in accordance with
374     Subsection (3)(d) to issue grants under the Electronic Cigarette, Marijuana, and Other Drug
375     Prevention Grant Program created in Section 26A-1-129.
376          (d) The State Board of Education shall use the money received in accordance with
377     Subsection (3)(e) to distribute to local education agencies to pay for:
378          (i) (A) stipends for positive behaviors specialists as described in Subsection
379     53G-10-407(4)(a)(i);
380          [(ii)] (B) the cost of administering the positive behaviors plan as described in
381     Subsection 53G-10-407(4)(a)(ii); and
382          [(iii)] (C) the cost of implementing an Underage Drinking and Substance Abuse
383     Prevention Program in grade 4 or 5, as described in Subsection 53G-10-406(3)(b)[.]; or
384          (ii) a comprehensive prevention plan, as that term is defined in Section 53F-2-525.
385          (5) (a) The fund shall earn interest.
386          (b) All interest earned on fund money shall be deposited into the fund.
387          (6) Subject to legislative appropriations, funds remaining in the Electronic Cigarette
388     Substance and Nicotine Product Tax Restricted Account after the distribution described in
389     Subsection (3) may only be used for programs and activities related to the prevention and
390     cessation of electronic cigarette, nicotine products, marijuana, and other drug use.
391          Section 9. Effective date.
392          This bill takes effect on July 1, 2023.
393          Section 10. Coordinating H.B. 16 with H.B. 304 -- Superseding technical and

394     substantive amendments.
395          If this H.B. 16 and H.B. 304, Juvenile Justice Revisions, both pass and become law,
396     when the Office of Legislative Research and General Counsel prepares the Utah Code database
397     for publication:
398          (1) the amendments to Section 53F-2-410 in H.B. 304 supersede the amendments to
399     Section 53F-2-410 in this bill; and

400          (2) Subsection 53F-2-525(1)(a) shall read:
401          "(a) to implement evidence-based early-intervention and prevention practices tailored to
402     achieve outcomes and mitigate risk factors in a manner consistent with the following programs:

403          (i) substance abuse prevention programs described in Section 53E-3-522;
404          (ii) youth suicide prevention programs described in Section 53G-9-702; and
405          (iii) positive behavior plans described in Section 53G-10-407;".