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H.B. 157

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JUDICIAL NOMINATING COMMISSION

2    
AMENDMENTS

3    
1998 GENERAL SESSION

4    
STATE OF UTAH

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Sponsor: Christine R. Fox-Finlinson

6    AN ACT RELATING TO THE ELECTION CODE; SPECIFYING PROCEDURES FOR
7    SELECTING JUDICIAL NOMINEES TO BE CERTIFIED TO THE GOVERNOR; MAKING
8    TECHNICAL CORRECTIONS; AND PROVIDING AN EFFECTIVE DATE.
9    This act affects sections of Utah Code Annotated 1953 as follows:
10    AMENDS:
10a         h 20A-12-102, as last amended by Chapter 249, Laws of Utah 1997
10b         20A-12-103, as last amended by Chapter 249, Laws of Utah 1997 h
11         20A-12-104 (Effective 07/01/98), as last amended by Chapter 249, Laws of Utah 1997
12    Be it enacted by the Legislature of the state of Utah:
12a         h Section 1. Section 20A-12-102 (Effective 07/01/98) is amended to read:
12b         20A-12-102 (Effective 07/01/98).   Appellate Court Nominating Commission.
12c         (1) (a) There is created an Appellate Court Nominating Commission.
12d         (b) The Appellate Court Nominating Commission shall nominate justices of the Supreme Court
12e     and judges of the Court of Appeals.
12f         (2) (a) The Appellate Court Nominating Commission shall consist of seven commissioners, each
12g     appointed by the governor to serve a single four-year term.
12h         (b) Notwithstanding the requirements of Subsection (2)(a), the governor shall, at the time of
12i     appointment, adjust the length of terms to ensure that the terms of commission members are staggered
12j     so that approximately half of the commission is appointed every two years.
12k         (c) Each commissioner shall:
12l         (i) be a United States citizen and a resident of Utah; and h

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12m          h (ii) serve until the commissioner's successor is appointed.
12n         (d) The governor may not appoint:
12o         (i) a commissioner to serve successive terms;
12p         (ii) a member of the Legislature to serve as a member of the Appellate Court Nominating
12q     Commission; or
12r         (iii) more than four commissioners from the same political party to the Appellate Court
12s     Nominating Commission.
12t         (e) (i) The Utah State Bar shall submit to the governor a list of six nominees to serve as
12u     Appellate Court Nominating Commissioners.
12v         (ii) The governor shall appoint two commissioners from the list of nominees provided by the
12w     Utah State Bar.
12x         (iii) The governor may reject the list submitted by the Utah State Bar and request a new list of
12y     nominees.
12z         (f) The governor may not appoint more than four persons who are members of the Utah State
12aa     Bar to the Appellate Court Nominating Commission.
12ab         (g) (i) The chief justice of the Supreme Court is an ex officio, nonvoting member of the Appellate
12ac     Court Nominating Commission, WHO MAY NOT BE COUNTED FOR THE PURPOSE OF DETERMINING A
12ad     QUORUM.
12ae         (ii) If the chief justice cannot serve on the commission, he shall appoint another justice of the
12af     Supreme Court to serve in his absence.
12ag         (h) The governor shall appoint the chair of the Appellate Court Nominating Commission from
12ah     among the membership.
12ai         (3) (a) Except for the chief justice of the Supreme Court, each commissioner is a voting member
12aj     of the Appellate Court Nominating Commission.
12ak         (b) [Four] FIVE commissioners are a quorum.
12al         (c) The state court administrator shall serve as secretary to the Appellate Court Nominating
12am     Commission.
12an         (d) The chief justice of the Supreme Court shall:
12ao         (i) ensure that the commission follows the rules promulgated by the Judicial Council; and
12ap         (ii) resolve any questions regarding those rules. h

