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S.B. 146

             1     

UTAH ORDERLY SCHOOL TERMINATION

             2     
PROCEDURES ACT AMENDMENTS

             3     
1999 GENERAL SESSION

             4     
STATE OF UTAH

             5     
Sponsor: Lyle W. Hillyard

             6      AN ACT RELATING TO PUBLIC EDUCATION; MODIFYING DEFINITIONS IN THE
             7      ORDERLY SCHOOL TERMINATION PROCEDURES ACT; MODIFYING DISMISSAL
             8      PROCEDURES; PROVIDING FOR WAIVER OF HEARINGS; PROVIDING FOR
             9      SUSPENSION WITHOUT PAY; PROVIDING FOR ISSUANCE OF SUBPOENAS AND AN
             10      APPEAL PROCESS; CLARIFYING PROVISIONAL EMPLOYEE STATUS; AND PROVIDING
             11      AN EFFECTIVE DATE.
             12      This act affects sections of Utah Code Annotated 1953 as follows:
             13      AMENDS:
             14          53A-8-102, as last amended by Chapters 123 and 234, Laws of Utah 1995
             15          53A-8-104, as last amended by Chapter 173, Laws of Utah 1998
             16          53A-8-105, as last amended by Chapter 51, Laws of Utah 1994
             17          53A-8-107, as last amended by Chapter 234, Laws of Utah 1995
             18      REPEALS AND REENACTS:
             19          53A-8-106, as last amended by Chapter 51, Laws of Utah 1994
             20      Be it enacted by the Legislature of the state of Utah:
             21          Section 1. Section 53A-8-102 is amended to read:
             22           53A-8-102. Definitions.
             23          As used in this chapter:
             24          (1) "Career employee" means an employee of a school district who has obtained a
             25      reasonable expectation of continued employment based upon Section 53A-8-106 and an agreement
             26      with the employee or the employee's association, district practice, or policy.
             27          (2) "Contract term" or "term of employment" means the period of time during which an


             28      employee is engaged by the school district under a contract of employment, whether oral or
             29      written.
             30          (3) "Dismissal" or "termination" means:
             31          (a) termination of the status of employment of an employee;
             32          (b) failure to renew S OR CONTINUE s the employment contract of a career employee
             32a      S BEYOND THE THEN CURRENT SCHOOL YEAR s ;
             33          (c) reduction in salary of an employee not generally applied to all employees of the same
             34      category employed by the school district during the employee's contract term; or
             35          (d) change of assignment of an employee with an accompanying reduction in pay, unless
             36      the assignment change and salary reduction are agreed to in writing.
             37          (4) "Employee" means a [person, other than] career or provisional employee of a school
             38      district, but does not include:
             39          (a) the district superintendent, or the equivalent at an applied technology center or the
             40      Schools for the Deaf and the Blind[, or];
             41          (b) the S DISTRICT s business administrator S OR THE EQUIVALENT s at an applied
             41a      technology center or the Schools for the Deaf
             42      and the Blind; or
             43          (c) a temporary employee[, who is a career or provisional employee of the district].
             44          (5) "Provisional employee" means an individual, other than a career employee or a
             45      temporary employee, who is employed by a school district.
             46          (6) "School board" or "board" means a district school board or its equivalent at an applied
             47      technology center or the Schools for the Deaf and the Blind.
             48          (7) "School district" or "district" means:
             49          (a) a public school district;
             50          (b) an applied technology center; or
             51          (c) the Schools for the Deaf and the Blind.
             52          (8) "Temporary employee" means an individual who is employed on a temporary basis as
             53      defined by policies adopted by the local board of education [based upon an agreement with the
             54      employee or the employee association recognized by the board which represents the class of
             55      employee in question]. S IF THE CLASS OF EMPLOYEES IN QUESTION IS REPRESENTED BY AN
             55a      EMPLOYEE ORGANIZATION RECOGNIZED BY THE LOCAL BOARD, THE BOARD SHALL ADOPT ITS
             55b      POLICIES BASED UPON AN AGREEMENT WITH THAT ORGANIZATION. s Temporary employees
             55c      serve at will and have no expectation of continued
             56      employment.
             57          Section 2. Section 53A-8-104 is amended to read:
             58           53A-8-104. Dismissal procedures.


