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H.B. 35 Enrolled
This act modifies the Human Services Code. This act modifies and consolidates reports
pertaining to the state's child welfare system.
This act affects sections of Utah Code Annotated 1953 as follows:
AMENDS:
62A-4a-107, as last amended by Chapter 101, Laws of Utah 1999
62A-4a-117, as last amended by Chapter 274, Laws of Utah 1998
62A-4a-118, as last amended by Chapter 140, Laws of Utah 2000
62A-4a-202, as last amended by Chapter 274, Laws of Utah 1998
62A-4a-202.7, as last amended by Chapter 283, Laws of Utah 2002
78-3a-911, as last amended by Chapter 168, Laws of Utah 2002
78-3g-102, as last amended by Chapter 1, Laws of Utah 2000
Be it enacted by the Legislature of the state of Utah:
Section 1. Section 62A-4a-107 is amended to read:
62A-4a-107. Mandatory education and training of caseworkers -- Development of
curriculum.
(1) There is created within the division a full-time position of Child Welfare Training
Coordinator, who shall be appointed by and serve at the pleasure of the director. The employee
in that position shall not be responsible for direct casework services or the supervision of those
services, but shall:
(a) develop child welfare curriculum that is current and effective, consistent with the
division's mission and purpose for child welfare;
(b) recruit, select, and supervise child welfare trainers;
(c) develop a statewide training program, including a budget and identification of
sources of funding to support that training;
(d) evaluate the efficacy of training in improving job performance;
(e) assist child protective services and foster care workers in developing and fulfilling
their individual training plans;
(f) monitor staff compliance with division training requirements and individual training
plans; and
(g) expand the collaboration between the division and schools of social work within
institutions of higher education in developing child welfare services curriculum, and in providing
and evaluating training[
[
(2) (a) The director shall, with the assistance of the child welfare training coordinator,
establish a core curriculum for child welfare services that is substantially equivalent to the Child
Welfare League of America's Core Training for Child Welfare Caseworkers Curriculum.
(b) Any child welfare worker who is employed by the division for the first time after July
1, 1999, shall, before assuming significant independent casework responsibilities, successfully
complete:
(i) the core curriculum; and
(ii) except as provided in Subsection (2)(c), on-the-job training that consists of observing
and accompanying at least two capable and experienced child welfare workers as they perform
work-related functions:
(A) for three months if the worker has less than six months of on-the-job experience as a
child welfare worker; or
(B) for two months if the worker has six months or more but less than 24 months of
on-the-job experience as a child welfare worker.
(c) A child welfare worker with at least 24 months of on-the-job experience is not
required to receive on-the-job training under Subsection (2)(b)(ii).
[
Section 2. Section 62A-4a-117 is amended to read:
62A-4a-117. Performance monitoring system.
(1) As used in this section:
(a) "Performance goals" means a target level of performance or an expected level of
performance against which actual performance is compared.
(b) "Performance indicators" means actual performance information regarding a program
or activity.
(c) "Performance monitoring system" means a process to regularly collect and analyze
performance information including performance indicators and performance goals.
(2) On or before May 1, 1996, the director, in cooperation with the board, shall develop a
performance monitoring system of each area in the child welfare system, including foster care
and other substitute care, child protective services, and adoption.
(3) On or before June 1, 1996, the director shall submit a description of that monitoring
system to the Child Welfare Legislative Oversight Panel for review.
(4) The division shall fully implement a performance monitoring system on or before
October 1, 1996.
