1     
UTAH RETIREMENT AMENDMENTS

2     
2023 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Wayne A. Harper

5     
House Sponsor: Keven J. Stratton

6     

7     LONG TITLE
8     General Description:
9          This bill modifies the provisions relating to an employer match of employee
10     contributions to a retirement savings account.
11     Highlighted Provisions:
12          This bill:
13          ▸     requires an employer to automatically enroll a newly hired benefit-eligible state
14     employee to make a biweekly contribution to a Utah Retirement Systems 401(k)
15     retirement savings account in an amount equal to the amount that is eligible for an
16     employer match; and
17          ▸     allows an employee to modify the automatic enrollment, including:
18               •     opting out of automatic enrollment;
19               •     changing the amount of a contribution; and
20               •     changing the Utah Retirement Services retirement savings account into which
21     the contribution is made.
22     Money Appropriated in this Bill:
23          None
24     Other Special Clauses:
25          None
26     Utah Code Sections Affected:
27     AMENDS:

28          63A-17-805, as last amended by Laws of Utah 2021, Chapter 382 and renumbered and
29     amended by Laws of Utah 2021, Chapter 344
30     

31     Be it enacted by the Legislature of the state of Utah:
32          Section 1. Section 63A-17-805 is amended to read:
33          63A-17-805. State employee matching supplemental defined contribution benefit.
34          (1) As used in this section:
35          (a) "Qualifying account" means:
36          (i) a defined contribution plan qualified under Section 401(k) of the Internal Revenue
37     Code, which is sponsored by the Utah State Retirement Board;
38          (ii) a deemed Individual Retirement Account authorized under the Internal Revenue
39     Code, which is sponsored by the Utah State Retirement Board; or
40          (iii) a similar savings plan or account authorized under the Internal Revenue Code,
41     which is sponsored by the Utah State Retirement Board.
42          (b) "Qualifying employee" means an employee who is:
43          (i) in a position that is:
44          (A) receiving retirement benefits under Title 49, Utah State Retirement and Insurance
45     Benefit Act; and
46          (B) accruing paid leave benefits that can be used in the current and future calendar
47     years; and
48          (ii) not an employee who is reemployed as that term is:
49          (A) defined in Section 49-11-1202; or
50          (B) used in Section 49-11-504.
51          (2) Subject to the requirements of Subsection (3), an employer shall make a biweekly
52     matching contribution to every qualifying employee's defined contribution plan qualified under
53     Section 401(k) of the Internal Revenue Code, subject to federal requirements and limitations,
54     which is sponsored by the Utah State Retirement Board.
55          (3) (a) In accordance with the requirements of this Subsection (3), each qualifying
56     employee shall be eligible to receive the same dollar amount for the contribution under
57     Subsection (2).
58          (b) A qualifying employee who is hired before July 1, 2023:

59          (i) shall receive the contribution amount determined under Subsection [(3)(c)] (3)(f) if
60     the qualifying employee makes a voluntary personal contribution to one or more qualifying
61     accounts in an amount equal to or greater than the employer's contribution amount determined
62     [in] under Subsection [(3)(c)] (3)(f);
63          (ii) shall receive a partial contribution amount that is equal to the qualifying employee's
64     personal contribution amount if the employee makes a voluntary personal contribution to one
65     or more qualifying accounts in an amount less than the employer's contribution amount
66     determined [in] under Subsection [(3)(c)] (3)(f); or
67          (iii) may not receive a contribution under Subsection (2) if the qualifying employee
68     does not make a voluntary personal contribution to a qualifying account.
69          (c) (i) (A) An employer shall automatically enroll a qualifying employee who is hired
70     on or after July 1, 2023, to make a personal contribution to a defined contribution plan
71     qualified under Section 401(k) of the Internal Revenue Code, which is sponsored by the Utah
72     State Retirement Board, in an amount equal to the employer's contribution amount determined
73     under Subsection (3)(f).
74          (B) A qualifying employee who makes a personal contribution in accordance with
75     Subsection (3)(c)(i)(A) shall receive the contribution amount determined under Subsection
76     (3)(f).
77          (d) (i) A qualifying employee who is hired on or after July 1, 2023, may opt out of the
78     automatic enrollment by choosing not to make any future personal contributions.
79          (ii) A qualifying employee who opts out of automatic enrollment in accordance with
80     this Subsection (3)(d) may not receive a contribution under Subsection (2).
81          (e) (i) A qualifying employee who is hired on or after July 1, 2023, may modify the
82     automatic enrollment by opting to make future personal contributions:
83          (A) in an amount other than the amount determined under Subsection (3)(f); and
84          (B) to a qualifying account other than the defined contribution plan qualified under
85     Section 401(k) of the Internal Revenue Code, which is sponsored by the Utah State Retirement
86     Board.
87          (ii) A qualifying employee who opts to make a personal contribution for less than the
88     amount determined under Subsection (3)(f) shall receive a partial contribution that is equal to
89     the qualifying employee's personal contribution amount.

90          [(c)] (f) (i) Subject to the maximum limit under Subsection [(3)(c)(iii)] (3)(f)(iii), the
91     Legislature shall annually determine the contribution amount that an employer shall provide to
92     each qualifying employee under Subsection (2).
93          (ii) The division shall make recommendations annually to the Legislature on the
94     contribution amount required under Subsection (2), in consultation with the Governor's Office
95     of Planning and Budget and the Division of Finance.
96          (iii) The biweekly matching contribution amount required under Subsection (2) may
97     not exceed $26 for each qualifying employee.
98          (4) A qualifying employee is eligible to receive the biweekly contribution under this
99     section for any pay period in which the employee is in a paid status or other status protected by
100     federal or state law.
101          (5) The employer and employee contributions made and related earnings under this
102     section vest immediately upon deposit and can be withdrawn by the employee at any time,
103     subject to Internal Revenue Code regulations on the withdrawals.
104          (6) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the
105     director shall make rules establishing procedures to implement the provisions of this section.