             59          (1) The district shall provide employees with a written statement of causes under which
             60      a career employee's contract [shall] may not be renewed or continued beyond the then-current
             61      school year, under which a contract of each class of personnel [shall] may not be renewed or
             62      continued beyond the then-current school year, and under which a contract can be otherwise
             63      terminated during the contract term, and the orderly dismissal procedures which are used by the
             64      district in cases of contract termination, discontinuance, or nonrenewal.
             65          (2) (a) S (i) IF THE DISTRICT INTENDS TO TERMINATE A CONTRACT DURING ITS TERM OR
             65A      DISCONTINUE A CAREER
             65a      EMPLOYEE'S CONTRACT BEYOND THE THEN CURRENT SCHOOL YEAR FOR REASONS OF
             65b      UNSATISFACTORY PERFORMANCE, THE UNSATISFACTORY PERFORMANCE MUST BE
             65c      DOCUMENTED IN AT LEAST TWO EVALUATIONS CONDUCTED AT ANY TIME WITHIN THE PRECEDING THREE
             65d      YEARS IN ACCORDANCE WITH DISTRICT POLICIES OR PRACTICES.
             65e          (b) s The district shall notify a career employee, at least [one month] 30 days prior to
             66      issuing notice of intent not to renew or continue the employee's contract beyond the then-current
             67      school year, that continued employment is in question and the reasons for the anticipated
             68      nonrenewal or discontinuance.
             69           S [ (b) ] (c) s The board shall give the career employee an opportunity to correct the problem
             69a      S [ . ] IN ACCORDANCE WITH THE DISTRICT EVALUATION POLICIES.
             70           [ (c) ] (d) s The board may grant the career employee assistance to correct the
             70a      deficiencies,
             71      including informal conferences and the services of school personnel within the district.
             72          (3) (a) If the career employee does not correct the problem as determined in accordance
             73      with the evaluation and personnel policies of the district and the district intends to not renew or
             74      discontinue the contract of employment of a career employee at the end of the then-current school
             75      year, it shall give notice of that intention to the employee.
             76          (b) The district shall issue the notice at least [two months] 30 days before the end of the
             77      career employee's contract term.
             78          (4) A district shall notify a provisional employee at least [two months] 60 days before the
             79      end of the provisional employee's contract if the employee will not be offered a contract for a
             80      subsequent term of employment.
             81          (5) In the absence of a notice, an employee is considered employed for the next contract
             82      term with a salary based upon the salary schedule applicable to the class of employee into which
             83      the individual falls.
             84          (6) If the district intends to not renew or discontinue the contract of a career employee or
             85      to terminate a career or provisional employee's contract during the contract term:
             86          (a) the district shall give written notice of the intent to the employee;
             87          (b) the notice shall be served by personal delivery or by certified mail addressed to the
             88      individual's last-known address as shown on the records of the district;
             89          (c) except as provided under Subsection S [ [ ] (3) [ ] ] [ (4) ] s (b), the district shall give notice
             89a      at least


