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H.B. 95

1    

NOTARIES PUBLIC REVISION

2    
1997 GENERAL SESSION

3    
STATE OF UTAH

4    
Sponsor: Katherine Bryson

5    AN ACT RELATING TO THE NOTARIES PUBLIC REFORM ACT; PROVIDING
6    DEFINITIONS; AMENDING AND RENUMBERING PROVISIONS REGARDING OATHS,
7    POWERS, AND LIMITATIONS; PROVIDING PROHIBITED CONDUCT; PROVIDING
8    FOR JOURNAL ENTRIES, STORAGE, AND INSPECTION; PERMITTING NOTARY
9    ACKNOWLEDGMENT OF AN ELECTRONIC MESSAGE OR DOCUMENT; SETTING
10    REQUIREMENTS FOR AN OFFICIAL SIGNATURE AND USE OF THE ENGLISH
11    LANGUAGE; AND PROVIDING FOR NOTARY'S LIABILITY, REVOCATION,
12    RESIGNATION, AND DEATH.
13    This act affects sections of Utah Code Annotated 1953 as follows:
14    AMENDS:
15         46-1-2, as last amended by Chapter 106, Laws of Utah 1990
16         46-1-3, as last amended by Chapter 43, Laws of Utah 1995
17         46-1-4, as last amended by Chapters 106 and 286, Laws of Utah 1990
18         46-1-5, as repealed and reenacted by Chapter 222, Laws of Utah 1988
19         46-1-12, as enacted by Chapter 222, Laws of Utah 1988
20    ENACTS:
21         46-1-20, Utah Code Annotated 1953
22         46-1-21, Utah Code Annotated 1953
23         46-1-22, Utah Code Annotated 1953
24         46-1-23, Utah Code Annotated 1953
25         46-1-24, Utah Code Annotated 1953
26         46-1-25, Utah Code Annotated 1953
27    REPEALS AND REENACTS:


1         46-1-6, as last amended by Chapter 313, Laws of Utah 1994
2         46-1-7, as repealed and reenacted by Chapter 222, Laws of Utah 1988
3         46-1-8, as last amended by Chapter 54, Laws of Utah 1993
4         46-1-9, as repealed and reenacted by Chapter 222, Laws of Utah 1988
5         46-1-10, as last amended by Chapter 54, Laws of Utah 1993
6         46-1-11, as enacted by Chapter 222, Laws of Utah 1988
7         46-1-13, as last amended by Chapter 54, Laws of Utah 1993
8         46-1-14, as enacted by Chapter 222, Laws of Utah 1988
9         46-1-15, as enacted by Chapter 222, Laws of Utah 1988
10         46-1-16, as enacted by Chapter 222, Laws of Utah 1988
11         46-1-17, as enacted by Chapter 222, Laws of Utah 1988
12         46-1-18, as enacted by Chapter 106, Laws of Utah 1990
13         46-1-19, as enacted by Chapter 54, Laws of Utah 1993
14    Be it enacted by the Legislature of the state of Utah:
15        Section 1. Section 46-1-2 is amended to read:
16         46-1-2. Definitions.
17        As used in this chapter:
18        (1) "Acknowledgment" means a notarial act in which a notary certifies that a signer, whose
19    identity is personally known to the notary or proven on the basis of satisfactory evidence, has
20    admitted, in the notary's presence, having signed a document voluntarily for its stated purpose.
21        (2) "Commission" means to empower to perform notarial acts and the written authority
22    to perform those acts.
23        [(2)] (3) "Copy certification" means a notarial act in which a notary certifies that a
24    photocopy is an accurate copy of a document that is neither a public record nor publicly
25    recordable.
26        [(3)] (4) "Jurat" means a notarial act in which a notary certifies that a signer, whose
27    identity is personally known to the notary or proven on the basis of satisfactory evidence, has
28    made, in the notary's presence, a voluntary signature and taken an oath or affirmation vouching
29    for the truthfulness of the signed document.
30        (5) "Notarial act" and "notarization" mean any act that a notary is empowered to perform
31    under Section 46-1-2.

