Senator Lincoln Fillmore proposes the following substitute bill:


1     
BACKGROUND CHECK AMENDMENTS

2     
2023 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Lincoln Fillmore

5     
House Sponsor: Andrew Stoddard

6     

7     LONG TITLE
8     General Description:
9          This bill addresses time frames applicable to the expungement of criminal records.
10     Highlighted Provisions:
11          This bill:
12          ▸     creates a graduated series of deadlines within which a law enforcement agency must
13     expunge criminal records if the records qualify for automatic expungement;
14          ▸     establishes a graduated series of deadlines within which a criminal justice agency
15     must expunge criminal records if the records qualify for petition-based
16     expungement;
17          ▸     clarifies that certain expungement deadlines apply to a court's issuance of an order
18     directing the expungement of criminal records; and
19          ▸     makes technical and conforming changes.
20     Money Appropriated in this Bill:
21          None
22     Other Special Clauses:
23          None
24     Utah Code Sections Affected:
25     AMENDS:

26          77-40a-201, as renumbered and amended by Laws of Utah 2022, Chapter 250
27          77-40a-203, as renumbered and amended by Laws of Utah 2022, Chapter 250
28          77-40a-401, as renumbered and amended by Laws of Utah 2022, Chapter 250
29          77-40a-402, as renumbered and amended by Laws of Utah 2022, Chapter 250
30     

31     Be it enacted by the Legislature of the state of Utah:
32          Section 1. Section 77-40a-201 is amended to read:
33          77-40a-201. Automatic expungement procedure.
34          (1) (a) Except as provided in Subsection (1)(b) and subject to Section 77-40a-203, this
35     section governs the process for the automatic expungement of all records in:
36          (i) except as provided in Subsection (2)(e), a case that resulted in an acquittal on all
37     charges;
38          (ii) except as provided in Subsection (3)(e), a case that is dismissed with prejudice; or
39          (iii) a case that is a clean slate eligible case.
40          (b) This section does not govern automatic expungement of a traffic offense.
41          (2) (a) Except as provided in Subsection (2)(e), the process for automatic expungement
42     of records for a case that resulted in an acquittal on all charges is as described in Subsections
43     (2)(b) through (d).
44          (b) If a court determines that the requirements for automatic expungement have been
45     met, a district court or justice court shall:
46          (i) issue, without a petition, an expungement order; and
47          (ii) based on information available, notify the bureau and the prosecuting agency
48     identified in the case of the order of expungement.
49          (c) The bureau, upon receiving notice from the court, shall notify the law enforcement
50     agencies identified in the case of the order of expungement.
51          (d) For a case resulting in an acquittal on all charges on or before May 1, 2020, that is
52     automatically expunged under this Subsection (2), a law enforcement agency shall expunge
53     records for the case:
54          (i) beginning on May 3, 2023, and ending on December 31, 2023, within one year after
55     the day on which the law enforcement agency receives notice from the bureau[.];
56          (ii) beginning on January 1, 2024, and ending on December 31, 2024, within 180 days

57     after the day on which the law enforcement agency receives notice from the bureau; and
58          (iii) beginning on January 1, 2025, within 90 days after the day on which the law
59     enforcement agency receives notice from the bureau.
60          (e) For purposes of this section, a case that resulted in acquittal on all charges does not
61     include a case that resulted in an acquittal because the individual is found not guilty by reason
62     of insanity.
63          (3) (a) The process for an automatic expungement of a case that is dismissed with
64     prejudice is as described in Subsections (3)(b) through (d).
65          (b) If a court determines that the requirements for automatic expungement have been
66     met, a district court or justice court shall:
67          (i) issue, without a petition, an expungement order; and
68          (ii) based on information available, notify the bureau and the prosecuting agency
69     identified in the case of the order of expungement.
70          (c) The bureau, upon receiving notice from the court, shall notify the law enforcement
71     agencies identified in the case of the order of expungement.
72          (d) For a case dismissed on or before May 1, 2020, that is automatically expunged
73     under this Subsection (3), a law enforcement agency shall expunge records for the case:
74          (i) beginning on May 3, 2023, and ending on December 31, 2023, within one year after
75     the day on which the law enforcement agency receives notice from the bureau[.];
76          (ii) beginning on January 1, 2024, and ending on December 31, 2024, within 180 days
77     after the day on which the law enforcement agency receives notice from the bureau; and
78          (iii) beginning on January 1, 2025, within 90 days after the day on which the law
79     enforcement agency receives notice from the bureau.
80          (e) For purposes of this Subsection (3), a case that is dismissed with prejudice does not
81     include a case that is dismissed with prejudice as a result of successful completion of a plea in
82     abeyance agreement governed by Subsection 77-2a-3(2)(b).
83          (4) (a) The process for the automatic expungement of a clean slate eligible case is as
84     described in Subsections (4)(b) through (g) and in accordance with any rules made by the
85     Judicial Council or the Supreme Court.
86          (b) A prosecuting agency, that has complied with Rule 42 of the Utah Rules of
87     Criminal Procedure, shall receive notice on a monthly basis for any case prosecuted by that

