1     
CRIMINAL DATA AND INFORMATION AMENDMENTS

2     
2023 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Melissa G. Ballard

5     
Senate Sponsor: ____________

6     

7     LONG TITLE
8     General Description:
9          This bill addresses the collection of data and information in the criminal justice system.
10     Highlighted Provisions:
11          This bill:
12          ▸     amends recidivism reporting requirements for residential, vocational, and life skills
13     programs;
14          ▸     defines terms related to recidivism;
15          ▸     addresses recidivism data requirements for criminal justice agencies;
16          ▸     requires a prosecuting attorney to include certain information with an information;
17     and
18          ▸     makes technical and conforming changes.
19     Money Appropriated in this Bill:
20          None
21     Other Special Clauses:
22          None
23     Utah Code Sections Affected:
24     AMENDS:
25          13-53-111, as enacted by Laws of Utah 2022, Chapter 187
26          62A-15-103, as last amended by Laws of Utah 2022, Chapters 187, 255 and 415
27          64-13-1, as last amended by Laws of Utah 2021, Chapters 85, 246 and 260

28          64-13-6, as last amended by Laws of Utah 2022, Chapter 187
29          77-2-2.2, as renumbered and amended by Laws of Utah 2021, Chapter 260
30     ENACTS:
31          63M-7-102, Utah Code Annotated 1953
32     

33     Be it enacted by the Legislature of the state of Utah:
34          Section 1. Section 13-53-111 is amended to read:
35          13-53-111. Recidivism reporting requirements.
36          [(1)] A residential, vocational and life skills program shall:
37          (1) collect data on recidivism of participants[, including data on:]; and
38          (2) on or before August 31 of each year, report the data collected under Subsection (1)
39     to the State Commission on Criminal and Juvenile Justice in accordance with Section
40     63M-7-102.
41          [(a) participants who participate in the residential, vocational and life skills program
42     while under the supervision of a criminal court or the Board of Pardons and Parole and are
43     convicted of another offense while participating in the program or within two years after the
44     day on which the program ends; and]
45          [(b) the type of services provided to, and employment of, the participants described in
46     Subsection (1)(a).]
47          [(2) A residential, vocational and life skills program shall annually, on or before
48     August 31, provide the data described in Subsection (1) to the State Commission on Criminal
49     and Juvenile Justice, to be included in the report described in Subsection 63M-7-204(1)(x).]
50          Section 2. Section 62A-15-103 is amended to read:
51          62A-15-103. Division -- Creation -- Responsibilities.
52          (1) (a) The division shall exercise responsibility over the policymaking functions,
53     regulatory and enforcement powers, rights, duties, and responsibilities outlined in state law that
54     were previously vested in the Division of Substance Abuse and Mental Health within the
55     department, under the administration and general supervision of the executive director.
56          (b) The division is the substance abuse authority and the mental health authority for
57     this state.
58          (2) The division shall:

59          (a) (i) educate the general public regarding the nature and consequences of substance
60     abuse by promoting school and community-based prevention programs;
61          (ii) render support and assistance to public schools through approved school-based
62     substance abuse education programs aimed at prevention of substance abuse;
63          (iii) promote or establish programs for the prevention of substance abuse within the
64     community setting through community-based prevention programs;
65          (iv) cooperate with and assist treatment centers, recovery residences, and other
66     organizations that provide services to individuals recovering from a substance abuse disorder,
67     by identifying and disseminating information about effective practices and programs;
68          (v) promote integrated programs that address an individual's substance abuse, mental
69     health, and physical health;
70          (vi) establish and promote an evidence-based continuum of screening, assessment,
71     prevention, treatment, and recovery support services in the community for individuals with a
72     substance use disorder or mental illness;
73          (vii) evaluate the effectiveness of programs described in this Subsection (2);
74          (viii) consider the impact of the programs described in this Subsection (2) on:
75          (A) emergency department utilization;
76          (B) jail and prison populations;
77          (C) the homeless population; and
78          (D) the child welfare system; and
79          (ix) promote or establish programs for education and certification of instructors to
80     educate individuals convicted of driving under the influence of alcohol or drugs or driving with
81     any measurable controlled substance in the body;
82          (b) (i) collect and disseminate information pertaining to mental health;
83          (ii) provide direction over the state hospital including approval of the state hospital's
84     budget, administrative policy, and coordination of services with local service plans;
85          (iii) make rules in accordance with Title 63G, Chapter 3, Utah Administrative
86     Rulemaking Act, to educate families concerning mental illness and promote family
87     involvement, when appropriate, and with patient consent, in the treatment program of a family
88     member; and
89          (iv) make rules in accordance with Title 63G, Chapter 3, Utah Administrative