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1        [(4)] (6) "Notarial certificate" [and "certificate" mean] means the part of or attachment to
2    a notarized document for completion by the notary and bearing the notary's signature and seal.
3        (7) "Notary" means any person commissioned to perform notarial acts under this chapter.
4        [(5)] (8) "Oath" [and] or "affirmation" [mean] means a notarial act [or part thereof] in
5    which a notary certifies that a person made a vow or affirmation in the presence of the notary on
6    penalty of perjury.
7        (9) "Official misconduct" means h [:
8        (a)
] h
a notary's performance of h [ or failure to perform ] h any act prohibited or
8a     h FAILURE TO PERFORM ANY ACT h mandated by this
9    chapter or by any other law in connection with a notarial act h [; or ] . h
10         h [(b) a notary's performance of a notarial act in a manner found by the Division of
11    Corporations and Commercial Code to be negligent or against the public interest.
] h

12        [(6)] (10) "Personal knowledge of identity" means familiarity with an individual resulting
13    from interactions with that individual over a period of time sufficient to eliminate every reasonable
14    doubt that the individual has the identity claimed.
15        (11) "Satisfactory evidence of identity" means identification of an individual based on:
16        (a) at least two current documents, one issued by a federal or state government with the
17    individual's photograph, signature, and physical description, and the other by an institution,
18    business entity, or federal or state government with at least the individual's signature; or
19        (b) the oath or affirmation of a credible person who is personally known to the notary and
20    who personally knows the individual.
21        Section 2. Section 46-1-3 is amended to read:
22         46-1-3. Qualifications -- Commissioning -- Jurisdiction and term.
23        (1) Except as provided in [this section] Subsection (3), the director of the Division of
24    Corporations and Commercial Code shall commission as a notary any qualified person who
25    submits an application in accordance with this chapter.
26        (2) [To be] A person qualified for a notarial commission[, a person] shall:
27        (a) be 18 years of age or older;
28        (b) [be a resident of] lawfully reside in this state 30 days immediately preceding the filing
29    for a notarial commission and maintain permanent residency thereafter;
30        (c) be able to read [and], write, and understand English;
31        (d) submit an application to the Division of Corporations and Commercial Code
lilac-February 4, 1997

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1    containing no significant misstatement or omission of fact and include at least:
2        (i) a statement of the applicant's personal qualifications, the applicant's residence address,
3    a business address in this state, daytime telephone number, and voter precinct number;
4        (ii) the applicant's age and date of birth;
5        (iii) all criminal convictions of the applicant, including any pleas of admission and nolo
6    contendere;
7        (iv) all issuances, denials, revocations, suspensions, restrictions, and resignations of a
8    notarial commission or other professional license involving the applicant in this or any other state;
9        (v) an examination written by the applicant;
10        (vi) a declaration by the applicant; and
11        (vii) an application fee determined under Section 63-38-3.2;
12        (e) be a registered voter in Utah or have permanent resident status under Section 245 of
13    the Immigration and Nationality Act; and
14        (f) be endorsed by two registered voters of the state.
15        (3) [An] The director of the Division of Corporations and Commercial Code may deny an
16    application [for a notarial commission may be denied] based on:
17        (a) the applicant's conviction for a [criminal offense] crime involving dishonesty or moral
18    turpitude;
19        (b) any revocation, suspension, or restriction of a notarial commission or professional
20    license issued to the applicant by this or any other state; or
21        (c) the applicant's official misconduct while acting in the capacity of a notary [public].
22        (4) [Each notary public shall be commissioned] A person commissioned as a notary by the
23    Division of Corporations and Commercial Code may perform notarial acts in any part of this state
24    for [the] a term of four years, unless the person resigned or the commission is revoked or
25    suspended under Section [46-1-16] 46-1-20[, or resigned].
26        Section 3. Section 46-1-4 is amended to read:
27         46-1-4. Bond.
28        (1) A notarial commission may not become effective until a constitutional oath of office
29    and a $5,000 bond has been filed with and approved by the Division of Corporations and
30    Commercial Code. The bond shall be executed by a licensed surety for a term of four years
31    commencing on the commission's effective date and terminating on its expiration date, with