(5) [
describing the difference between actual performance and performance goals for the prior fiscal
year[
Child Welfare Legislative Oversight Panel [
Appropriations Subcommittee, and the Utah Tomorrow Strategic Planning Committee. The
report shall include:
(a) a summary of the division's efforts during the prior fiscal year to implement the
Performance Milestone Plan;
(b) a summary of how performance must be improved to achieve full implementation of
the Performance Milestone Plan;
(c) data on the extent to which new and experienced division employees have received
training pursuant to statute and division policy;
(d) an analysis of the use and efficacy of family preservation services, both before and
after removal of children from their homes; and
(e) a description of the extent to which the pilot program under Section 62A-4a-202.7
has been expanded during the prior fiscal year and an explanation of how the performance of
regions that have previously implemented the program has been affected by the program,
including data showing the number of referrals to the division:
(i) accepted for an investigation;
(ii) accepted for a family assessment; or
(iii) not accepted.
Section 3. Section 62A-4a-118 is amended to read:
62A-4a-118. Annual review of child welfare referrals and cases by executive
director -- Accountability to the Legislature -- Review by Legislative Auditor General.
(1) The division shall use principles of quality management systems, including statistical
measures of processes of service, and the routine reporting of performance data to employees.
(2) (a) In addition to development of quantifiable outcome measures and performance
measures in accordance with Section 62A-4a-117 , the executive director, or his designee, shall
annually review a randomly selected sample of child welfare referrals to and cases handled by the
division. The purpose of that review shall be to assess whether the division is adequately
protecting children and providing appropriate services to families, in accordance with the
provisions of Title 62A, Chapter 4a, Child and Family Services, and Title 78, Chapter 3a, Part 3,
Abuse, Neglect, and Dependency Proceedings, and Part 4, Termination of Parental Rights Act.
The review shall focus directly on the outcome of cases to children and families, and not simply
on procedural compliance with specified criteria.
(b) The executive director shall report, regarding his review of those cases, to the
Legislative Auditor General[
(c) Information obtained as a result of the review shall be provided to caseworkers,
supervisors, and division personnel involved in the respective cases, for purposes of education,
training, and performance evaluation.
(3) The executive director's review and report to the Legislature shall include:
(a) the criteria used by the executive director, or his designee, in making the evaluation;
(b) findings regarding whether state statutes, division policy, and legislative policy were
followed in each sample case;
(c) findings regarding whether, in each sample case, referrals, removals, or cases were
appropriately handled by the division and its employees, and whether children were adequately
and appropriately protected and appropriate services provided to families, in accordance with the
provisions of Title 62A, Chapter 4a, and Title 78, Chapter 3a, Parts 3 and 4, and division policy;
(d) an assessment of the division's intake procedures and decisions, including an
assessment of the appropriateness of decisions not to accept referrals; and
(e) an assessment of the appropriateness of the division's assignment of priority.
(4) (a) In addition to the review conducted by the executive director, the Legislative
Auditor General shall audit a sample of child welfare referrals to and cases handled by the
division, and report his findings to the Child Welfare Legislative Oversight Panel [
(b) With regard to the sample of referrals, removals, and cases, the Legislative Auditor
General's report shall include:
(i) findings regarding whether state statutes, division policy, and legislative policy were
followed by the division and its employees;
(ii) a determination regarding whether referrals, removals, and cases were appropriately
handled by the division and its employees, and whether children were adequately and
appropriately protected and appropriate services provided for families, in accordance with the
provisions of Title 62A, Chapter 4a, and Title 78, Chapter 3a, Parts 3 and 4, and division policy;
(iii) an assessment of the division's intake procedures and decisions, including an
assessment of the appropriateness of decisions not to accept referrals;
(iv) an assessment of the appropriateness of the division's assignment of priority; and
(v) a determination regarding whether the department's review process is effecting
beneficial change within the division and accomplishing the mission established by the
Legislature and the department for that review process.
Section 4. Section 62A-4a-202 is amended to read:
62A-4a-202. Preventive services -- Family preservation services.
(1) (a) Within appropriations from the Legislature, the division shall provide preventive,
in-home services and family preservation services for families whose children are at immediate
risk of being removed from the home and for families in crisis, if the child's welfare is not
immediately endangered and the division determines that it is possible and appropriate.