90     Rulemaking Act, to direct that an individual receiving services through a local mental health
91     authority or the Utah State Hospital be informed about and, if desired by the individual,
92     provided assistance in the completion of a declaration for mental health treatment in
93     accordance with Section 62A-15-1002;
94          (c) (i) consult and coordinate with local substance abuse authorities and local mental
95     health authorities regarding programs and services;
96          (ii) provide consultation and other assistance to public and private agencies and groups
97     working on substance abuse and mental health issues;
98          (iii) promote and establish cooperative relationships with courts, hospitals, clinics,
99     medical and social agencies, public health authorities, law enforcement agencies, education and
100     research organizations, and other related groups;
101          (iv) promote or conduct research on substance abuse and mental health issues, and
102     submit to the governor and the Legislature recommendations for changes in policy and
103     legislation;
104          (v) receive, distribute, and provide direction over public funds for substance abuse and
105     mental health services;
106          (vi) monitor and evaluate programs provided by local substance abuse authorities and
107     local mental health authorities;
108          (vii) examine expenditures of local, state, and federal funds;
109          (viii) monitor the expenditure of public funds by:
110          (A) local substance abuse authorities;
111          (B) local mental health authorities; and
112          (C) in counties where they exist, a private contract provider that has an annual or
113     otherwise ongoing contract to provide comprehensive substance abuse or mental health
114     programs or services for the local substance abuse authority or local mental health authority;
115          (ix) contract with local substance abuse authorities and local mental health authorities
116     to provide a comprehensive continuum of services that include community-based services for
117     individuals involved in the criminal justice system, in accordance with division policy, contract
118     provisions, and the local plan;
119          (x) contract with private and public entities for special statewide or nonclinical
120     services, or services for individuals involved in the criminal justice system, according to

121     division rules;
122          (xi) review and approve each local substance abuse authority's plan and each local
123     mental health authority's plan in order to ensure:
124          (A) a statewide comprehensive continuum of substance abuse services;
125          (B) a statewide comprehensive continuum of mental health services;
126          (C) services result in improved overall health and functioning;
127          (D) a statewide comprehensive continuum of community-based services designed to
128     reduce criminal risk factors for individuals who are determined to have substance abuse or
129     mental illness conditions or both, and who are involved in the criminal justice system;
130          (E) compliance, where appropriate, with the certification requirements in Subsection
131     [(2)(j)] (2)(h); and
132          (F) appropriate expenditure of public funds;
133          (xii) review and make recommendations regarding each local substance abuse
134     authority's contract with the local substance abuse authority's provider of substance abuse
135     programs and services and each local mental health authority's contract with the local mental
136     health authority's provider of mental health programs and services to ensure compliance with
137     state and federal law and policy;
138          (xiii) monitor and ensure compliance with division rules and contract requirements;
139     and
140          (xiv) withhold funds from local substance abuse authorities, local mental health
141     authorities, and public and private providers for contract noncompliance, failure to comply
142     with division directives regarding the use of public funds, or for misuse of public funds or
143     money;
144          (d) ensure that the requirements of this part are met and applied uniformly by local
145     substance abuse authorities and local mental health authorities across the state;
146          (e) require each local substance abuse authority and each local mental health authority,
147     in accordance with Subsections 17-43-201(5)(b) and 17-43-301(6)(a)(ii), to submit a plan to
148     the division on or before May 15 of each year;
149          (f) conduct an annual program audit and review of each local substance abuse authority
150     and each local substance abuse authority's contract provider, and each local mental health
151     authority and each local mental health authority's contract provider, including:

152          (i) a review and determination regarding whether:
153          (A) public funds allocated to the local substance abuse authority or the local mental
154     health authorities are consistent with services rendered by the authority or the authority's
155     contract provider, and with outcomes reported by the authority's contract provider; and
156          (B) each local substance abuse authority and each local mental health authority is
157     exercising sufficient oversight and control over public funds allocated for substance use
158     disorder and mental health programs and services; and
159          (ii) items determined by the division to be necessary and appropriate;
160          (g) define "prevention" by rule as required under Title 32B, Chapter 2, Part 4,
161     Alcoholic Beverage and Substance Abuse Enforcement and Treatment Restricted Account Act;
162          (h) (i) train and certify an adult as a peer support specialist, qualified to provide peer
163     supports services to an individual with:
164          (A) a substance use disorder;
165          (B) a mental health disorder; or
166          (C) a substance use disorder and a mental health disorder;
167          (ii) certify a person to carry out, as needed, the division's duty to train and certify an
168     adult as a peer support specialist;
169          (iii) make rules in accordance with Title 63G, Chapter 3, Utah Administrative
170     Rulemaking Act, that:
171          (A) establish training and certification requirements for a peer support specialist;
172          (B) specify the types of services a peer support specialist is qualified to provide;
173          (C) specify the type of supervision under which a peer support specialist is required to
174     operate; and
175          (D) specify continuing education and other requirements for maintaining or renewing
176     certification as a peer support specialist; and
177          (iv) make rules in accordance with Title 63G, Chapter 3, Utah Administrative
178     Rulemaking Act, that:
179          (A) establish the requirements for a person to be certified to carry out, as needed, the
180     division's duty to train and certify an adult as a peer support specialist; and
181          (B) specify how the division shall provide oversight of a person certified to train and
182     certify a peer support specialist;

183          (i) collaborate with the State Commission on Criminal and Juvenile Justice to analyze
184     and provide recommendations to the Legislature regarding:
185          (i) pretrial services and the resources needed to reduce recidivism;
186          (ii) county jail and county behavioral health early-assessment resources needed for an
187     individual convicted of a class A or class B misdemeanor; and
188          (iii) the replacement of federal dollars associated with drug interdiction law
189     enforcement task forces that are reduced;
190          (j) establish performance goals and outcome measurements for a mental health or
191     substance use treatment program that is licensed under Chapter 2, Licensure of Programs and
192     Facilities, and contracts with the department, including goals and measurements related to
193     employment and reducing recidivism of individuals receiving mental health or substance use
194     treatment who are involved with the criminal justice system;
195          (k) annually, on or before November 30, submit a written report to the Judiciary
196     Interim Committee, the Health and Human Services Interim Committee, and the Law
197     Enforcement and Criminal Justice Interim Committee, that includes:
198          (i) a description of the performance goals and outcome measurements described in
199     Subsection (2)(j); and
200          (ii) information on the effectiveness of the goals and measurements in ensuring
201     appropriate and adequate mental health or substance use treatment is provided in a treatment
202     program described in Subsection (2)(j);
203          (l) collaborate with the Administrative Office of the Courts, the Department of
204     Corrections, the Department of Workforce Services, and the Board of Pardons and Parole to
205     collect data on recidivism[, including data on:] in accordance with Section 63M-7-102;
206          [(i) individuals who participate in a mental health or substance use treatment program
207     while incarcerated and are convicted of another offense within two years after release from
208     incarceration;]
209          [(ii) individuals who are ordered by a criminal court or the Board of Pardons and
210     Parole to participate in a mental health or substance use treatment program and are convicted of
211     another offense while participating in the treatment program or within two years after the day
212     on which the treatment program ends;]
213          [(iii) the type of treatment provided to, and employment of, the individuals described in