88     agency that appears to be a clean slate eligible case.
89          (c) Within 35 days of the day on which the notice described in Subsection (4)(b) is
90     sent, the prosecuting agency shall provide written notice in accordance with any rules made by
91     the Judicial Council or the Supreme Court if the prosecuting agency objects to an automatic
92     expungement for any of the following reasons:
93          (i) after reviewing the agency record, the prosecuting agency believes that the case does
94     not meet the definition of a clean slate eligible case;
95          (ii) the individual has not paid court-ordered restitution to the victim; or
96          (iii) the prosecuting agency has a reasonable belief, grounded in supporting facts, that
97     an individual with a clean slate eligible case is continuing to engage in criminal activity within
98     or outside of the state.
99          (d) (i) If a prosecuting agency provides written notice of an objection for a reason
100     described in Subsection (4)(c) within 35 days of the day on which the notice described in
101     Subsection (4)(b) is sent, the court may not proceed with automatic expungement.
102          (ii) If 35 days pass from the day on which the notice described in Subsection (4)(b) is
103     sent without the prosecuting agency providing written notice of an objection for a reason
104     described in Subsection (4)(c), the court may proceed with automatic expungement.
105          (e) If a court determines that the requirements for automatic expungement have been
106     met, a district court or justice court shall:
107          (i) issue, without a petition, an expungement order; and
108          (ii) based on information available, notify the bureau and the prosecuting agency
109     identified in the case of the order of expungement.
110          (f) The bureau, upon receiving notice from the court, shall notify the law enforcement
111     agencies identified in the case of the order of expungement.
112          (g) For a clean slate case adjudicated or dismissed on or before May 1, 2020, that is
113     automatically expunged under this Subsection (4), a law enforcement agency shall expunge
114     records for the case:
115          (i) beginning on May 3, 2023, and ending on December 31, 2023, within one year after
116     the day on which the law enforcement agency receives notice from the bureau[.];
117          (ii) beginning on January 1, 2024, and ending on December 31, 2024, within 180 days
118     after the day on which the law enforcement agency receives notice from the bureau; and

119          (iii) beginning on January 1, 2025, within 90 days after the day on which the law
120     enforcement agency receives notice from the bureau.
121          (5) Nothing in this section precludes an individual from filing a petition for
122     expungement of records that are eligible for automatic expungement under this section if an
123     automatic expungement has not occurred pursuant to this section.
124          (6) An automatic expungement performed under this section does not preclude a
125     person from requesting access to expunged records in accordance with Section 77-40a-403 or
126     77-40a-404.
127          (7) (a) The Judicial Council and the Supreme Court shall make rules to govern the
128     process for automatic expungement.
129          (b) The rules under Subsection (7)(a) may authorize:
130          (i) a presiding judge of a district court to issue an expungement order for any case
131     when the requirements for automatic expungement are met; and
132          (ii) a presiding judge of a justice court to issue an expungement order for any justice
133     court case within the presiding judge's judicial district when the requirements for automatic
134     expungement are met.
135          Section 2. Section 77-40a-203 is amended to read:
136          77-40a-203. Time periods for issuance of order of expungement or deletion --
137     Identification and processing of clean slate eligible cases.
138          (1) [Reasonable] A court shall make reasonable efforts within available funding [shall
139     be made to expunge] to issue an order of expungement or delete a case as quickly as is
140     practicable with the goal of:
141          (a) for [cases] a case adjudicated on or after May 1, 2020:
142          (i) [expunging a case that resulted] that results in an acquittal on all charges, issuing an
143     order of expungement within 60 days after the day of the acquittal;
144          (ii) [expunging a case that resulted] that results in a dismissal with prejudice, other
145     than a case that is dismissed with prejudice as a result of successful completion of a plea in
146     abeyance agreement governed by Subsection 77-2a-3(2)(b), issuing an order of expungement
147     within 180 days after:
148          (A) for a case in which no appeal was filed, the day on which the entire case against the
149     individual is dismissed with prejudice; or

150          (B) for a case in which an appeal was filed, the day on which a court issues a final
151     unappealable order;
152          (iii) [expunging] that is a clean slate eligible case that is not a traffic offense, issuing an
153     order of expungement within 30 days [of] after the day on which the court, [in accordance
154     with] under Section 77-40a-201, [determining] determines that the requirements for
155     expungement have been satisfied; or
156          (iv) deleting a traffic offense case described in Subsection 77-40a-202(1)(c) upon
157     identification; and
158          (b) for [cases] a case adjudicated before May 1, 2020, [expunging] issuing an order of
159     expungement or deleting [a] the case within one year [of] after the day on which the case is
160     identified as eligible for automatic expungement or deletion.
161          (2) (a) The Judicial Council or the Supreme Court shall make rules governing the
162     identification and processing of clean slate eligible cases in accordance with Section
163     77-40a-201.
164          (b) [Reasonable] A court shall make reasonable efforts [shall be made] to identify and
165     process all clean slate eligible cases in accordance with Section 77-40a-201.
166          (c) An individual does not have a cause of action for damages as a result of the failure
167     to identify an individual's case as a clean slate eligible case or to automatically expunge or
168     delete the records of a clean slate eligible case.
169          Section 3. Section 77-40a-401 is amended to read:
170          77-40a-401. Distribution of order -- Redaction -- Receipt of order -- Bureau
171     requirements -- Administrative proceedings.
172          (1) (a) The bureau, upon receiving notice from the court, shall notify all criminal
173     justice agencies affected by the expungement order.
174          (b) For purposes of Subsection (1)(a), the bureau may not notify the Board of Pardons
175     and Parole of an expungement order if the individual has never been:
176          (i) sentenced to prison in this state; or
177          (ii) under the jurisdiction of the Board of Pardons and Parole.
178          (c) A petitioner may deliver copies of the expungement to all criminal justice agencies
179     affected by the order of expungement.
180          (d) An individual, who receives an expungement order under Section 77-27-5.1, shall