(b) In determining whether preventive or family preservation services are reasonable and
appropriate, in keeping with the provisions of Subsection 62A-4a-201 (1) the child's health,
safety, and welfare shall be the paramount concern. The division shall consider whether those
services will be effective within a six-month period, and whether they are likely to prevent
reabuse or continued neglect of the child.
(2) [
statewide inventory of early intervention, preventive, and family preservation services [
available through public and private agencies or individuals for use by caseworkers. The
inventory shall [
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service, and information regarding waiting lists for each service.
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(3) As a part of its preventive services, the division shall provide family preservation
services that are short-term, intensive, crisis intervention programs, and that address:
(a) the safety of children;
(b) the physical and emotional needs of parents and children; the division shall also
evaluate specific needs of the family, including depression, addiction, and mental illness;
(c) the child's physical surroundings, including cleaning and repairing physical housing,
and addressing needs for necessities such as food, heat, and electricity;
(d) personal cleanliness, nutrition, and provision of personal grooming supplies and
clothing;
(e) budgeting, money management, and employment; and
(f) parenting skills, including nonviolent discipline, nurturing, and structure, and
teaching responsibility, respect for others, cooperation, and moral values.
(4) (a) The division may use only specially trained caseworkers or private providers to
provide the family preservation services described in Subsection (3).
(b) Family preservation caseworkers may only be assigned a minimum number of
families, but the division shall require that they be available 24 hours for an intensive period of at
least six weeks, and that they respond to an assigned family within 24 hours.
(c) The division shall allow family preservation caseworkers to be creative and flexible
in responding to the needs of each individual family.
Section 5. Section 62A-4a-202.7 is amended to read:
62A-4a-202.7. Pilot program for differentiated responses to child abuse and neglect
reports.
(1) (a) Before July 1, 2000, the executive director shall select no less than one and no
more than three regions within the division to establish a pilot program that complies with the
provisions of this section.
(b) After July 1, 2001, the executive director may add one region, in addition to those
selected under Subsection (1)(a), to the pilot program every four months.
(2) This section shall be repealed in accordance with Section 63-55-262 .
(3) (a) This section applies only to:
(i) those regions that have been selected under Subsection (1) to participate in this pilot
program; and
(ii) the response of the division to reports of child abuse or neglect in the participating
regions.
(b) Except as provided in Subsection (3)(a), nothing in this section may be construed as:
(i) superceding or otherwise altering the provisions of this chapter or Title 78, Chapter
3a, Part 3, Abuse, Neglect, and Dependency Proceedings; or
(ii) as restricting the ability of the division to provide services, remove the child, or
otherwise proceed in accordance with this chapter and Title 78, Chapter 3a, Part 3, Abuse,
Neglect, and Dependency Hearings.
(4) Within each region selected, the division shall establish a process that classifies
reports of child abuse and neglect into one of the following three categories:
(a) accepted for an investigation;
(b) accepted for a family assessment; and
(c) not accepted.
(5) The division may only initiate contact with a family member in connection with a
report if the report has been officially accepted by the division for investigation or family
assessment in accordance with this section.
(6) (a) Except as provided in Subsection (7), a report shall be accepted for an
investigation if:
(i) required by Section 62A-4a-409 ; or
(ii) three prior reports involving the same family have been accepted by the division for
either an investigation or a family assessment.
(b) Except as provided in Subsection (6)(c), the division shall conduct an investigation of
a report accepted pursuant to Subsection (6)(a) in accordance with Section 62A-4a-409 .
(c) The division may refer a case for a family assessment if at any time during the
investigation, the division determines that:
(i) the case is limited to a form of abuse or neglect listed in Subsection (7); or
(ii) (A) the harm to the child is minor; and
(B) the family indicates a willingness to participate in a family assessment.
(d) The division shall conduct an investigation anytime that it receives a report accepted
for investigation under this Subsection (6), even if:
(i) the report also includes allegations that would qualify for a family assessment under
Subsection (7); or
(ii) a second report is received before the investigation has occurred that would qualify
for a family assessment under Subsection (7).