214     Subsections (2)(l)(i) and (ii); and]
215          [(iv) cost savings associated with recidivism reduction and the reduction in the number
216     of inmates in the state;]
217          (m) at the division's discretion, use the data described in Subsection (2)(l) to make
218     decisions regarding the use of funds allocated to the division to provide treatment;
219          (n) annually, on or before August 31, submit the data collected under Subsection (2)(l)
220     and any recommendations to improve the data collection to the State Commission on Criminal
221     and Juvenile Justice to be included in the report described in Subsection 63M-7-204(1)(x);
222          (o) publish the following on the division's website:
223          (i) the performance goals and outcome measurements described in Subsection (2)(j);
224     and
225          (ii) a description of the services provided and the contact information for the mental
226     health and substance use treatment programs described in Subsection (2)(j) and residential,
227     vocational and life skills programs, as defined in Section 13-53-102; and
228          (p) consult and coordinate with the Division of Child and Family Services to develop
229     and manage the operation of a program designed to reduce substance abuse during pregnancy
230     and by parents of a newborn child that includes:
231          (i) providing education and resources to health care providers and individuals in the
232     state regarding prevention of substance abuse during pregnancy;
233          (ii) providing training to health care providers in the state regarding screening of a
234     pregnant woman or pregnant minor to identify a substance abuse disorder; and
235          (iii) providing referrals to pregnant women, pregnant minors, or parents of a newborn
236     child in need of substance abuse treatment services to a facility that has the capacity to provide
237     the treatment services.
238          (3) In addition to the responsibilities described in Subsection (2), the division shall,
239     within funds appropriated by the Legislature for this purpose, implement and manage the
240     operation of a firearm safety and suicide prevention program, in consultation with the Bureau
241     of Criminal Identification created in Section 53-10-201, including:
242          (a) coordinating with local mental health and substance abuse authorities, a nonprofit
243     behavioral health advocacy group, and a representative from a Utah-based nonprofit
244     organization with expertise in the field of firearm use and safety that represents firearm owners,

245     to:
246          (i) produce and periodically review and update a firearm safety brochure and other
247     educational materials with information about the safe handling and use of firearms that
248     includes:
249          (A) information on safe handling, storage, and use of firearms in a home environment;
250          (B) information about at-risk individuals and individuals who are legally prohibited
251     from possessing firearms;
252          (C) information about suicide prevention awareness; and
253          (D) information about the availability of firearm safety packets;
254          (ii) procure cable-style gun locks for distribution under this section;
255          (iii) produce a firearm safety packet that includes the firearm safety brochure and the
256     cable-style gun lock described in this Subsection (3); and
257          (iv) create a suicide prevention education course that:
258          (A) provides information for distribution regarding firearm safety education;
259          (B) incorporates current information on how to recognize suicidal behaviors and
260     identify individuals who may be suicidal; and
261          (C) provides information regarding crisis intervention resources;
262          (b) distributing, free of charge, the firearm safety packet to the following persons, who
263     shall make the firearm safety packet available free of charge:
264          (i) health care providers, including emergency rooms;
265          (ii) mobile crisis outreach teams;
266          (iii) mental health practitioners;
267          (iv) other public health suicide prevention organizations;
268          (v) entities that teach firearm safety courses;
269          (vi) school districts for use in the seminar, described in Section 53G-9-702, for parents
270     of students in the school district; and
271          (vii) firearm dealers to be distributed in accordance with Section 76-10-526;
272          (c) creating and administering a rebate program that includes a rebate that offers
273     between $10 and $200 off the purchase price of a firearm safe from a participating firearms
274     dealer or a person engaged in the business of selling firearm safes in Utah, by a Utah resident;
275          (d) in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act,

