Senator Wayne A. Harper proposes the following substitute bill:


1     
VEHICLE VALUE PROTECTION AGREEMENTS

2     
2023 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Wayne A. Harper

5     
House Sponsor: ____________

6     

7     LONG TITLE
8     General Description:
9          This bill addresses vehicle value protection agreements.
10     Highlighted Provisions:
11          This bill:
12          ▸     defines terms;
13          ▸     allows a person to enter into a vehicle value protection agreement under certain
14     circumstances;
15          ▸     details requirements for cancellation of a vehicle value protection agreement;
16          ▸     requires the provider of a benefit under a vehicle value protection agreement to:
17               •     obtain contract liability insurance for the vehicle value protection agreement;
18               •     provide other security for payment under the vehicle value protection
19     agreement; or
20               •     maintain a certain net worth;
21          ▸     authorizes the Division of Consumer Protection to enforce vehicle value protection
22     agreement requirements;
23          ▸     authorizes the insurance commissioner to enforce, and provide civil penalties for a
24     violation of, contract liability insurance and security requirements for a vehicle
25     value protection agreement;

26          ▸     requires the insurer under a contract liability insurance policy for a vehicle value
27     protection agreement and a provider of a vehicle value protection agreement to
28     provide certain information to the insurance commissioner;
29          ▸     provides administrative rulemaking authority; and
30          ▸     makes technical and conforming changes.
31     Money Appropriated in this Bill:
32          None
33     Other Special Clauses:
34          This bill provides a special effective date.
35     Utah Code Sections Affected:
36     AMENDS:
37          13-2-1 (Superseded 12/31/23), as last amended by Laws of Utah 2022, Chapter 201
38          13-2-1 (Effective 12/31/23), as last amended by Laws of Utah 2022, Chapters 201, 462
39          31A-1-103, as last amended by Laws of Utah 2021, Chapter 252
40     ENACTS:
41          13-63-101, Utah Code Annotated 1953
42          13-63-201, Utah Code Annotated 1953
43          13-63-202, Utah Code Annotated 1953
44          13-63-301, Utah Code Annotated 1953
45          31A-6c-101, Utah Code Annotated 1953
46          31A-6c-201, Utah Code Annotated 1953
47          31A-6c-301, Utah Code Annotated 1953
48     

49     Be it enacted by the Legislature of the state of Utah:
50          Section 1. Section 13-2-1 (Superseded 12/31/23) is amended to read:
51          13-2-1 (Superseded 12/31/23). Consumer protection division established --
52     Functions.
53          (1) There is established within the Department of Commerce the Division of Consumer
54     Protection.
55          (2) The division shall administer and enforce the following:
56          (a) Chapter 5, Unfair Practices Act;

57          (b) Chapter 10a, Music Licensing Practices Act;
58          (c) Chapter 11, Utah Consumer Sales Practices Act;
59          (d) Chapter 15, Business Opportunity Disclosure Act;
60          (e) Chapter 20, New Motor Vehicle Warranties Act;
61          (f) Chapter 21, Credit Services Organizations Act;
62          (g) Chapter 22, Charitable Solicitations Act;
63          (h) Chapter 23, Health Spa Services Protection Act;
64          (i) Chapter 25a, Telephone and Facsimile Solicitation Act;
65          (j) Chapter 26, Telephone Fraud Prevention Act;
66          (k) Chapter 28, Prize Notices Regulation Act;
67          (l) Chapter 32a, Pawnshop, Secondhand Merchandise, and Catalytic Converter
68     Transaction Information Act;
69          (m) Chapter 34, Utah Postsecondary Proprietary School Act;
70          (n) Chapter 34a, Utah Postsecondary School State Authorization Act;
71          (o) Chapter 41, Price Controls During Emergencies Act;
72          (p) Chapter 42, Uniform Debt-Management Services Act;
73          (q) Chapter 49, Immigration Consultants Registration Act;
74          (r) Chapter 51, Transportation Network Company Registration Act;
75          (s) Chapter 52, Residential Solar Energy Disclosure Act;
76          (t) Chapter 53, Residential, Vocational and Life Skills Program Act;
77          (u) Chapter 54, Ticket Website Sales Act;
78          (v) Chapter 56, Ticket Transferability Act; [and]
79          (w) Chapter 57, Maintenance Funding Practices Act[.]; and
80          (x) Chapter 63, Vehicle Value Protection Agreement Act.
81          Section 2. Section 13-2-1 (Effective 12/31/23) is amended to read:
82          13-2-1 (Effective 12/31/23). Consumer protection division established --
83     Functions.
84          (1) There is established within the Department of Commerce the Division of Consumer
85     Protection.
86          (2) The division shall administer and enforce the following:
87          (a) Chapter 5, Unfair Practices Act;