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1    payment of bond funds to any person conditioned upon the notary's misconduct while acting in
2    the scope of his commission.
3        (2) The bond required under Subsection (1) may be executed by the Office of Risk
4    Management for notaries public employed by a state office or agency.
5        Section 4. Section 46-1-5 is amended to read:
6         46-1-5. Recommissioning.
7        An applicant for recommissioning as a notary shall submit a new application and bond and
8    comply with the provisions of this chapter.
9        Section 5. Section 46-1-6 is repealed and reenacted to read:
10         46-1-6. Powers and limitations.
11        A notary may perform the following notarial acts within the state:
12        (1) acknowledgments;
13        (2) copy certifications;
14        (3) jurats; and
15        (4) oaths or affirmations.
16        Section 6. Section 46-1-7 is repealed and reenacted to read:
17         46-1-7. Disqualifications.
18        A notary may not perform a notarial act if the notary:
19        (1) is a signer of or named in the document that is to be notarized;
20        (2) will receive directly from a transaction connected with a financial transaction in which
21    the notary is named individually as a principal;
22        (3) will receive directly from a real property transaction in which the notary is named
23    individually as a grantor, grantee, mortgagor, mortgagee, trustor, trustee, beneficiary, vendor,
24    vendee, lessor, or lessee; or
25        (4) is related to the person whose signature is to be notarized as a spouse, sibling, or lineal
26    ascendant or descendant, or through marriage.
27        Section 7. Section 46-1-8 is repealed and reenacted to read:
28         46-1-8. Impartiality.
29        (1) A notary may not influence a person to enter into or to refuse to enter into a lawful
30    transaction involving a notarial act by the notary.
31        (2) A notary shall perform notarial acts in lawful transactions for any requesting person

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1    who tenders the appropriate fee specified in Section 46-1-12.
2        Section 8. Section 46-1-9 is repealed and reenacted to read:
3         46-1-9. False or incomplete certificate.
4        A notary may not:
5        (1) execute a certificate containing a statement known by the notary to be false or
6    materially incomplete; or
7        (2) perform any official action with intent to deceive or defraud.
8        Section 9. Section 46-1-10 is repealed and reenacted to read:
9         46-1-10. Testimonials prohibited.
10        A notary may not endorse or promote any product, service, contest, or other offering if the
11    notary's title or seal is used in the endorsement or promotional statement.
12        Section 10. Section 46-1-11 is repealed and reenacted to read:
13         46-1-11. Unauthorized practice of law.
14        (1) A nonattorney notary may complete but may not select a notarial certificate and may
15    not assist another person in drafting, completing, selecting, or understanding a document or
16    transaction requiring a notarial act.
17        (2) This section may not preclude a notary who is duly qualified in a particular profession
18    from giving advice relating to matters in that professional field.
19        (3) A notary may not make representations to have powers, qualifications, rights, or
20    privileges that the office of notary does not have, including the power to counsel on immigration
21    matters.
22        (4) (a) A nonattorney notary who advertises notarial services in any language whether by
23    signs, pamphlets, stationary, or other written communication or by radio or television, shall post
24    or otherwise include in the advertisement a notice that the notary public is not an attorney.
25        (b) The notice shall be in English and in the language of the advertisement and in letters
26    of a conspicuous size. If the advertisement is by radio or television, the statement may be
27    modified, but must include substantially the same message. The notice must include the fees that
28    a notary may charge pursuant to Section 46-1-12 and the following statement:
29        "I AM NOT AN ATTORNEY LICENSED TO PRACTICE LAW IN UTAH AND MAY
30    NOT GIVE LEGAL ADVICE ABOUT IMMIGRATION OR ANY OTHER LEGAL MATTER
31    OR ACCEPT FEES FOR LEGAL ADVICE."

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1        (c) Literal translation of the phrase "Notary Public" into any language other than English
2    is prohibited if the literal translation implies that the notary is a licensed attorney. In this
3    Subsection (c), "literal translation" means the translation of a word or phrase without regard to the
4    true meaning of the word or phrase in the language that is being translated.
5        Section 11. Section 46-1-12 is amended to read:
6         46-1-12. Fees and notice.
7        (1) The maximum fees that may be charged by a notary [public] for notarial acts are for:
8        [(1)] (a) acknowledgments, $5 per signature;
9        [(2) oaths or affirmations without a signature, $5 per person;]
10        (b) certified copies, $5 per page certified;
11        [(3)] (c) jurats, $5 per signature; and
12        [(4) certified copies, $5 per page certified.]
13        (d) oaths or affirmations without a signature, $5 per person.
14        (2) A notary may charge a travel fee when traveling to perform a notarial act if:
15        (a) the notary explains to the person requesting the notarial act that the travel fee is
16    separate from the notarial fee in Subsection (1) and is neither specified nor mandated by law; and
17        (b) the notary and the person requesting the notarial act agree upon the travel fee in
18    advance.
19        (3) A notary shall display an English-language schedule of fees for notarial acts and may
20    display a nonEnglish-language schedule of fees.
21        (4) The fee of a notary, exclusive of signature verification, may not exceed $10 per
22    individual for each set of forms relating to a change of that individual's immigration status. This
23    fee limitation shall apply whether or not the notary is acting in his capacity as a notary but may
24    not apply to a licensed attorney, who is also a notary rendering professional services regarding
25    immigration matters.
26        Section 12. Section 46-1-13 is repealed and reenacted to read:
27         46-1-13. Journal.
28        A notary shall keep, maintain, and protect as a public record, and provide for lawful
29    inspection a chronological, permanently bound official journal of notarial acts, containing
30    numbered pages.
31        Section 13. Section 46-1-14 is repealed and reenacted to read:

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1         46-1-14. Entries in journal.
2        (1) For every notarial act, the notary shall record in the journal at the time of notarization
3    the following information including:
4        (a) the date and time of day of the notarial act;
5        (b) the type of notarial act;
6        (c) a description of the document or proceeding;
7        (d) the signature and printed name and address of each person for whom a notarial act is
8    performed;
9        (e) the evidence of identity of each person for whom a notarial act is performed, in the
10    form of either:
11        (i) a statement that the person is "personally known" to the notary; or
12        (ii) a description of the identification document, its issuing agency, its serial or
13    identification number, and its date of issuance or expiration; and
14        (iii) the signature and printed name and address of a credible witness swearing or affirming
15    to the person's identity; and
16        (f) the fee, if any charged for the notarial act.
17        (2) A notary shall record in the journal the circumstances in refusing to perform or
18    complete a notarial act.
19        Section 14. Section 46-1-15 is repealed and reenacted to read:
20         46-1-15. Signatures in journal.
21        At the time of notarization, the notary's journal shall be signed, as applicable, by:
22        (1) the person for whom a notarial act is performed; and
23        (2) the two witnesses to a signature by mark of the document that is notarized.
24        Section 15. Section 46-1-16 is repealed and reenacted to read:
25         46-1-16. Inspection of journal -- Safekeeping and custody of journal.
26        (1) A journal of notarial acts is an official public record that may be inspected in the
27    notary's presence by any individual whose identity is personally known to the notary or proven on
28    the basis of satisfactory evidence, who specified the notarial act sought, and who signs the notary's
29    journal.
30        (2) A notary shall safeguard the journal and all other notarial records as valuable public
31    documents and may not destroy the documents.

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1        (3) The journal shall be kept in the exclusive custody of the notary and may not be used
2    by any other notary or surrendered to an employer upon termination of employment.
3        Section 16. Section 46-1-17 is repealed and reenacted to read:
4         46-1-17. Official signature -- Official seal -- Seal impression.
5        (1) In completing a notarial act, a notary shall sign on the notarial certificate exactly and
6    only the name indicated on the notary's commission.
7        (2) A notary shall keep an official notarial seal that is the exclusive property of the notary
8    and that may not be used by any other person. Upon the resignation, revocation, or expiration of
9    a notarial commission or upon death of a notary, the seal shall be destroyed.
10        (3) A new seal shall be obtained for any new commission or recommission. A new seal
11    shall be obtained if the notary changes the notary's name or address of record at any time during
12    the notary's four-year commission. The seal impression shall be affixed near the notary's official
13    signature on a notarial certificate and shall include a sharp, legible, and photographically
14    reproducible ink impression of the notarial seal that consists of:
15        (a) the notary public's name exactly as indicated on the commission;
16        (b) the words "notary public," "state of Utah," and "my commission expires (commission
17    expiration date)";
18        (c) the address of the notary's business or residence;
19        (d) a facsimile of the great seal of the state of Utah; and
20        (e) a rectangular border no larger than one inch by two and one-half inches surrounding
21    the required words and seal.
22        (4) An embossed seal impression that is not photographically reproducible may be used
23    in addition to, but not in place of, the photographically reproducible seal required in this section.
24        (5) The notarial seal shall be affixed in a manner that does not obscure or render illegible
25    any information or signatures contained in the document or in the notarial certificate.
26        (6) A notary acknowledgment on an annexation, subdivision, or other transparent map or
27    plat is considered complete without the imprint of the notary's official seal if:
28        (a) the notary signs the acknowledgment in permanent ink; and
29        (b) the following appear below or immediately adjacent to the notary's signature:
30        (i) the notary's full name;
31        (ii) the words "A notary public commissioned in Utah"; and