276     making rules that establish procedures for:
277          (i) producing and distributing the suicide prevention education course and the firearm
278     safety brochures and packets;
279          (ii) procuring the cable-style gun locks for distribution; and
280          (iii) administering the rebate program; and
281          (e) reporting to the Health and Human Services Interim Committee regarding
282     implementation and success of the firearm safety program and suicide prevention education
283     course at or before the November meeting each year.
284          (4) (a) The division may refuse to contract with and may pursue legal remedies against
285     any local substance abuse authority or local mental health authority that fails, or has failed, to
286     expend public funds in accordance with state law, division policy, contract provisions, or
287     directives issued in accordance with state law.
288          (b) The division may withhold funds from a local substance abuse authority or local
289     mental health authority if the authority's contract provider of substance abuse or mental health
290     programs or services fails to comply with state and federal law or policy.
291          (5) (a) Before reissuing or renewing a contract with any local substance abuse authority
292     or local mental health authority, the division shall review and determine whether the local
293     substance abuse authority or local mental health authority is complying with the oversight and
294     management responsibilities described in Sections 17-43-201, 17-43-203, 17-43-303, and
295     17-43-309.
296          (b) Nothing in this Subsection (5) may be used as a defense to the responsibility and
297     liability described in Section 17-43-303 and to the responsibility and liability described in
298     Section 17-43-203.
299          (6) In carrying out the division's duties and responsibilities, the division may not
300     duplicate treatment or educational facilities that exist in other divisions or departments of the
301     state, but shall work in conjunction with those divisions and departments in rendering the
302     treatment or educational services that those divisions and departments are competent and able
303     to provide.
304          (7) The division may accept in the name of and on behalf of the state donations, gifts,
305     devises, or bequests of real or personal property or services to be used as specified by the
306     donor.

307          (8) The division shall annually review with each local substance abuse authority and
308     each local mental health authority the authority's statutory and contract responsibilities
309     regarding:
310          (a) use of public funds;
311          (b) oversight of public funds; and
312          (c) governance of substance use disorder and mental health programs and services.
313          (9) The Legislature may refuse to appropriate funds to the division upon the division's
314     failure to comply with the provisions of this part.
315          (10) If a local substance abuse authority contacts the division under Subsection
316     17-43-201(10) for assistance in providing treatment services to a pregnant woman or pregnant
317     minor, the division shall:
318          (a) refer the pregnant woman or pregnant minor to a treatment facility that has the
319     capacity to provide the treatment services; or
320          (b) otherwise ensure that treatment services are made available to the pregnant woman
321     or pregnant minor.
322          (11) The division shall employ a school-based mental health specialist to be housed at
323     the State Board of Education who shall work with the State Board of Education to:
324          (a) provide coordination between a local education agency and local mental health
325     authority;
326          (b) recommend evidence-based and evidence informed mental health screenings and
327     intervention assessments for a local education agency; and
328          (c) coordinate with the local community, including local departments of health, to
329     enhance and expand mental health related resources for a local education agency.
330          Section 3. Section 63M-7-102 is enacted to read:
331          63M-7-102. Collection of recidivism data -- Metrics.
332          As used in this section:
333          (1) "Criminal justice agency" means an agency or institution involved in the
334     apprehension, prosecution, treatment, or incarceration of individuals involved in criminal
335     activity.
336          (2) "Desistance" means an individual's abstinence from further criminal activity after
337     the conviction of a crime.