88          (b) Chapter 10a, Music Licensing Practices Act;
89          (c) Chapter 11, Utah Consumer Sales Practices Act;
90          (d) Chapter 15, Business Opportunity Disclosure Act;
91          (e) Chapter 20, New Motor Vehicle Warranties Act;
92          (f) Chapter 21, Credit Services Organizations Act;
93          (g) Chapter 22, Charitable Solicitations Act;
94          (h) Chapter 23, Health Spa Services Protection Act;
95          (i) Chapter 25a, Telephone and Facsimile Solicitation Act;
96          (j) Chapter 26, Telephone Fraud Prevention Act;
97          (k) Chapter 28, Prize Notices Regulation Act;
98          (l) Chapter 32a, Pawnshop, Secondhand Merchandise, and Catalytic Converter
99     Transaction Information Act;
100          (m) Chapter 34, Utah Postsecondary Proprietary School Act;
101          (n) Chapter 34a, Utah Postsecondary School State Authorization Act;
102          (o) Chapter 41, Price Controls During Emergencies Act;
103          (p) Chapter 42, Uniform Debt-Management Services Act;
104          (q) Chapter 49, Immigration Consultants Registration Act;
105          (r) Chapter 51, Transportation Network Company Registration Act;
106          (s) Chapter 52, Residential Solar Energy Disclosure Act;
107          (t) Chapter 53, Residential, Vocational and Life Skills Program Act;
108          (u) Chapter 54, Ticket Website Sales Act;
109          (v) Chapter 56, Ticket Transferability Act;
110          (w) Chapter 57, Maintenance Funding Practices Act; [and]
111          (x) Chapter 61, Utah Consumer Privacy Act[.]; and
112          (y) Chapter 63, Vehicle Value Protection Agreement Act.
113          Section 3. Section 13-63-101 is enacted to read:
114     
CHAPTER 63. VEHICLE VALUE PROTECTION AGREEMENT ACT

115     
Part 1. General Provisions

116          13-63-101. Definitions.
117          As used in this chapter:
118          (1) "Administrative functions" means the same as that term is defined in Section

119     31A-6b-102.
120          (2) "Agreement administrator" means a person who provides administrative functions
121     related to a vehicle value protection agreement.
122          (3) "Covered vehicle" means a vehicle that is covered under a vehicle value protection
123     agreement.
124          (4) "Division" means the Division of Consumer Protection established in Section
125     13-2-1.
126          (5) "Finance agreement" means the same as that term is defined in Section
127     31A-6b-102.
128          (6) "Preliminary period" means a time period that:
129          (a) begins the day on which the vehicle value protection agreement becomes effective;
130     and
131          (b) ends the last day on which the purchaser may cancel the vehicle value protection
132     agreement with a full refund.
133          (7) "Provider" means a person who is obligated to provide a benefit to another person
134     under a vehicle value protection agreement.
135          (8) "Purchaser" means a person who purchases a benefit from another person under a
136     vehicle value protection agreement.
137          (9) "Vehicle" means the same as that term is defined in Section 31A-6b-102.
138          (10) (a) "Vehicle value protection agreement" means an agreement for a separate
139     charge between a provider and purchaser under which the provider agrees to, upon damage,
140     total loss, or unrecovered theft of the purchaser's covered vehicle, provide a benefit to the
141     purchaser that may be applied to:
142          (i) the cash value of the covered vehicle when traded in for a replacement vehicle;
143          (ii) the finance agreement for a replacement vehicle; or
144          (iii) the purchase or lease price of a replacement vehicle.
145          (b) "Vehicle value protection agreement" includes:
146          (i) a vehicle trade-in agreement;
147          (ii) a vehicle diminished value agreement;
148          (iii) a vehicle cash down payment protection agreement; and
149          (iv) a vehicle depreciation benefit agreement.