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1        (iii) the expiration date of the notary's commission.
2        (7) A notary acknowledgment on an electronic message or document, "message," is
3    considered complete without the imprint of the notary's official seal if:
4        (a) the message has been digitally signed pursuant to Section 46-3-401, satisfaction of
5    signatures requirement, in the presence of a notary;
6        (b) the notary signs the acknowledgment with a digital signature pursuant to Section
7    46-3-401, satisfaction of signatures requirement; and
8        (c) the following appears appended to the message:
9        (i) the notary's full name exactly as indicated on the commission;
10        (ii) the notary's commission number as indicated on the commission;
11        (iii) the words "notary public," "state of Utah," and "my commission expires (commission
12    expiration date)"; and
13        (d) the address of the notary's business or residence exactly as indicated on the
14    commission.
15        Section 17. Section 46-1-18 is repealed and reenacted to read:
16         46-1-18. Obtaining a seal.
17        A vendor may not provide a notarial seal, either inking or embossing, to a person claiming
18    to be a notary, unless the person presents the following documents, which the vendor must retain
19    for a period of four years or for the duration of the commission:
20        (1) a photocopy of the person's notarial commission, attached to a notarized declaration
21    substantially as follows:
22        Application for Notary Seal
23        I, __________________ (name of person requesting seal), declare that I am a notary public
24    duly commissioned by the state of Utah with a commission starting date of __________, a
25    commission expiration date of_______________, and a commission number of ___________.
26    As evidence, I attach to this paper a photocopy of my commission.
27    
___________________ (signature of person requesting seal)

28        (2) A vendor who fails to keep a document specified in this section is guilty of a class B
29    misdemeanor, punishable upon conviction by a fine not exceeding $1,000.
30        Section 18. Section 46-1-19 is repealed and reenacted to read:
31         46-1-19. Liability.

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1        (1) A notary is liable to any person for all damage to that person proximately caused by
2    the notary's misconduct in performing a notarization.
3        (2) A surety for a notary's bond is liable to any person for damages proximately caused
4    to that person by the notary's misconduct in performing a notarization, but the surety's liability
5    may not exceed the penalty of the bond or of any remaining bond funds that have not been
6    expended to other claimants. Regardless of the number of claimants, a surety's total liability may
7    not exceed the penalty of the bond.
8        (3) It is a class B misdemeanor for the employer of a notary to require the notary to
9    perform a notarial act in violation of this chapter.
10        Section 19. Section 46-1-20 is enacted to read:
11         46-1-20. Revocation or suspension.
12        The Division of Corporations and Commercial Code may revoke or suspend a notarial
13    commission on any ground for which an application for a notarial commission may be denied
14    under Section 46-1-3.
15        Section 20. Section 46-1-21 is enacted to read:
16         46-1-21. Change of name or address.
17        (1) Within 30 days after the change of the notary's name or address, the notary shall deliver
18    to the Division of Corporations and Commercial Code a bond policy rider.
19        (2) To obtain a bond policy rider, the notary shall:
20        (a) notify the surety for the notary's bond;
21        (b) obtain a bond policy rider reflecting both the old and new name of the notary or the
22    old and new address of the notary;
23        (c) return a bond policy rider, the original "Certificate of Authority of Notary Public";
24        (d) pay a $5 fee; and
25        (e) destroy the old official seal.
26        Section 21. Section 46-1-22 is enacted to read:
27         46-1-22. Resignation.
28        (1) A notary who resigns a notarial commission shall deliver to the Division of
29    Corporations and Commercial Code a notice indicating the effective date of resignation.
30        (2) A notary who ceases to reside in this state or who becomes unable to read and write
31    as provided in Section 46-1-3 shall resign the commission.

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1        (3) A notary who resigns shall destroy the official seal and certificate.
2        Section 22. Section 46-1-23 is enacted to read:
3         46-1-23. Death.
4        If a notary dies during the term of the commission, the notary's heirs or personal
5    representative, as soon as reasonably practicable after death, shall:
6        (1) destroy the official seal and certificate; and
7        (2) deliver a signed notice of the date of death to the Division of Corporations and
8    Commercial Code.
9        Section 23. Section 46-1-24 is enacted to read:
10         46-1-24. Notice not invalidated.
11        If a notarial act is performed contrary to or in violation of this chapter, that fact does not
12    of itself invalidate notice to third parties of the contents of the document notarized.
13        Section 24. Section 46-1-25 is enacted to read:
14         46-1-25. Notarial acts affecting real property.
15        Notarial acts affecting real property in this state shall be performed in conformance with
16    Title 57, Real Estate.




Legislative Review Note
    as of 1-6-97 12:32 PM


A limited legal review of this bill raises no obvious constitutional or statutory concerns.

Office of Legislative Research and General Counsel


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