1     
WATER SHAREHOLDER AMENDMENTS

2     
2024 GENERAL SESSION

3     
STATE OF UTAH

4     
Chief Sponsor: Scott D. Sandall

5     
House Sponsor: Casey Snider

6     

7     LONG TITLE
8     Committee Note:
9          The Natural Resources, Agriculture, and Environment Interim Committee
10     recommended this bill.
11               Legislative Vote:     12 voting for     0 voting against     7 absent
12     General Description:
13          This bill addresses change applications by a shareholder in a water company.
14     Highlighted Provisions:
15          This bill:
16          ▸     addresses the timing of a water company's response to a shareholder's proposed
17     change application; and
18          ▸     makes technical changes.
19     Money Appropriated in this Bill:
20          None
21     Other Special Clauses:
22          This bill provides a special effective date.
23          This bill provides retrospective operation.
24     Utah Code Sections Affected:
25     AMENDS:
26          73-3-3.5 (Effective 03/01/24), as last amended by Laws of Utah 2023, Chapter 238
27     


28     Be it enacted by the Legislature of the state of Utah:
29          Section 1. Section 73-3-3.5 (Effective 03/01/24) is amended to read:
30          73-3-3.5 (Effective 03/01/24). Application for a change of point of diversion, place
31     of use, or purpose of use of water in a water company made by a shareholder.
32          (1) As used in this section:
33          (a) "Shareholder" means the owner of a share of stock, or other evidence of stock
34     ownership, that entitles the person to a proportionate share of water in a water company.
35          (b) "Water company" means, except as described in Subsection (1)(c), any company,
36     operating for profit or not for profit, where a shareholder has the right to receive a
37     proportionate share, based on that shareholder's ownership interest, of water delivered by the
38     company.
39          (c) "Water company" does not include a public water supplier, as defined in Section
40     73-1-4.
41          (2) (a) A shareholder who seeks to file a change application under Section 73-3-3 to
42     make a change to some or all of the water rights represented by the shareholder's shares in a
43     water company shall:
44          (i) prepare a proposed change application on forms furnished by the state engineer; and
45          (ii) provide the proposed change application to the water company by personal delivery
46     with a signed receipt, certified mail, or electronic mail with confirmation of receipt.
47          (b) The water company and the shareholder shall cooperate in supplying information
48     relevant to preparation or correction of the shareholder's change application.
49          (c) In addition to the information required under Section 73-3-3, the proposed change
50     application shall include:
51          (i) the certificate number of the stock affected by the change;
52          (ii) a description of the land proposed to be retired from irrigation in accordance with
53     Section 73-3-3, if the proposed change in place or nature of use of the water involves a
54     situation where the water was previously used for irrigation;
55          (iii) an agreement by the shareholder to continue to pay all applicable corporate
56     assessments on the share affected by the change; and
57          (iv) any other information that the water company may reasonably need to evaluate the
58     proposed change application.

59          (3) (a) The water company shall respond to the proposed change application described
60     in Subsection (2) within[: (i) for a permanent change application,] 120 days after the day on
61     which the water company receives the proposed change application[; or].
62          [(ii) for a temporary change application, 60 days after the day on which the water
63     company receives the proposed change application.]
64          (b) The water company's response to the proposed change application shall be in
65     writing and shall:
66          (i) consent to the proposed change;
67          (ii) consent to the proposed change, subject to certain conditions described by the water
68     company; or
69          (iii) decline to consent to the proposed change, describing the reasons for declining to
70     consent.
71          (c) If the water company fails to timely respond, as described in Subsection (3)(a), the
72     failure to respond shall be considered the water company's consent to the proposed change
73     application and the shareholder may file the change application with the state engineer.
74          (4) (a) In reviewing a shareholder's proposed change application, a water company may
75     consider:
76          (i) whether an increased cost to the water company or [its] the water company's
77     shareholders results from the proposed change;
78          (ii) whether the proposed change will interfere with the water company's ability to
79     manage and distribute water for the benefit of all shareholders;
80          (iii) whether the proposed change represents more water than the shareholder's
81     proportionate share of the water company's right;
82          (iv) whether the proposed change would create preferential access to use of particular
83     company water rights to the detriment of other shareholders;
84          (v) whether the proposed change will impair the quantity or quality of water delivered
85     to other shareholders under the existing water rights of the water company, including rights to
86     carrier water;
87          (vi) whether the proposed change violates a statute, ordinance, regulation, or order of a
88     court or government agency;
89          (vii) if applicable, whether the shareholder has or can arrange for the beneficial use of