150          (c) "Vehicle value protection agreement" does not include:
151          (i) an insurance contract;
152          (ii) a guaranteed asset protection waiver, as defined in Section 31A-6b-102;
153          (iii) a debt cancellation agreement, as defined in Section 31A-21-108; or
154          (iv) a debt suspension contract, as defined in Section 31A-21-108.
155          Section 4. Section 13-63-201 is enacted to read:
156     
Part 2. Vehicle Value Protection Agreements

157          13-63-201. Vehicle value protection agreement -- Required disclosures -- Finance
158     agreement conditions.
159          (1) A person may not issue, sell, offer to sell, or otherwise provide a vehicle value
160     protection agreement that does not comply with this chapter.
161          (2) A vehicle value protection agreement shall conspicuously disclose:
162          (a) the name, address, and contact information of:
163          (i) the provider;
164          (ii) the agreement administrator, if any; and
165          (iii) the purchaser;
166          (b) the terms of the vehicle value protection agreement, including:
167          (i) the charges under the vehicle value protection agreement;
168          (ii) the benefit eligibility requirements;
169          (iii) the conditions imposed by the vehicle value protection agreement; and
170          (iv) the procedure a purchaser is required to follow to obtain the benefit;
171          (c) the terms or restrictions governing cancellation of the vehicle value protection
172     agreement, including:
173          (i) that the purchaser may cancel the vehicle value protection agreement during the
174     preliminary period in accordance with Section 13-63-202;
175          (ii) the purchaser's right to a refund for cancellation under Section 13-63-202; and
176          (iii) the methodology for calculating any refund to the purchaser for cancellation.
177          (3) The provider shall provide the purchaser a copy of the vehicle value protection
178     agreement at the time the provider and purchaser enter into the vehicle value protection
179     agreement.
180          (4) A finance agreement may not be conditioned on a purchaser entering into a vehicle

181     value protection agreement.
182          Section 5. Section 13-63-202 is enacted to read:
183          13-63-202. Preliminary period -- Cancellation -- Refund.
184          (1) (a) A vehicle value protection agreement shall provide for a preliminary period of
185     at least 30 days.
186          (b) If a purchaser cancels a vehicle value protection agreement within the preliminary
187     period, the purchaser is entitled to a refund of the charges under the vehicle value protection
188     agreement as follows:
189          (i) if benefits have not been provided, a full refund; or
190          (ii) if benefits have been provided, a refund to the extent provided for in the vehicle
191     value protection agreement.
192          (2) (a) Except as provided in Subsection (2)(b), if a provider cancels a vehicle value
193     protection agreement, the provider shall mail a written notice to the purchaser at least five days
194     before the day on which the vehicle value protection agreement is canceled.
195          (b) A provider may immediately cancel a vehicle value protection agreement upon
196     sending a notice of cancellation to the purchaser if the reason for the cancellation is:
197          (i) the purchaser's failure to pay the provider's fee under the vehicle value protection
198     agreement; or
199          (ii) the purchaser's breach of the purchaser's duties relating to the covered vehicle.
200          (3) A notice described in Subsection (2) shall include:
201          (a) the effective date of the cancellation; and
202          (b) the reason for the cancellation.
203          (4) If a provider cancels a vehicle value protection agreement for a reason other than
204     the purchaser's failure to pay the provider's fee under the vehicle value protection agreement,
205     the provider:
206          (a) shall refund the purchaser any unearned provider fee under the vehicle value
207     protection agreement;
208          (b) may charge the purchaser an administrative fee of up to $75; and
209          (c) may deduct the amount of a benefit paid under the vehicle value protection
210     agreement from the refund.
211          Section 6. Section 13-63-301 is enacted to read:

212     
Part 3. Enforcement

213          13-63-301. Enforcement -- Rulemaking.
214          (1) The division shall administer and enforce this chapter in accordance with Chapter
215     2, Division of Consumer Protection.
216          (2) The division may, in coordination with the Insurance Department, make rules in
217     accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, to administer and
218     enforce this chapter.
219          Section 7. Section 31A-1-103 is amended to read:
220          31A-1-103. Scope and applicability of title.
221          (1) This title does not apply to:
222          (a) a retainer contract made by an attorney-at-law:
223          (i) with an individual client; and
224          (ii) under which fees are based on estimates of the nature and amount of services to be
225     provided to the specific client;
226          (b) a contract similar to a contract described in Subsection (1)(a) made with a group of
227     clients involved in the same or closely related legal matters;
228          (c) an arrangement for providing benefits that do not exceed a limited amount of
229     consultations, advice on simple legal matters, either alone or in combination with referral
230     services, or the promise of fee discounts for handling other legal matters;
231          (d) limited legal assistance on an informal basis involving neither an express
232     contractual obligation nor reasonable expectations, in the context of an employment,
233     membership, educational, or similar relationship;
234          (e) legal assistance by employee organizations to their members in matters relating to
235     employment;
236          (f) death, accident, health, or disability benefits provided to a person by an organization
237     or its affiliate if:
238          (i) the organization is tax exempt under Section 501(c)(3) of the Internal Revenue
239     Code and has had its principal place of business in Utah for at least five years;
240          (ii) the person is not an employee of the organization; and
241          (iii) (A) substantially all the person's time in the organization is spent providing
242     voluntary services:

243          (I) in furtherance of the organization's purposes;
244          (II) for a designated period of time; and
245          (III) for which no compensation, other than expenses, is paid; or
246          (B) the time since the service under Subsection (1)(f)(iii)(A) was completed is no more
247     than 18 months; [or]
248          (g) a prepaid contract of limited duration that provides for scheduled maintenance
249     only[.]; or
250          (h) a vehicle value protection agreement, as defined in Section 13-63-101.
251          (2) (a) This title restricts otherwise legitimate business activity.
252          (b) What this title does not prohibit is permitted unless contrary to other provisions of
253     Utah law.
254          (3) Except as otherwise expressly provided, this title does not apply to:
255          (a) those activities of an insurer where state jurisdiction is preempted by Section 514 of
256     the federal Employee Retirement Income Security Act of 1974, as amended;
257          (b) ocean marine insurance;
258          (c) death, accident, health, or disability benefits provided by an organization if the
259     organization:
260          (i) has as the organization's principal purpose to achieve charitable, educational, social,
261     or religious objectives rather than to provide death, accident, health, or disability benefits;
262          (ii) does not incur a legal obligation to pay a specified amount; and
263          (iii) does not create reasonable expectations of receiving a specified amount on the part
264     of an insured person;
265          (d) other business specified in rules adopted by the commissioner on a finding that:
266          (i) the transaction of the business in this state does not require regulation for the
267     protection of the interests of the residents of this state; or
268          (ii) it would be impracticable to require compliance with this title;
269          (e) except as provided in Subsection (4), a transaction independently procured through
270     negotiations under Section 31A-15-104;
271          (f) self-insurance;
272          (g) reinsurance;
273          (h) subject to Subsection (5), an employee or labor union group insurance policy

274     covering risks in this state or an employee or labor union blanket insurance policy covering
275     risks in this state, if:
276          (i) the policyholder exists primarily for purposes other than to procure insurance;
277          (ii) the policyholder:
278          (A) is not a resident of this state;
279          (B) is not a domestic corporation; or
280          (C) does not have the policyholder's principal office in this state;
281          (iii) no more than 25% of the certificate holders or insureds are residents of this state;
282          (iv) on request of the commissioner, the insurer files with the department a copy of the
283     policy and a copy of each form or certificate; and
284          (v) (A) the insurer agrees to pay premium taxes on the Utah portion of the insurer's
285     business, as if the insurer were authorized to do business in this state; and
286          (B) the insurer provides the commissioner with the security the commissioner
287     considers necessary for the payment of premium taxes under Title 59, Chapter 9, Taxation of
288     Admitted Insurers;
289          (i) to the extent provided in Subsection (6):
290          (i) a manufacturer's or seller's warranty; and
291          (ii) a manufacturer's or seller's service contract;
292          (j) except to the extent provided in Subsection (7), a public agency insurance mutual;
293     or
294          (k) except as provided in Chapter 6b, Guaranteed Asset Protection Waiver Act, a
295     guaranteed asset protection waiver.
296          (4) A transaction described in Subsection (3)(e) is subject to taxation under Section
297     31A-3-301.
298          (5) (a) After a hearing, the commissioner may order an insurer of certain group
299     insurance policies or blanket insurance policies to transfer the Utah portion of the business
300     otherwise exempted under Subsection (3)(h) to an authorized insurer if the contracts have been
301     written by an unauthorized insurer.
302          (b) If the commissioner finds that the conditions required for the exemption of a group
303     or blanket insurer are not satisfied or that adequate protection to residents of this state is not
304     provided, the commissioner may require:

305          (i) the insurer to be authorized to do business in this state; or
306          (ii) that any of the insurer's transactions be subject to this title.
307          (c) Subsection (3)(h) does not apply to a blanket insurance policy offering accident and
308     health insurance.
309          (6) (a) As used in Subsection (3)(i) and this Subsection (6):
310          (i) "manufacturer's or seller's service contract" means a service contract:
311          (A) made available by:
312          (I) a manufacturer of a product;
313          (II) a seller of a product; or
314          (III) an affiliate of a manufacturer or seller of a product;
315          (B) made available:
316          (I) on one or more specific products; or
317          (II) on products that are components of a system; and
318          (C) under which the person described in Subsection (6)(a)(i)(A) is liable for services to
319     be provided under the service contract including, if the manufacturer's or seller's service
320     contract designates, providing parts and labor;
321          (ii) "manufacturer's or seller's warranty" means the guaranty of:
322          (A) (I) the manufacturer of a product;
323          (II) a seller of a product; or
324          (III) an affiliate of a manufacturer or seller of a product;
325          (B) (I) on one or more specific products; or
326          (II) on products that are components of a system; and
327          (C) under which the person described in Subsection (6)(a)(ii)(A) is liable for services
328     to be provided under the warranty, including, if the manufacturer's or seller's warranty
329     designates, providing parts and labor; and
330          (iii) "service contract" means the same as that term is defined in Section 31A-6a-101.
331          (b) A manufacturer's or seller's warranty may be designated as:
332          (i) a warranty;
333          (ii) a guaranty; or
334          (iii) a term similar to a term described in Subsection (6)(b)(i) or (ii).
335          (c) This title does not apply to:

336          (i) a manufacturer's or seller's warranty;
337          (ii) a manufacturer's or seller's service contract paid for with consideration that is in
338     addition to the consideration paid for the product itself; and
339          (iii) a service contract that is not a manufacturer's or seller's warranty or manufacturer's
340     or seller's service contract if:
341          (A) the service contract is paid for with consideration that is in addition to the
342     consideration paid for the product itself;
343          (B) the service contract is for the repair or maintenance of goods;
344          (C) the purchase price of the product is $3,700 or less;
345          (D) the product is not a motor vehicle; and
346          (E) the product is not the subject of a home warranty service contract.
347          (d) This title does not apply to a manufacturer's or seller's warranty or service contract
348     paid for with consideration that is in addition to the consideration paid for the product itself
349     regardless of whether the manufacturer's or seller's warranty or service contract is sold:
350          (i) at the time of the purchase of the product; or
351          (ii) at a time other than the time of the purchase of the product.
352          (7) (a) For purposes of this Subsection (7), "public agency insurance mutual" means an
353     entity formed by two or more political subdivisions or public agencies of the state:
354          (i) under Title 11, Chapter 13, Interlocal Cooperation Act; and
355          (ii) for the purpose of providing for the political subdivisions or public agencies:
356          (A) subject to Subsection (7)(b), insurance coverage; or
357          (B) risk management.
358          (b) Notwithstanding Subsection (7)(a)(ii)(A), a public agency insurance mutual may
359     not provide health insurance unless the public agency insurance mutual provides the health
360     insurance using:
361          (i) a third party administrator licensed under Chapter 25, Third Party Administrators;
362          (ii) an admitted insurer; or
363          (iii) a program authorized by Title 49, Chapter 20, Public Employees' Benefit and
364     Insurance Program Act.
365          (c) Except for this Subsection (7), a public agency insurance mutual is exempt from
366     this title.