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12aq          h (e) A member of the commission who is also a member of the Utah State Bar may recuse himself
12ar     if there is a conflict of interest that makes the member unable to serve.
12as         (4) If an appellate court nominating commissioner is disqualified or is otherwise unable to serve,
12at     the governor shall appoint a new commissioner of the same political party as the unavailable
12au     commissioner.
12av         (5) (a) The governor shall fill any vacancy in the office of Appellate Court Nominating
12aw     Commission.
12ax         (b) If the vacancy occurs among commission members who are also members of the Utah State
12ay     Bar, the governor shall replace that commissioner with a person from a list of nominees submitted by
12az     the Utah State Bar as provided in Subsection (2).
12ba         (c) The governor shall ensure that each person who is appointed to fill any vacancy in the
12bb     Appellate Court Nominating Commission other than a vacancy caused by expiration of term is a member
12bc     of the same political party as the commissioner whom he replaces.
12bd         (d) When a vacancy occurs in the membership for any reason, the replacement shall be
12be     appointed for the unexpired term and may not be reappointed.
12bf         (6) (a) (i) Members who are not government employees shall receive no compensation or
12bg     benefits for their services, but may receive per diem and expenses incurred in the performance of the
12bh     member's official duties at the rates established by the Division of Finance under Sections 63A-3-106
12bi     and 63A-3-107.
12bj         (ii) Members may decline to receive per diem and expenses for their service.
12bk         (b) (i) State government officer and employee members who do not receive salary, per diem, or
12bl     expenses from their agency for their service may receive per diem and expenses incurred in the
12bm     performance of their official duties from the commission at the rates established by the Division of
12bn     Finance under Sections 63A-3-106 and 63A-3-107.
12bo         (ii) State government officer and employee members may decline to receive per diem and
12bp     expenses for their service.
12bq         Section 2. Section 20A-12-103 (Effective 07/01/98) is amended to read:
12br         20A-12-103 (Effective 07/01/98).   Trial court nominating commission. h

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12bs          h (1) (a) There is created a trial court nominating commission for each geographical division of the
12bt     trial courts of record.
12bu         (b) The trial court nominating commission shall nominate judges of the district court and
12bv     the juvenile court within its geographical division.

12bw         (2) (a) The trial court nominating commission shall consist of seven commissioners, each
12bx     appointed by the governor to serve a single four-year term.
12by         (b) Notwithstanding the requirements of Subsection (2)(a), the governor shall, at the time of
12bz     appointment, adjust the length of terms to ensure that the terms of commission members are staggered
12ca     so that approximately half of the commission is appointed every two years.
12cb         (c) Each commissioner shall:
12cc         (i) be a United States citizen, a resident of Utah, and a resident of the geographic division to be
12cd     served by the commission to which he is appointed; and
12ce         (ii) serve until the commissioner's successor is appointed.
12cf         (d) The governor may not appoint:
12cg         (i) a commissioner to serve successive terms;
12ch         (ii) a member of the Legislature to serve as a member of a trial court nominating commission; or
12ci         (iii) more than four commissioners from the same political party to a trial court nominating
12cj     commission.
12ck         (e) (i) The governor shall appoint two commissioners from a list of nominees provided by the
12cl     Utah State Bar.
12cm         (ii) The Utah State Bar shall submit:
12cn         (A) six nominees from Districts 2, 3, and 4; and
12co         (B) four nominees from Districts 1, 5, 6, 7, and 8.
12cp         (iii) The governor may reject any list and request a new list of nominees.
12cq         (f) The governor may not appoint more than four persons who are members of the Utah State
12cr     Bar to a trial court nominating commission.
12cs         (g) (i) The chief justice of the Supreme Court is an ex officio, nonvoting member of each trial
12ct     court nominating commission, WHO MAY NOT BE COUNTED FOR THE PURPOSE OF DETERMINING A
12cu     QUORUM.
12cv         (ii) If the chief justice cannot serve on the commission, he shall appoint another justice of the
12cw     Supreme Court to serve in his absence. h