338          (3) "Intervention" means a program, sanction, supervision, or other event that is
339     evaluated to determine its impact on recidivism.
340          (4) "Recidivism" means an individual's return to criminal activity after the conviction
341     or adjudication of a crime.
342          (5) "Triggering event" means the event signaling an individual's return to criminal
343     activity, including:
344          (a) an individual's arrest;
345          (b) an individual's admission to prison;
346          (c) charges filed against the individual; or
347          (d) an individual's conviction.
348          (6) (a) If a criminal justice agency is required to report data on recidivism of adult
349     offenders to the commission, the report shall include the following metrics:
350          (i) a description of the group of individuals being evaluated for recidivism;
351          (ii) a description of the triggering events that are being counted as recidivism;
352          (iii) a description of the intervention being evaluated; and
353          (iv) the beginning and ending dates of the evaluation period for recidivism.
354          (b) Except as otherwise provided by law, the length of an evaluation period for a report
355     under Subsection (6)(a)(iv) shall be three years from the day on which the adult offender is
356     convicted of the crime.
357          (7) If a criminal justice agency is required to report data on recidivism of adult
358     offenders to the commission, the report may include data on:
359          (a) the length of time until a triggering event occurred;
360          (b) the seriousness of the triggering event;
361          (c) measures of personal well-being, education, employment, housing, family and
362     social support systems, legal involvement, and health, civic, and community engagement;
363          (d) other measures of desistance used to evaluate an adult offender's behavior
364     following release from an intervention; or
365          (e) any other data collected by the criminal justice agency in regard to recidivism,
366     intervention, and desistance.
367          (8) When reporting data on statewide recidivism, the commission, the Department of
368     Corrections, and the Board of Pardons and Parole shall include in the report the number of

369     adult offenders released from prison who return to prison for a subsequent conviction within
370     three years after the day on which the adult offender was released from prison.
371          (9) On or before January 1, 2025, the commission shall:
372          (a) reevaluate whether a broader metric should be used to measure recidivism under
373     Subsection (8), including a metric that would include criminal convictions that do not result in
374     a prison sentence; and
375          (b) report the findings of the reevaluation under Subsection (9)(a) and any
376     recommendations regarding uniform metrics of recidivism to the Law Enforcement and
377     Criminal Justice Interim Committee.
378          Section 4. Section 64-13-1 is amended to read:
379          64-13-1. Definitions.
380          As used in this chapter:
381          (1) "Behavioral health transition facility" means a nonsecure correctional facility
382     operated by the department for the purpose of providing a therapeutic environment for
383     offenders receiving mental health services.
384          (2) "Case action plan" means a document developed by the Department of Corrections
385     that identifies:
386          (a) the program priorities for the treatment of the offender, including the criminal risk
387     factors as determined by risk, needs, and responsivity assessments conducted by the
388     department; and
389          (b) clearly defined completion requirements.
390          (3) "Community correctional center" means a nonsecure correctional facility operated
391     by the department, but does not include a behavioral health transition facility for the purposes
392     of Section 64-13f-103.
393          (4) "Correctional facility" means any facility operated to house offenders in a secure or
394     nonsecure setting:
395          (a) by the department; or
396          (b) under a contract with the department.
397          (5) "Criminal risk factors" means an individual's characteristics and behaviors that:
398          (a) affect the individual's risk of engaging in criminal behavior; and
399          (b) are diminished when addressed by effective treatment, supervision, and other

400     support resources, resulting in a reduced risk of criminal behavior.
401          (6) "Department" means the Department of Corrections.
402          (7) "Direct supervision" means a housing and supervision system that is designed to
403     meet the goals described in Subsection 64-13-14(5) and has the elements described in
404     Subsection 64-13-14(6).
405          (8) "Emergency" means any riot, disturbance, homicide, inmate violence occurring in
406     any correctional facility, or any situation that presents immediate danger to the safety, security,
407     and control of the department.
408          (9) "Evidence-based" means a program or practice that has had multiple randomized
409     control studies or a meta-analysis demonstrating that the program or practice is effective for a
410     specific population or has been rated as effective by a standardized program evaluation tool.
411          (10) "Evidence-informed" means a program or practice that is based on research and
412     the experience and expertise of the department.
413          (11) "Executive director" means the executive director of the Department of
414     Corrections.
415          (12) "Inmate" means an individual who is:
416          (a) committed to the custody of the department; and
417          (b) housed at a correctional facility or at a county jail at the request of the department.
418          (13) "Offender" means an individual who has been convicted of a crime for which the
419     individual may be committed to the custody of the department and is at least one of the
420     following:
421          (a) committed to the custody of the department;
422          (b) on probation; or
423          (c) on parole.
424          (14) "Recidivism" means the same as that term is defined in Section 63M-7-102.
425          [(14)] (15) "Restitution" means the same as that term is defined in Section 77-38b-102.
426          [(15)] (16) "Risk and needs assessment" means an actuarial tool validated on criminal
427     offenders that determines:
428          (a) an individual's risk of reoffending; and
429          (b) the criminal risk factors that, when addressed, reduce the individual's risk of
430     reoffending.