             90      15 days prior to the proposed date of termination;
             91          (d) the notice shall state the date of termination and the detailed reasons for termination;
             92      and
             93          (e) the notice shall advise the individual that he has a right to a fair hearing S [ , ] ; s and
             93a      S (f) THE NOTICE SHALL STATE s that failure
             94      of the employee to request a hearing in accordance with procedures set forth in the notice
             95      constitutes a waiver of that right and that the district may then proceed with termination without
             96      further notice.
             97          (7) The procedure under which a contract is terminated during its term may include a
             98      provision under which the active service of the employee is suspended pending a hearing if it
             99      appears that the continued employment of the individual may be harmful to students or to the
             100      district.
             101          (8) (a) Suspension pending a hearing may be without pay if an authorized representative
             102      of the district determines S , AFTER PROVIDING THE EMPLOYEE WITH AN OPPORTUNITY FOR AN
             102a      INFORMAL CONFERENCE TO DISCUSS THE ALLEGATIONS, s that it is more likely than not that the
             102b      allegations against the employee
             103      are true and will result in termination.
             104          (b) If termination is not subsequently ordered, the employee shall receive back pay for the
             105      period of suspension without pay.
             106          [(8)] (9) The procedure shall provide for a written notice of suspension or final termination
             107      including findings of fact upon which the action is based if the suspension or termination is for
             108      cause.
             109          Section 3. Section 53A-8-105 is amended to read:
             110           53A-8-105. Hearings before district board or hearing officers -- Rights of employee
             111      -- Subpoenas -- Appeals.
             112          (1) S (a) s Hearings are held under this chapter before the board or before hearing officers selected
             113      [under Section 53A-8-106 ] by the board to conduct the hearings and make recommendations
             114      concerning findings.
             114a      S (b) THE BOARD SHALL ESTABLISH PROCEDURES TO APPOINT HEARING OFFICERS.
             114b          (c) THE BOARD MAY DELEGATE ITS AUTHORITY TO A HEARING OFFICER TO MAKE
             114c      DECISIONS RELATING TO THE EMPLOYMENT OF AN EMPLOYEE WHICH ARE BINDING UPON BOTH
             114d      THE EMPLOYEE AND THE BOARD.
             114e          (d) SUBSECTION (1) DOES NOT LIMIT THE RIGHT OF THE BOARD OR THE EMPLOYEE TO
             114f      APPEAL TO AN APPROPRIATE COURT OF LAW. s
             115          (2) At the hearings, an employee has the right to counsel, to produce witnesses, to hear
             116      testimony against [him] the employee, to cross-examine witnesses, and to examine documentary
             117      evidence.
             118          (3) Subpoenas may be issued and oaths administered as provided under Section
             119      53A-7-204 .
             120          Section 4. Section 53A-8-106 is repealed and reenacted to read:


             121          53A-8-106. Career employee status for provisional employees S [ -- Extra duty
             122      assignments.
] . s

             123          (1) A provisional employee must work for a school district on at least a half-time basis for
             124      three consecutive years to obtain career employee status.
             125          (2) Policies of an employing school district shall determine the status of a career employee
             126      in the event of the following:
             127          (a) the employee accepts a position which is substantially different from the position in
             128      which career status was achieved; or
             129          (b) the employee accepts employment in another school district.
             130          (3) If an employee who is under an order of probation or remediation in one assignment
             131      in a school district is transferred or given a new assignment in the district, the order shall stand
             132      until its provisions are satisfied.
             132a           h (4) AN EMPLOYEE WHO IS GIVEN EXTRA DUTY ASSIGNMENTS IN ADDITION TO A
             132b      PRIMARY ASSIGNMENT, SUCH AS A TEACHER WHO ALSO SERVES AS A COACH OR ACTIVITY
             132c      ADVISORY, IS A TEMPORARY EMPLOYEE IN THOSE EXTRA DUTY ASSIGNMENTS AND MAY NOT
             132d      ACQUIRE CAREER STATUS BEYOND THE PRIMARY ASSIGNMENT. h
             133          Section 5. Section 53A-8-107 is amended to read:
             134           53A-8-107. Necessary staff reduction not precluded.
             135          Nothing in this chapter prevents staff reduction if necessary to reduce the number of
             136      employees because of the following:
             137          (1) declining student enrollments in the district;
             138          (2) the discontinuance or S h [[] substantial []] h s reduction of a particular service or
             138a      program;
             139          (3) the shortage of anticipated revenue after the budget has been adopted; or
             140          (4) school consolidation.
             141          Section 6. Effective date.
             142          This act takes effect on July 1, 1999.




Legislative Review Note
    as of 2-4-99 10:59 AM


A limited legal review of this legislation raises no obvious constitutional or statutory concerns.

Office of Legislative Research and General Counsel


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