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12cx          h (h) The governor shall appoint the chair of each trial court nominating commission from among
12cy     its membership.
12cz         (3) (a) Except for the chief justice of the Supreme Court, each trial court nominating
12da     commissioner is a voting member of the commission.
12db         (b) [Four] FIVE commissioners are a quorum.
12dc         (c) The state court administrator shall serve as secretary to each trial court nominating
12dd     commission.
12de         (d) The chief justice of the Supreme Court shall:
12df         (i) ensure that each trial court nominating commission follows the rules promulgated by the
12dg     Judicial Council; and
12dh         (ii) resolve any questions regarding those rules.
12di         (e) A member of a trial court nominating commission who is also a member of the Utah State
12dj     Bar may recuse himself if there is a conflict of interest that makes the member unable to serve.
12dk         (4) If a commissioner is disqualified or otherwise unable to serve, the governor shall appoint a
12dl     new commissioner of the same political party as the unavailable commissioner.
12dm         (5) (a) The governor shall fill any vacancy in the office of trial court nominating commissioner.
12dn         (b) If the vacancy occurs among commission members who are also members of the Utah State
12do     Bar, the governor shall replace that commissioner with a person from a list of nominees submitted by
12dp     the Utah State Bar as provided in Subsection (2).
12dq         (c) The governor shall ensure that each person who is appointed to fill any vacancy in the office
12dr     of commissioner other than a vacancy caused by expiration of term is a member of the same political
12ds     party as the commissioner whom he replaces.
12dt         (d) When a vacancy occurs in the membership for any reason, the replacement shall be
12du     appointed for the unexpired term under this Subsection (5) and may not be reappointed.
12dv         (6) (a) (i) Members who are not government employees shall receive no compensation or
12dw     benefits for their services, but may receive per diem and expenses incurred in the performance of the
12dx     member's official duties at the rates established by the Division of Finance under Sections 63A-3-106
12dy     and 63A-3-107.
12dz         (ii) Members may decline to receive per diem and expenses for their service. h

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12ea          h (b) (i) State government officer and employee members who do not receive salary, per diem, or
12eb     expenses from their agency for their service may receive per diem and expenses incurred in
12ec     the performance of their official duties from the commission at the rates established by the Division of

12ed     Finance under Sections 63A-3-106 and 63A-3-107.
12ee         (ii) State government officer and employee members may decline to receive per diem and
12ef     expenses for their service.
12eg         (c) (i) Local government members who do not receive salary, per diem, or expenses from the
12eh     entity that they represent for their service may receive per diem and expenses incurred in the
12ei     performance of their official duties at the rates established by the Division of Finance under Sections
12ej     63A-3-106 and 63A-3-107.
12ek         (ii) Local government members may decline to receive per diem and expenses for their service. h 13        Section h [ 1 ] 2 h . Section 20A-12-104 (Effective 07/01/98) is amended to read:
14         20A-12-104 (Effective 07/01/98). Procedures governing meetings of judicial
15     nominating commissions.
16        (1) The Judicial Council shall:
17        (a) enact rules establishing procedures governing the meetings of the judicial nominating
18    commissions; and
19        (b) ensure that those procedures include:
20        (i) a minimum recruitment period of 30 days and a procedure to extend that period for an
21    additional 30 days if fewer than nine applications are received for a judicial vacancy;
22        (ii) standards for maintaining the confidentiality of the applications and related documents;
23        (iii) standards governing the release of applicant names before nomination;
24        (iv) standards for destroying the records of the names of applicants, applications, and
25    related documents upon completion of the nominating process;
26        (v) an opportunity for public comment concerning the nominating process, qualifications
27    for judicial office, and individual applicants;




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1        (vi) evaluation criteria for the selection of judicial nominees;
2        (vii) procedures for taking summary minutes at nominating commission meetings;
3        (viii) procedures for simultaneously forwarding the names of nominees to the governor,
4    the president of the Senate, and the Office of Legislative Research and General Counsel; and
5        (ix) standards governing a nominating commissioner's disqualification and inability to
6    serve.
7         h [ (2) (a) (i) Except as provided in this Subsection (2)(a)(ii), if a judicial nominating
8    commission receives 15 or more applications to fill a judicial vacancy, the nominating commission
9    shall submit at least five names to the governor.
10        (ii) Notwithstanding Subsection (2)(a)(i), if five applicants do not receive the required
11    number of votes as specified in Subsection [(2)(c)] (3) from the nominating commission, the
12    commission shall submit only the names of applicants that received the required number of votes,
13    but must submit the names of at least three applicants.
]