431          [(16)] (17) "Secure correctional facility" means any prison, penitentiary, or other
432     institution operated by the department or under contract for the confinement of offenders,
433     where force may be used to restrain an offender if the offender attempts to leave the institution
434     without authorization.
435          Section 5. Section 64-13-6 is amended to read:
436          64-13-6. Department duties.
437          (1) The department shall:
438          (a) protect the public through institutional care and confinement, and supervision in the
439     community of offenders where appropriate;
440          (b) implement court-ordered punishment of offenders;
441          (c) provide evidence-based and evidence-informed program opportunities for offenders
442     designed to reduce offenders' criminogenic and recidivism risks, including behavioral,
443     cognitive, educational, and career-readiness program opportunities;
444          (d) ensure that offender participation in all program opportunities described in
445     Subsection (1)(c) is voluntary;
446          (e) where appropriate, utilize offender volunteers as mentors in the program
447     opportunities described in Subsection (1)(c);
448          (f) provide treatment for sex offenders who are found to be treatable based upon
449     criteria developed by the department;
450          (g) provide the results of ongoing clinical assessment of sex offenders and objective
451     diagnostic testing to sentencing and release authorities;
452          (h) manage programs that take into account the needs and interests of victims, where
453     reasonable;
454          (i) supervise probationers and parolees as directed by statute and implemented by the
455     courts and the Board of Pardons and Parole;
456          (j) subject to Subsection [(2)] (3), investigate criminal conduct involving offenders
457     incarcerated in a state correctional facility;
458          (k) cooperate and exchange information with other state, local, and federal law
459     enforcement agencies to achieve greater success in prevention and detection of crime and
460     apprehension of criminals;
461          (l) implement the provisions of Title 77, Chapter 28c, Interstate Compact for Adult

462     Offender Supervision;
463          (m) establish a case action plan based on appropriate validated risk, needs, and
464     responsivity assessments for each offender as follows:
465          (i) (A) if an offender is to be supervised in the community, the department shall
466     establish a case action plan for the offender no later than 60 days after the day on which the
467     department's community supervision of the offender begins; and
468          (B) if the offender is committed to the custody of the department, the department shall
469     establish a case action plan for the offender no later than 90 days after the day on which the
470     offender is committed to the custody of the department;
471          (ii) each case action plan shall integrate an individualized, evidence-based, and
472     evidence-informed treatment and program plan with clearly defined completion requirements;
473          (iii) the department shall share each newly established case action plan with the
474     sentencing and release authority within 30 days after the day on which the case action plan is
475     established; and
476          (iv) the department shall share any changes to a case action plan, including any change
477     in an offender's risk assessment, with the sentencing and release authority within 30 days after
478     the day of the change; [and]
479          (n) ensure that any training or certification required of a public official or public
480     employee, as those terms are defined in Section 63G-22-102, complies with Title 63G, Chapter
481     22, State Training and Certification Requirements, if the training or certification is required:
482          (i) under this title;
483          (ii) by the department; or
484          (iii) by an agency or division within the department[.]; and
485          (o) collect and report data on recidivism in accordance with Section 63M-7-102.
486          (2) The department may in the course of supervising probationers and parolees:
487          (a) respond in accordance with the graduated and evidence-based processes established
488     by the Utah Sentencing Commission under Subsection 63M-7-404(6), to an individual's
489     violation of one or more terms of the probation or parole; and
490          (b) upon approval by the court or the Board of Pardons and Parole, impose as a
491     sanction for an individual's violation of the terms of probation or parole a period of
492     incarceration of not more than three consecutive days and not more than a total of five days