90     water to be retired from irrigation within the water company's service area under the proposed
91     change; and
92          (viii) the cumulative effects that the approval of the change application may have on
93     other shareholders or water company operations.
94          (b) The water company may not withhold consent if any potential damage, liability, or
95     impairment to the water company, or [its] the water company's shareholders, can be reasonably
96     mitigated without cost to the water company.
97          (c) The water company may require the shareholder to pay all reasonable and necessary
98     costs associated with the change application, but may not impose unreasonable exactions.
99          (5) (a) If the water company declines to consent to the proposed change application,
100     stating its reasons, the shareholder may file an action in district court, seeking court review of
101     the reasonableness of the conditions imposed for giving consent or the reasons stated for
102     declining consent and a final order allowing the shareholder to file the proposed change
103     application with the state engineer.
104          (b) If the water company consents to the proposed change application subject to
105     conditions to which the shareholder does not agree, the shareholder may file the change
106     application with the state engineer as provided in Subsection (6), without waiving the
107     shareholder's right to contest conditions set by the water company under Subsection (3)(b)(ii).
108          (c) During or after the completion of the proceeding before the state engineer
109     commenced under Subsection (6), the shareholder may file an action in district court seeking
110     court review of the reasonableness of the conditions imposed by the water company for giving
111     consent.
112          (d) In an action brought under Subsection (5)(a), (b), or (c), the court:
113          (i) shall refer the parties to mediation under Title 78B, Chapter 6, Part 2, Alternative
114     Dispute Resolution Act, unless one or both parties decline mediation; and
115          (ii) may award costs and reasonable attorney fees to the prevailing party if mediation
116     does not occur because the other party declined to participate in mediation.
117          (6) If the water company consents to the proposed change, the water company fails to
118     respond as required by Subsection (3)(a), the court has entered an order described in
119     Subsection (5)(a), or the water company consents to the proposed change subject to conditions
120     to which the shareholder does not agree, as described in Subsection (5)(b), the shareholder may

121     commence an administrative proceeding by filing the change application with the state
122     engineer in accordance with Section 73-3-3 and this section.
123          (7) The shareholder shall include as part of the change application filed with the state
124     engineer under Subsection (5)(b) or (6):
125          (a) the water company's response to the shareholder's proposed change application;
126          (b) if applicable, an affidavit signed by the shareholder documenting the water
127     company's failure to respond in the time period described in Subsection (3)(a); or
128          (c) if applicable, the court order described in Subsection (5)(a).
129          (8) (a) The state engineer shall evaluate a shareholder's change application in the same
130     manner used to evaluate a change application submitted under Section 73-3-3, using the criteria
131     described in Section 73-3-8.
132          (b) Nothing in this section limits the authority of the state engineer in evaluating and
133     processing a change application, including the authority to require or allow a shareholder or
134     water company to submit additional relevant information, if the state engineer finds an absence
135     of prejudice and allows adequate time and opportunity for the other party to respond.
136          (9) If the state engineer approves a shareholder's change application, the state engineer
137     may, for shares included in the approval, require that the shareholder requesting the change be
138     current on all water company assessments and continue to pay all reasonably applicable future
139     assessments, with credit given to the shareholder for any cost savings to the company resulting
140     from the change.
141          (10) By mutual agreement only, and when the shares will rely upon a different
142     diversion and delivery system, the water company and the shareholder may negotiate a buyout
143     from the water company that may include a pro rata share of the water company's existing
144     indebtedness assignable to the shares.
145          (11) After an application has been approved by the state engineer, the shareholder may
146     file requests for extensions of time to submit proof of beneficial use under the change
147     application without further involvement of the water company.
148          (12) If, after a proposed change has been approved and gone into effect, a shareholder
149     fails to substantially comply with a condition described in Subsection (9), or any condition
150     reasonably imposed by the water company and agreed to by the shareholder, and neglects to
151     remedy the failure after written notice from the water company that allows the shareholder a

152     reasonable opportunity to remedy the failure, no less than 90 days after the day on which the
153     water company gives notice, the water company may petition the state engineer to order a
154     reversal of the change application approval.
155          (13) (a) The shareholder requesting the change shall have a cause of action, including
156     an award of actual damages incurred, against the water company if the water company:
157          (i) unreasonably withholds approval of a requested change;
158          (ii) imposes unreasonable conditions in [its] the water company's approval; or
159          (iii) withdraws approval of a change application in a manner other than as provided in
160     Subsection (12).
161          (b) The court may award costs and reasonable attorney fees:
162          (i) to the shareholder if the court finds that the water company acted in bad faith when
163     [it] the water company declined to consent to the proposed change or conditioned [its] the
164     water company's consent on excessive exactions or unreasonable conditions; or
165          (ii) to the water company if [it] the court finds that the shareholder acted in bad faith in
166     refusing to accept conditions reasonably necessary to protect other shareholders if the
167     shareholder's change application is approved.
168          Section 2. Effective date.
169          If approved by two-thirds of all the members elected to each house, this bill takes effect
170     upon approval by the governor, or the day following the constitutional time limit of Utah
171     Constitution, Article VII, Section 8, without the governor's signature, or in the case of a veto,
172     the date of veto override.
173          Section 3. Retrospective operation.
174          The amendments in this bill to Section 73-3-3.5 (Effective 03/01/24) have retrospective
175     operation to March 1, 2024.