MINUTES



AUDIT SUBCOMMITTEE

OF THE

LEGISLATIVE MANAGEMENT COMMITTEE



The Audit Subcommittee of the Legislative Management Committee met in Room 131, State Capitol Building, Salt Lake City, Utah, January 29, 2002 , from 3:30 p.m. until 5:00 p.m.



Committee Members Present: Speaker Martin R. Stephens, Co-Chairman

President Al Mansell, Co-Chairman

Senator Mike Dmitrich

Representative Brad King



Legislative Audit Staff: Wayne L. Welsh, Auditor General

John M. Schaff, Deputy Auditor General

Rick Coleman, Audit Manager

Tim Osterstock, Audit Manager

James Behunin, Audit Supervisor

Janice Coleman, Audit Supervisor

Leslie Marks, Audit Supervisor

Darin Underwood, Audit Supervisor

Aaron Eliason, Performance Auditor

Darren Marshall, Sr Performance Auditor

Derek Byrne, Performance Auditor

Kade Minchey, Performance Auditor Intern

Lynda Maynard, Recording Secretary

Camille Ahlstrom, Legislative Secretary





Other Interested Parties: Dr. Lorris Betz, MD, Sr Vice President for Health Sciences, Dean Univ of Utah School of Medicine

Dr. David Bjorkman, Sr Assoc Dean, U of U School of Medicine

Dr. Victoria Judd, Assoc Dean of Admin, Univ of Utah

Ann Betz, Univ of Utah School of Medicine

Robert Payne, Assoc Gen Counsel, Univ of Utah

Kim Wirthlin, Asst VP for Health Sciences, Univ of Utah

Kaye Clark, Univ of Utah

Lauren Rayner, Program Spec., DCED

Representative Margaret Dayton

Representative Carl Saunders

Representative Katherine Bryson

Representative Glenn A Donnelson

Ashley Broughton, Salt Lake Tribune

Cheryl Buchta, Standard Examiner

Twila VanLeer, Deseret News

P. Henetz, Associated Press

And Others As Listed







Representative King mad

Speaker Stephens called the meeting to order at 3:30 p.m.





3. A Performance Audit of Medical School Admissions (Report #2002-01)

Presented by James Behunin, Audit Supervisor



The University of Utah School of Medicine's admissions practices have changed in recent years to, among other things, better enable the school to mirror the diversity of race and gender found in the general population. This is a difficult task because relatively few women and minorities apply to the School of Medicine. In seeking to enroll a class of students that reflects the same general proportion of minorities and women, the school has had to increase the rate of acceptance among minorities and women. As a result, the fairness of the school's admissions practices have been questioned.



These questions arise because the school has elevated the importance of diversity over academics and has conflicting internal policies. The school's diversity policy is, however, consistent with the policies of the university administration and the Board of Regents. The policy on diversity also fits within a broader strategy of affirmative action that is promoted by the Association of American Medical Colleges.



The report's main themes are summarized below.



Rate of Acceptance Higher for Women and Minorities



School of Medicine records show that over the past two years, roughly one out of every two women who applied to medical school were accepted while only one of five men were accepted. Similarly, about one out of every two minority applicants were accepted during the past two years but only one in five white applicants were accepted.

While gender and minority status appear to effect the rate of acceptance, there is no significant difference in the rate of acceptance when the applicant's undergraduate college, rural/non-rural status or age is considered. Also, we could not identify any systematic bias against applicant's religious background.



Diversity Policy Explains the High Rate of Female and Minority Admissions



The high rate of acceptance of women and minority applicants at the School of Medicine can be attributed to the school's effort to promote diversity without relying on a rigid system of quotas. To gain greater diversity in its student body, the School of Medicine has elevated the importance of diversity-related selection criteria and reduced the importance of academic achievement. The school has adopted lower academic requirement (GPA and MCAT) for applicants it considers disadvantaged while maintaining a higher set of standards for non-disadvantaged applicants.



One obstacle to the school's application of diversity is the apparent conflict with the university's policy on non-discrimination. Reconciliation of the school's promotion of racial and gender diversity within the student body and the school's often-stated prohibition against considering an applicant's gender, race, and religion, should be addressed.



Deviations from Admissions Process Have Raised Questions



The school's emphasis on the subjective evaluation of an applicant's character and background and its reduced consideration for an applicant's academic achievements has made it more difficult to evaluate applicants consistently. In addition, inconsistencies in the administration of the admissions process show there is a need to improve admissions procedures and policies.