493     within a period of 30 days.
494          (3) (a) By following the procedures in Subsection (3)(b), the department may
495     investigate the following occurrences at state correctional facilities:
496          (i) criminal conduct of departmental employees;
497          (ii) felony crimes resulting in serious bodily injury;
498          (iii) death of any person; or
499          (iv) aggravated kidnaping.
500          (b) Before investigating any occurrence specified in Subsection (3)(a), the department
501     shall:
502          (i) notify the sheriff or other appropriate law enforcement agency promptly after
503     ascertaining facts sufficient to believe an occurrence specified in Subsection (3)(a) has
504     occurred; and
505          (ii) obtain consent of the sheriff or other appropriate law enforcement agency to
506     conduct an investigation involving an occurrence specified in Subsection (3)(a).
507          (4) Upon request, the department shall provide copies of investigative reports of
508     criminal conduct to the sheriff or other appropriate law enforcement agencies.
509          (5) (a) The executive director of the department, or the executive director's designee if
510     the designee possesses expertise in correctional programming, shall consult at least annually
511     with cognitive and career-readiness staff experts from the Utah system of higher education and
512     the State Board of Education to review the department's evidence-based and evidence-informed
513     treatment and program opportunities.
514          (b) Beginning in the 2022 interim, the department shall provide an annual report to the
515     Law Enforcement and Criminal Justice Interim Committee regarding the department's
516     implementation of and offender participation in evidence-based and evidence-informed
517     treatment and program opportunities designed to reduce the criminogenic and recidivism risks
518     of offenders over time.
519          (6) (a) As used in this Subsection (6):
520          (i) "Accounts receivable" means any amount owed by an offender arising from a
521     criminal judgment that has not been paid.
522          (ii) "Accounts receivable" includes unpaid fees, overpayments, fines, forfeitures,
523     surcharges, costs, interest, penalties, restitution to victims, third-party claims, claims,

524     reimbursement of a reward, and damages that an offender is ordered to pay.
525          (b) The department shall collect and disburse, with any interest and any other costs
526     assessed under Section 64-13-21, an accounts receivable for an offender during:
527          (i) the parole period and any extension of that period in accordance with Subsection
528     (6)(c); and
529          (ii) the probation period for which the court orders supervised probation and any
530     extension of that period by the department in accordance with Subsection 77-18-105(7).
531          (c) (i) If an offender has an unpaid balance of the offender's accounts receivable at the
532     time that the offender's sentence expires or terminates, the department shall be referred to the
533     sentencing court for the sentencing court to enter a civil judgment of restitution and a civil
534     accounts receivable as described in Section 77-18-114.
535          (ii) If the board makes an order for restitution within 60 days from the day on which
536     the offender's sentence expires or terminates, the board shall refer the order for restitution to
537     the sentencing court to be entered as a civil judgment of restitution as described in Section
538     77-18-114.
539          (d) This Subsection (6) only applies to offenders sentenced before July 1, 2021.
540          Section 6. Section 77-2-2.2 is amended to read:
541          77-2-2.2. Signing and filing of information.
542          (1) The prosecuting attorney shall sign all informations.
543          (2) The prosecuting attorney may:
544          (a) sign the information in the presence of a magistrate; or
545          (b) present and file the information in the office of the clerk where the prosecution is
546     commenced upon the signature of the prosecuting attorney.
547          (3) The prosecuting attorney shall ensure that the following information is included on
548     the information if reasonably available:
549          (a) the defendant's state identification number issued upon booking by the Bureau of
550     Criminal Identification;
551          (b) any citation number associated with the case; and
552          (c) the offense tracking number associated with the case.