Senator Lincoln Fillmore proposes the following substitute bill:


1     
SPECIAL NEEDS OPPORTUNITY SCHOLARSHIP PROGRAM

2     
AMENDMENTS

3     
2023 GENERAL SESSION

4     
STATE OF UTAH

5     
Chief Sponsor: Nelson T. Abbott

6     
Senate Sponsor: Lincoln Fillmore

7     

8     LONG TITLE
9     General Description:
10          This bill amends provisions related to the Special Needs Opportunity Scholarship
11     Program.
12     Highlighted Provisions:
13          This bill:
14          ▸     modifies defined terms;
15          ▸     expands the expenses for which a scholarship recipient may use a scholarship
16     award;
17          ▸     amends the formula for calculating a scholarship amount for an eligible student;
18          ▸     allows a scholarship granting organization to prorate a scholarship award under
19     certain circumstances;
20          ▸     increases the amount of donations a scholarship granting organization may carry
21     forward in a fiscal year; and
22          ▸     makes technical changes.
23     Money Appropriated in this Bill:
24          None
25     Other Special Clauses:

26          This bill provides a coordination clause.
27     Utah Code Sections Affected:
28     AMENDS:
29          53E-7-401, as last amended by Laws of Utah 2022, Chapter 262
30          53E-7-402, as last amended by Laws of Utah 2022, Chapter 262
31          53E-7-405, as last amended by Laws of Utah 2022, Chapters 262, 456
32     Utah Code Sections Affected by Coordination Clause:
33          53E-7-402, as last amended by Laws of Utah 2022, Chapter 262
34     

35     Be it enacted by the Legislature of the state of Utah:
36          Section 1. Section 53E-7-401 is amended to read:
37          53E-7-401. Definitions.
38          As used in this part:
39          (1) "Eligible student" means:
40          (a) a student who:
41          (i) is eligible to participate in public school, in kindergarten or grades 1 through 12;
42          (ii) is a resident of the state;
43          (iii) (A) has an IEP; or
44          (B) is determined by a multidisciplinary evaluation team to be eligible for services
45     under 20 U.S.C. Sec. 1401(3); and
46          (iv) during the school year for which the student is applying for the scholarship, is not:
47          (A) a student who receives a scholarship under the Carson Smith Scholarship Program
48     created in Section 53F-4-302; or
49          (B) enrolled as a public school student; or
50          (b) a student who:
51          (i) meets the requirement of Subsections (1)(a)(i) and (ii); and
52          (ii) is a sibling of and resides in the same household as a student described in
53     Subsection (1)(a) if:
54          (A) the student described in Subsection (1)(a) is a scholarship student and has verified
55     enrollment or intent to enroll at a qualifying school; and
56          (B) the sibling is applying for a scholarship to attend the same qualifying school.

57          (2) (a) "Employee" means an individual working in a position in which the individual's
58     salary, wages, pay, or compensation, including as a contractor, is paid from:
59          (i) program donations to a scholarship granting organization; or
60          (ii) scholarship money allocated to a qualifying school by a scholarship granting
61     organization under Section 53E-7-405.
62          (b) "Employee" does not include an individual who volunteers at the scholarship
63     granting organization or qualifying school.
64          (3) "Family income" means the annual income of the parent, parents, legal guardian, or
65     legal guardians with whom a scholarship student lives.
66          (4) "Federal poverty level" means the poverty level as defined by the most recently
67     revised poverty income guidelines published by the United States Department of Health and
68     Human Services in the Federal Register.
69          (5) "Multidisciplinary evaluation team" means two or more individuals:
70          (a) who are qualified in two or more separate disciplines or professions; and
71          (b) who evaluate a child.
72          (6) "Officer" means:
73          (a) a member of the board of a scholarship granting organization or qualifying school;
74     or
75          (b) the chief administrative officer of a scholarship granting organization or qualifying
76     school.
77          (7) "Program donation" means a donation to the program under Section 53E-7-405.
78          (8) "Qualifying school" means a private school that:
79          (a) provides kindergarten, elementary, or secondary education;
80          (b) is approved by the state board under Section 53E-7-408; and
81          (c) meets the requirements described in Section 53E-7-403.
82          (9) "Relative" means a father, mother, husband, wife, son, daughter, sister, brother,
83     uncle, aunt, nephew, niece, first cousin, mother-in-law, father-in-law, brother-in-law,
84     sister-in-law, son-in-law, or daughter-in-law.
85          (10) "Scholarship" means a grant awarded to an eligible student:
86          (a) by a scholarship granting organization out of program donations; and
87          (b) for the purpose of paying for a scholarship expense.