13a         (2)(a) THE COMMISSION SHALL INTERVIEW AN APPLICANT IF REQUESTED BY ANY
13b     COMMISSIONER. h
14        (b) In determining whether or not to submit an applicant's name to the governor, a
15    commission may not decline to consider an applicant merely because:
16        (i) the nominating commission had declined to submit that candidate's name to the
17    governor to fill a previous vacancy;
18        (ii) a previous nominating commission had declined to submit that candidate's name to the
19    governor; or
20        (iii) that nominating commission or a previous nominating commission had submitted the
21    applicant's name to the governor and the governor selected someone else to fill the vacancy.
22        [(c) The vote required to submit an applicant's name to the governor is as follows:]
23        [(i) if all seven members of the nominating commission are present and considering
24    applicants, a vote in favor of the applicant by four commissioners submits the candidate's name
25    to the governor;]
26        [(ii) if only six members of the nominating commission are present and considering
27    applicants because one member is unable to attend, has recused himself or is otherwise
28    disqualified, a vote in favor of the applicant by four commissioners submits the candidate's name
29    to the governor;]
30        [(iii) if only five members of the nominating commission are present and considering
31    applicants because two members are unable to attend, have recused themselves, or are otherwise
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1    disqualified, a vote in favor of the applicant by three commissioners submits the candidate's name
2    to the governor; and]
3        [(iv) if only four members of the nominating commission are present and considering
4    applicants because three members are unable to attend, have recused themselves, or are otherwise
5    disqualified, a vote in favor of the applicant by three commissioners submits the candidate's name
6    to the governor.]
7        (3) (a) Voting for the selection of nominees may differ from voting during the screening
8    process. Voting h FOR NOMINEES h may occur in one or h [ two ] h more rounds, depending on the
8a    outcome of each round.
9    Each commissioner is allotted a number of votes for each round equal to the number of nominees
10    remaining to be selected. For the selection of nominees for a trial court, each commissioner has
11    five votes during the first round h , SEVEN VOTES IF THE SELECTION PROCESS IS FOR AN
11a     APPELLATE COURT h . If one nominee is selected during the first round, each
12    commissioner has four votes during the next round h , SIX VOTES IF VOTING IS FOR AN APPELLATE
12a     COURT VACANCY h . If there are multiple vacancies, the number
13    of votes allotted to each commissioner during each round of voting is multiplied by the number
14    of vacancies, and the commission selects nominees as a pool without matching any vote or any
15    candidate to a particular vacancy.
16        (b) Voting is by confidential ballot.
17        (c) A commissioner may not cast more than one vote for a single candidate during any
18    single round of voting.
19        (d) A commissioner must cast all allotted votes in each round.
20        (e) Any candidate receiving in any round a number of votes one less than the number of
21    voting commissioners present is selected as a nominee. If, after any round of voting, a candidate
22    receives h [ two or fewer ] NO h votes, the candidate is removed from consideration during subsequent
23    rounds of voting. The commission should further debate the qualifications of candidates who are
24    neither selected nor removed from consideration before conducting the next round of voting.
25    Voting and discussion continues until the requisite number of nominees have been selected.
26        (f) The commission can reconsider its action on any candidate upon a majority vote to do
27    so.
28        (g) If after full deliberation the commission is unable to agree upon the required number
29    of nominees in the above described manner, those candidates not removed from consideration shall
30    be considered to be tied within the meaning of Section 20A-12-105(3), and the commission may
31    certify up to two additional names.
         CORRECTED lilac-February 27, 1998
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1        (h) The total vote tally, but not the vote of individual commissioners, is recorded in the
2    minutes. After the vote tallies are verified and recorded, the ballots are destroyed.
3        (4) h [ Unless the commission determines that there are not five qualified applicants, ] FOR TRIAL
3a     COURT VACANCIES , h a list of
4    five names shall be certified to the governor for his selection h [ , but in no event shall fewer than three
5    names be certified
] h
. h FOR APPELLATE COURT VACANCIES, A LIST OF SEVEN NAMES SHALL BE
5a     CERTIFIED TO THE GOVERNOR FOR HIS SELECTION. h
6        (5) The governor may reject the initial list sent by the commission and request a new list,
7    but the timelines for selection remain as provided by the Utah Constitution.
8        [(3)] (6) A judicial nominating commission may not nominate a justice or judge who was
9    not retained by the voters for the office for which the justice or judge was defeated until after the
10    expiration of that term of office.
11        [(4)] (7) Judicial nominating commissions are exempt from the requirements of Title 52,
12    Chapter 4, Open and Public Meetings, and Title 63, Chapter 46a, Utah Administrative Rulemaking
13    Act.
14        Section 2. Effective date.
15        This act takes effect on July 1, 1998.




Legislative Review Note
    as of 1-27-98 7:00 PM


A limited legal review of this bill raises no obvious constitutional or statutory concerns.

Office of Legislative Research and General Counsel









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