181     pay a processing fee to the bureau, established in accordance with the process in Section
182     63J-1-504, before the bureau's record may be expunged.
183          (2) Unless otherwise provided by law or ordered by a court to respond differently, an
184     individual or agency who has received an expungement of an arrest or conviction under this
185     chapter or Section 77-27-5.1 may respond to any inquiry as though the arrest or conviction did
186     not occur.
187          (3) The bureau shall forward a copy of the expungement order to the Federal Bureau of
188     Investigation.
189          (4) An agency receiving an expungement order shall expunge the individual's
190     identifying information contained in records in the agency's possession relating to the incident
191     for which expungement is ordered[.]:
192          (a) beginning on May 3, 2023, and ending on December 31, 2023, within one year after
193     the day on which the agency receives the order;
194          (b) beginning on January 1, 2024, and ending on December 31, 2024, within 180 days
195     after the day on which the agency receives the order; and
196          (c) beginning on January 1, 2025, within 90 days after the day on which the agency
197     receives the order.
198          (5) Unless ordered by a court to do so, or in accordance with Subsection
199     77-40a-403(2), a government agency or official may not divulge information or records that
200     have been expunged.
201          (6) (a) An expungement order may not restrict an agency's use or dissemination of
202     records in the agency's ordinary course of business until the agency has received a copy of the
203     order.
204          (b) Any action taken by an agency after issuance of the order but prior to the agency's
205     receipt of a copy of the order may not be invalidated by the order.
206          (7) An expungement order may not:
207          (a) terminate or invalidate any pending administrative proceedings or actions of which
208     the individual had notice according to the records of the administrative body prior to issuance
209     of the expungement order;
210          (b) affect the enforcement of any order or findings issued by an administrative body
211     pursuant to the administrative body's lawful authority prior to issuance of the expungement

212     order;
213          (c) remove any evidence relating to the individual including records of arrest, which
214     the administrative body has used or may use in these proceedings; or
215          (d) prevent an agency from maintaining, sharing, or distributing any record required by
216     law.
217          Section 4. Section 77-40a-402 is amended to read:
218          77-40a-402. Distribution for order for vacatur.
219          (1) An individual who receives an order for vacatur under Subsection 78B-9-108(2)
220     shall be responsible for delivering a copy of the order for vacatur to all affected criminal justice
221     agencies and officials.
222          (2) To complete delivery of the order for vacatur to the bureau, the individual shall
223     complete and attach to the order for vacatur an application for a certificate of eligibility for
224     expungement, including identifying information and fingerprints, in accordance with Section
225     77-40a-301.
226          (3) Except as otherwise provided in this section, the bureau shall treat the order for
227     vacatur and attached certificate of eligibility for expungement the same as a valid order for
228     expungement under Section 77-40a-401.
229          (4) Unless otherwise provided by law or ordered by a court to respond differently, an
230     individual who has received a vacatur of conviction under [Section] Subsection 78B-9-108(2)
231     may respond to any inquiry as though the conviction did not occur.
232          (5) The bureau shall forward a copy of the order for vacatur to the Federal Bureau of
233     Investigation.
234          (6) An agency receiving an order for vacatur shall expunge the individual's identifying
235     information contained in records in the agency's possession relating to the incident for which
236     vacatur is ordered:
237          (a) beginning on May 3, 2023, and ending on December 31, 2023, within one year after
238     the day on which the agency receives the order;
239          (b) beginning on January 1, 2024, and ending on December 31, 2024, within 180 days
240     after the day on which the agency receives the order; and
241          (c) beginning January 1, 2025, within 90 days after the day on which the agency
242     receives the order.

243          (7) A government agency or official may not divulge information contained in a record
244     of arrest, investigation, detention, or conviction after receiving an order for vacatur to any
245     person or agency, except for:
246          (a) the individual for whom vacatur was ordered; or
247          (b) Peace Officer Standards and Training, in accordance with Section 53-6-203 and
248     Subsection 77-40a-403(2)(b)(ii).
249          (8) The bureau may not count vacated convictions against any future expungement
250     eligibility.