88          [(11) "Scholarship expense" means:]
89          [(a) tuition, fees, or textbooks for a qualifying school;]
90          [(b) educational therapy, if the educational therapy is provided by a licensed physician
91     or licensed practitioner, including occupational, behavioral, physical, or speech-language
92     therapies;]
93          [(c) textbooks, curriculum, or other instructional materials, including supplemental
94     materials or associated online instruction required by a curriculum;]
95          [(d) tuition and fees for an online learning course or program; or]
96          [(e) fees associated with a state-recognized industry certification examination or any
97     examination related to college or university admission.]
98          (11) "Scholarship expense" means an expense that a parent or eligible student incurs in
99     the education of the eligible student for goods or a service that a qualifying school provides or
100     facilitates, including:
101          (a) tuition and fees of a qualifying school;
102          (b) fees and instructional materials at a technical college;
103          (c) tutoring services;
104          (d) fees for after-school or summer education programs;
105          (e) textbooks, curricula, or other instructional materials, including any supplemental
106     materials or associated online instruction that a curriculum or a qualifying school recommends;
107          (f) educational software and applications;
108          (g) supplies or other equipment related to an eligible student's educational needs;
109          (h) computer hardware or other technological devices that are intended primarily for an
110     eligible student's educational needs;
111          (i) fees for the following examinations, or for a preparation course for the following
112     examinations, that the scholarship granting organization approves:
113          (i) a national norm-referenced or standardized assessment described in Section
114     53F-6-410, an advanced placement examination, or another similar assessment;
115          (ii) a state-recognized industry certification examination; and
116          (iii) an examination related to college or university admission;
117          (j) educational services for students with disabilities from a licensed or accredited
118     practitioner or provider, including occupational, behavioral, physical, audiology, or

119     speech-language therapies;
120          (k) contracted services that the scholarship granting organization approves and that an
121     LEA provides, including individual classes, after-school tutoring services, transportation, or
122     fees or costs associated with participation in extracurricular activities;
123          (l) ride fees or fares for a fee-for-service transportation provider to transport the
124     scholarship student to and from a qualifying school, not to exceed $750 in a given school year;
125          (m) expenses related to extra curricular activities, field trips, educational supplements,
126     and other educational experiences; or
127          (n) the scholarship granting organization approves in accordance with Subsection
128     53E-7-405(3).
129          (12) "Scholarship granting organization" means an organization that is:
130          (a) qualified as tax exempt under Section 501(c)(3), Internal Revenue Code; and
131          (b) recognized through an agreement with the state board as a scholarship granting
132     organization, as described in Section 53E-7-404.
133          (13) "Scholarship student" means an eligible student who receives a scholarship under
134     this part.
135          (14) "Special Needs Opportunity Scholarship Program" or "program" means the
136     program established in Section 53E-7-402.
137          (15) "Value of the weighted pupil unit" means the amount established each year in the
138     enacted public education budget that is multiplied by the number of weighted pupil units to
139     yield the funding level for the basic state-supported school program.
140          Section 2. Section 53E-7-402 is amended to read:
141          53E-7-402. Special Needs Opportunity Scholarship Program.
142          (1) There is established the Special Needs Opportunity Scholarship Program under
143     which a parent may apply to a scholarship granting organization on behalf of the parent's
144     student for a scholarship to help cover the cost of a scholarship expense.
145          (2) (a) A scholarship granting organization shall[:]
146          [(i)] award, in accordance with this part, scholarships to eligible students[; and].
147          [(ii) determine the amount of a scholarship in accordance with Subsection (3).]
148          (b) In awarding scholarships, a scholarship granting organization shall give priority to
149     an eligible student described in Subsection 53E-7-401(1)(a) by:

150          (i) establishing an August 10 deadline for an eligible student described in Subsection
151     53E-7-401(1)(b) to apply for a scholarship; and
152          (ii) awarding a scholarship to an eligible student described in Subsection
153     53E-7-401(1)(b) only if funds exist after awarding scholarships to all eligible students
154     described in Subsection 53E-7-401(1)(a) who have applied and qualify.
155          (c) Subject to available funds, a scholarship awarded to an eligible student described in
156     Subsection 53E-7-401(1)(b) shall be for a similar term as a scholarship awarded to the eligible
157     student's sibling.
158          (3) A scholarship granting organization shall determine a full-year scholarship award to
159     pay for the cost of one or more scholarship expenses in an amount not more than:
160          (a) for an eligible student described in Subsection 53E-7-401(1)(a) who is:
161          (i) in [grades 1] kindergarten through grade 12 [with an IEP] and whose family income
162     is:
163          (A) at or below 185% of the federal poverty level, the value of the weighted pupil unit
164     multiplied by 2.5; or
165          (B) [between] above 185% [and 555%] of the federal poverty level, the value of the
166     weighted pupil unit multiplied by two; or
167          [(C) above 555% of the federal poverty level, the value of the weighted pupil unit
168     multiplied by 1.5;]
169          [(ii) in grades 1 through 12 and who does not have an IEP, the value of the weighted
170     pupil unit;]
171          [(iii) in kindergarten with an IEP, the value of the weighted pupil unit; or]
172          [(iv) in kindergarten and who does not have an IEP, half the value of the weighted
173     pupil unit; or]
174          (b) for an eligible student described in Subsection 53E-7-401(1)(b), half the value of
175     the weighted pupil unit.
176          (4) Eligibility for a scholarship as determined by a multidisciplinary evaluation team
177     under this program does not establish eligibility for an IEP under the Individuals with
178     Disabilities Education Act, Subchapter II, 20 U.S.C. Secs. 1400 to 1419, and is not binding on
179     any LEA that is required to provide an IEP under the Individuals with Disabilities Education
180     Act.