Central to the problems facing the admissions process is the relationship between the school's Dean of Admissions and the three committees responsible for the selection of applicants. Although the members of the admissions committee receive specific instructions from the school's Office of Admissions, they are often unable or unwilling to decide whether an application should continue in the system. This indecision means that the Dean of Admissions often must decide whether or not an applicant will receive further consideration. Reliance on the Dean to ultimately decide so many of the applications appears to defeat the school's use of over 100 selection committee members to eliminate individual bias.



Moreover, it appears that some applications sent to the selection committee for final consideration may not be those considered to be the best applicants by other admissions committees. Greater diligence in policy and procedure control could eliminate a number of the problems currently encountered.



Discussion following presentation:



Dr. Lorris Betz, MD, Sr Vice President for Health Sciences, Dean of the University of Utah School of Medicine read a prepared, written response that highlighted the following:

  • •The audit identified ways to improve the admissions process and the School of Medicine has already implemented many of the changes.
  • •The audit provided an opportunity to educate the Legislature and Utah's citizens about the School of Medicine's admissions process.
  • •The School of Medicine is very competitive.
  • •No evidence has been found that unqualified individuals have been admitted to the School of Medicine.
  • •The School of Medicine does not show bias for or against undergraduate colleges, age, geographic location or religious affiliation.
  • •The School of Medicine does not have a quota system for women and minorities.
  • •The School of Medicine admissions process is not unique and their only goal is to select applicants who, together, will make a strong medical school class who, individually, will be come excellent physicians.
  • •The School of Medicine does not have a diversity-related selection criteria.
  • •Criteria besides MCAT's and GPA's are better predictors of an applicant's ultimate success as a student and physician.
  • •Only 3 of 126 medical schools in the country admit a lower percentage of female applicants than does the University of Utah School of Medicine, and
  • •Inconsistencies in the administration of the admissions process show there is a need for the School of Medicine to improve the admissions procedures and policies.


Speaker Stephens asked Dr. Betz if race and gender are given an advantage in the admissions process. Dr. Betz told the Audit Subcommittee that the School of Medicine does not base its admissions process on either race or gender.



Representative Carl Saunders told the Audit Subcommittee that he felt the audit verified many of the allegations that contributed to his request for an audit of the University of Utah School of Medicine and that if affirmative action is being used, it is reverse discrimination.







Motion: Senator Dmitrich made a motion that the Performance Audit of Medical School Admissions (Report #2002-01) be accepted and sent to the Judiciary and Education Standing Committees and the Higher Education Appropriations Subcommittee. The motion passed.





Wayne Welsh, Auditor General, presented five new audit requests as follows:



    • -Legacy Highway, requested by Representative Scott Daniels. Requesting the Office of the Legislative Auditor General (OLAG) to audit the expenditures and decisions made regarding construction of the Legacy Highway--specifically the fiscal responsibility and proper government functions.


    • -Public Employees Health Plan (PEHP), requested by Representative David Ure. Review the administrative and program costs, including the CHIPS program.


    • -Judicial Conduct Commission. Evaluate the processes used to process complaints; in particular, the timeliness of processing complaints, consistency of sanctions and the conformity of rules to the statutes.


    • -Tax Commission Collections, requested by Speaker Martin Stephens. Review the methods used by the Tax Commission to collect taxes from delinquent taxpayers.


    • -Temporary Assistance for Needy Families (TANF), requested by Representative David Hogue. Review the use of TANF funds by the Department of Workforce Services.




Motion: Senator Dmitrich made a motion that the requests for audits of Tax Commission Collections, the Judicial Conduct Commission, the Legacy Highway, Public Employees Health Plan, and TANF Grant, be approved and put on the Other Approved Audits list. Further, that the audit requests be prioritized in the order shown in this motion. The motion passed.





Leslie Marks, Audit Supervisor, and John Schaff, Deputy Auditor General, presented additional information requested by Speaker Stephens concerning whether the State of Utah was covering the cost for the Utah Education Association to participate in both the Public Employees Health Plan (PEHP) and the Retirement System.

Leslie said that UEA covers their own costs to participate in both PEHP and Retirement. However, the association representatives at the district level are being covered by the State because they are teachers, who are employees of the district.





Speaker Stephens adjourned the meeting at 5:00 p.m.