367          (d) A public agency insurance mutual is considered to be a governmental entity and
368     political subdivision of the state with all of the rights, privileges, and immunities of a
369     governmental entity or political subdivision of the state including all the rights and benefits of
370     Title 63G, Chapter 7, Governmental Immunity Act of Utah.
371          Section 8. Section 31A-6c-101 is enacted to read:
372     
CHAPTER 6c. VEHICLE VALUE PROTECTION AGREEMENT LIABILITY

373     
Part 1. General Provisions

374          31A-6c-101. Definitions.
375          As used in this chapter:
376          (1) "Provider" means the same as that term is defined in Section 13-63-101.
377          (2) "Purchaser" means the same as that term is defined in Section 13-63-101.
378          (3) "Vehicle value protection agreement" means the same as that term is defined in
379     Section 13-63-101.
380          (4) "Violation of a similar nature" means a violation of this chapter that consists of the
381     same or similar action, course of conduct, or practice that is determined to violate this chapter.
382          Section 9. Section 31A-6c-201 is enacted to read:
383     
Part 2. Vehicle Value Protection Agreement Liability Requirements

384          31A-6c-201. Liability insurance -- Security for payment -- Provider net worth
385     value.
386          (1) A provider under a vehicle value protection agreement shall:
387          (a) insure all vehicle value protection agreements the provider enters into under a
388     contractual liability insurance policy that:
389          (i) is issued by an insurer licensed under this title that:
390          (A) has a surplus as to policyholders and paid-in capital of at least $15,000,000 and not
391     less than $10,000,000; and
392          (B) provides evidence to the commissioner that the company maintains a ratio of net
393     written premiums to surplus as to policyholders and paid-in capital of not greater than three to
394     one; and
395          (ii) (A) requires the insurer to reimburse the purchaser if the provider fails to perform
396     the provider's obligations under a vehicle value protection agreement;
397          (B) covers any amount the provider is required to pay for failure to perform under a

398     vehicle value protection agreement; and
399          (C) allows a purchaser to file with the insurer a claim for reimbursement under the
400     vehicle value protection agreement if the provider does not pay the purchaser within 60 days
401     after the day on which proof of damage, total loss, or unrecovered theft of the covered vehicle
402     is provided to the provider in accordance with the terms of the vehicle value protection
403     agreement;
404          (b) (i) maintain a funded reserve account to cover the provider's obligations under all
405     vehicle value protection agreements the provider enters into that is equal to or greater than 40%
406     of money received by, less claims paid to, the provider for the vehicle value protection
407     agreements; and
408          (ii) place in trust with the commissioner a security that is equal to at least 5% of money
409     received by, less claims paid to, the provider for all vehicle value protection agreements the
410     provider enters into and not less than $25,000; or
411          (c) maintain, or together with the provider's parent company maintain, a net worth or
412     stockholders' equity of $100,000,000.
413          (2) (a) An insurer described in Subsection (1)(a) shall annually file with the
414     commissioner:
415          (i) a copy of the insurer's audited financial statements;
416          (ii) the insurer's NAIC annual statement; and
417          (iii) the actuarial certification filed in the insurer's state of domicile.
418          (b) The commissioner may examine a reserve account described in Subsection (1)(b).
419          (c) A provider shall, upon request, provide the commissioner a copy of:
420          (i) the provider's or the provider's parent company's most recent Form 10-K or Form
421     20-F filed with the Securities and Exchange Commission; or
422          (ii) if the provider does not file with the Securities and Exchange Commission, a copy
423     of the provider's audited financial statements that shows the net worth of the provider or the
424     provider's parent company.
425          Section 10. Section 31A-6c-301 is enacted to read:
426     
Part 3. Enforcement

427          31A-6c-301. Enforcement -- Rulemaking.
428          (1) In accordance with Title 63G, Chapter 4, Administrative Procedures Act, the

429     commissioner may:
430          (a) order a person who violates this chapter to cease and desist from an act that violates
431     this chapter; or
432          (b) impose a penalty:
433          (i) up to $500 per violation; and
434          (ii) not to exceed the aggregate of $10,000 for the violations of a similar nature.
435          (2) The commissioner may, in coordination with the Division of Consumer Protection,
436     make rules in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, to
437     enforce this chapter.
438          Section 11. Effective date.
439          This bill takes effect on May 3, 2023, except that the amendments to Section 13-2-1
440     (Effective 12/31/23) take effect on December 31, 2023.