181          (5) The scholarship granting organizations shall prepare and disseminate information
182     on the program to a parent applying for a scholarship on behalf of a student.
183          Section 3. Section 53E-7-405 is amended to read:
184          53E-7-405. Program donations -- Scholarship granting organization
185     requirements.
186          (1) A person that makes a donation to a scholarship granting organization to help fund
187     scholarships through the program may be eligible to receive a nonrefundable tax credit as
188     described in Sections 59-7-625 and 59-10-1041.
189          (2) In accordance with Section 53E-7-404, an organization may enter into an
190     agreement with the state board to be a scholarship granting organization.
191          (3) A scholarship granting organization shall:
192          (a) accept program donations and allow a person that makes a program donation to
193     designate a qualifying school to which the donation shall be directed for scholarships;
194          (b) adopt an application process in accordance with Subsection (5);
195          (c) review scholarship applications and determine scholarship awards;
196          (d) allocate scholarship money to a scholarship student's parent or, on the parent's
197     behalf, to a qualifying school in which the scholarship student is enrolled;
198          (e) adopt a process, with state board approval, that allows a parent to use a scholarship
199     to pay for a nontuition scholarship expense for the scholarship student;
200          (f) ensure that during the state fiscal year:
201          (i) at least 92% of the scholarship granting organization's revenue from program
202     donations is spent on scholarships;
203          (ii) up to 5% of the scholarship granting organization's revenue from program
204     donations is spent on administration of the program;
205          (iii) up to 3% of the scholarship granting organization's revenue from program
206     donations is spent on marketing and fundraising costs; and
207          (iv) all revenue from program donations' interest or investments is spent on
208     scholarships;
209          (g) carry forward no more than [40] 60% of the scholarship granting organization's
210     program donations, less funds for a scholarship that has been awarded, and funds expended for
211     administration and marketing, from the state fiscal year in which the scholarship granting

212     organization received the program donations to the following state fiscal year;
213          (h) at the end of a state fiscal year, remit to the state treasurer donation amounts greater
214     than the amount described in Subsection (3)(g);
215          (i) prohibit a scholarship granting organization employee or officer from handling,
216     managing, or processing program donations, if, based on a criminal background check
217     conducted by the state board in accordance with Section 53E-7-404, the state board identifies
218     the employee or officer as posing a risk to the appropriate use of program donations;
219          (j) ensure that a scholarship can be transferred during the school year to a different
220     qualifying school that accepts the scholarship student;
221          (k) report to the state board on or before October 1 of each year the following
222     information, prepared by a certified public accountant:
223          (i) the name and address of the scholarship granting organization;
224          (ii) the total number and total dollar amount of program donations that the scholarship
225     granting organization received during the previous calendar year;
226          (iii) (A) the total number and total dollar amount of scholarships the scholarship
227     granting organization awarded during the previous state fiscal year to eligible students
228     described in Subsection 53E-7-401(1)(a); and
229          (B) the total number and total dollar amount of scholarships the scholarship granting
230     organization awarded during the previous state fiscal year to eligible students described in
231     Subsection 53E-7-401(1)(b); and
232          (iv) the percentage of first-time scholarship recipients who were enrolled in a public
233     school during the previous school year or who entered kindergarten or a higher grade for the
234     first time in Utah;
235          (l) issue tax credit certificates as described in Section 53E-7-407; and
236          (m) require a parent to notify a scholarship granting organization if the parent's
237     scholarship recipient:
238          (i) receives scholarship money for tuition expenses; and
239          (ii) does not have continuing enrollment and attendance at a qualifying school.
240          (4) The state treasurer shall deposit the money described in Subsection (3)(h) into the
241     Income Tax Fund.
242          (5) (a) An application for a scholarship shall contain an acknowledgment by the

243     applicant's parent that the qualifying school selected by the parent for the applicant to attend
244     using a scholarship is capable of providing the level of disability services required for the
245     student.
246          (b) A scholarship application form shall contain the following statement:
247          "I acknowledge that:
248          (1) A private school may not provide the same level of disability services that are
249     provided in a public school;
250          (2) I will assume full financial responsibility for the education of my scholarship
251     recipient if I accept this scholarship;
252          (3) Acceptance of this scholarship has the same effect as a parental refusal to consent to
253     services as described in 24 C.F.R. Sec. 300.300, issued under the Individuals with Disabilities
254     Education Act, 20 U.S.C. Sec. 1400 et seq.; and
255          (4) My child may return to a public school at any time."
256          (c) Upon acceptance of a scholarship, the parent assumes full financial responsibility
257     for the education of the scholarship recipient.
258          (d) Acceptance of a scholarship has the same effect as a parental refusal to consent to
259     services as described in 24 C.F.R. Sec. 300.300, issued under the Individuals with Disabilities
260     Education Act, 20 U.S.C. Sec. 1400 et seq.
261          (e) The creation of the program or granting of a scholarship does not:
262          (i) imply that a public school did not provide a free and appropriate public education
263     for a student; or
264          (ii) constitute a waiver or admission by the state.
265          (6) A scholarship granting organization shall demonstrate the scholarship granting
266     organization's financial accountability by annually submitting to the state board a financial
267     information report that:
268          (a) complies with the uniform financial accounting standards described in Section
269     53E-7-404; and
270          (b) is prepared by a certified public accountant.
271          (7) (a) If a scholarship granting organization allocates $500,000 or more in
272     scholarships annually through the program, the scholarship granting organization shall:
273          (i) contract for an annual audit, conducted by a certified public accountant who is

274     independent from:
275          (A) the scholarship granting organization; and
276          (B) the scholarship granting organization's accounts and records pertaining to program
277     donations; and
278          (ii) in accordance with Subsection (7)(b), report the results of the audit to the state
279     board for review.
280          (b) For the report described in Subsection (7)(a)(ii), the scholarship granting
281     organization shall:
282          (i) include the scholarship granting organization's financial statements in a format that
283     meets generally accepted accounting standards; and
284          (ii) submit the report to the state board no later than 180 days after the last day of a
285     scholarship granting organization's fiscal year.
286          (c) The certified public accountant shall conduct an audit described in Subsection
287     (7)(a)(i) in accordance with generally accepted auditing standards and rules made by the state
288     board.
289          (d) (i) The state board shall review a report submitted under this section and may
290     request that the scholarship granting organization revise or supplement the report if the report
291     is not in compliance with the provisions of this Subsection (7) or rules adopted by the state
292     board.
293          (ii) A scholarship granting organization shall provide a revised report or supplement to
294     the report no later than 45 days after the day on which the state board makes a request
295     described in Subsection (7)(d)(i).
296          (8) (a) A scholarship granting organization may not allocate scholarship money to a
297     qualifying school if:
298          (i) the scholarship granting organization determines that the qualifying school
299     intentionally or substantially misrepresented information on overpayment;
300          (ii) the qualifying school fails to refund an overpayment in a timely manner; or
301          (iii) the qualifying school routinely fails to provide scholarship recipients with
302     promised educational goods or services.
303          (b) A scholarship granting organization shall notify a scholarship recipient if the
304     scholarship granting organization stops allocation of the recipient's scholarship money to a

305     qualifying school under Subsection (8)(a).
306          (9) If a scholarship recipient transfers to another qualifying school during the school
307     year, the scholarship granting organization may prorate scholarship money between the
308     qualifying schools according to the time the scholarship recipient spends at each school.
309          (10) A scholarship granting organization may not:
310          (a) award a scholarship to a relative of the scholarship granting organization's officer or
311     employee; or
312          (b) allocate scholarship money to a qualifying school at which the scholarship recipient
313     has a relative who is an officer or an employee of the qualifying school.
314          Section 4. Coordinating H.B. 398 with H.B. 2 -- Superseding technical and
315     substantive amendments.
316          If this H.B. 398 and H.B. 2, Public Education Budget Amendments, both pass and
317     become law, it is the intent of the Legislature that the amendments to Section 53E-7-402 in this
318     bill supersede the amendments to Section 53E-7-402 in H.B. 2 when the Office of Legislative
319     Research and General Counsel prepares the Utah Code database for publication.
320          Section 5. Coordinating H.B. 398 with H.B. 477 -- Superseding technical and
321     substantive amendments.
322          If this H.B. 398 and H.B. 477, Full-day Kindergarten Amendments, both pass and
323     become law, it is the intent of the Legislature that the amendments to Section 53E-7-402 in this
324     bill supersede the amendments to Section 53E-7-402 in H.B. 477 when the Office of
325     Legislative Research and General Counsel prepares the Utah Code database for publication.