(7) A report shall be accepted for a family assessment if there is a reasonable basis to
suspect that:
(a) the child is ungovernable; or
(b) one or more of the following has occurred:
(i) neglect involving a verbal child who is six years of age or older that is not serious or
chronic;
(ii) lack of proper supervision of a child;
(iii) domestic violence outside of a child's presence;
(iv) the receipt of three unaccepted reports involving the same family;
(v) a parent and child conflict indicating a significant breakdown in the parent-child
relationship and the need for direct intervention to prevent a foreseeable risk of violence or
abuse; or
(vi) educational neglect.
(8) The purpose of a family assessment is to:
(a) ensure that the child is safe;
(b) seek the cooperation of the family in learning about and participating in state and
community services; and
(c) determine with the family whether the family could benefit from division or
community services in view of the specific strengths, challenges, available resources, and needs
of the family.
(9) (a) The division shall visit the child's home within three working days to begin a
family assessment for a report accepted pursuant to Subsection (7).
(b) In accordance with Subsection (8), the division shall seek the cooperation of the
family in participating in a family assessment.
(c) If the family declines to participate in a family assessment at the initial point of
contact, the division shall, by virtue of the fact that a report was accepted pursuant to Subsection
(7):
(i) complete the family assessment components provided in Subsection (10); and
(ii) initiate an investigation if there is evidence of abuse or neglect for which an
investigation is required under Subsection (6).
(10) A family assessment shall consist of the following components:
(a) an analysis of the circumstances resulting in the report;
(b) a risk assessment designed to ensure the child's safety;
(c) a thorough review of the division's records of prior involvement with the family; and
(d) speaking face-to-face with the child, which may be conducted outside of the presence
of others if the division believes that it is necessary and appropriate under the circumstances.
(11) (a) A family assessment may include additional information from the family as may
be needed and that the family is willing to provide to better understand the family's strengths,
challenges, available resources, and needs.
(b) In requesting information under Subsection (11)(a), the division shall explain to the
family how it intends to use the information it collects.
(c) In performing a family assessment, the division shall inform the family orally or in
writing before the division contacts persons who are not immediate family members.
(12) (a) The division shall initiate an investigation if it determines during the course of a
family assessment that an investigation is required under Subsection (6).
(b) A family assessment may be discontinued if after completing the family assessment
components the division determines that:
(i) the circumstances do not warrant further involvement; or
(ii) the family requests the discontinuation of the assessment.
(13) The division may perform a family assessment for a family that requests one, even if
a report has not been accepted for a family assessment.
(14) A family assessment shall be completed within 30 days of the initial contact with
the family.
(15) (a) With respect to information acquired from a family assessment, the division may
only record the family assessment components described in Subsection (10) onto the
Management Information System described in Section 62A-4a-116 .
(b) Nothing in Subsection (15)(a) may be construed as limiting the information that may
be recorded onto the management information system as a result of:
(i) a report of child abuse or neglect;
(ii) an investigation;
(iii) division services provided to the family; or
(iv) any other division involvement with the family apart from the family assessment.
(16) All references to a report accepted for a family assessment shall be deleted from the
management information system after five years unless:
(a) the executive director determines that there is good cause for keeping the report on
the management information system based on standards established by rule; or
(b) a subsequent report involving the same alleged initiator has occurred within that
five-year period.
(17) In connection with this pilot program, the division shall:
(a) standardize the key elements of the program;
(b) adequately train division employees to:
(i) process and classify incoming reports;
(ii) perform family assessments; and
(iii) conduct investigations;
(c) work within the FACT initiative to identify community partnerships to facilitate
delivery of services based on family assessments;
(d) establish quality assurance panels to review no less than twice each month the
appropriateness of classifying reports as unaccepted;
(e) consider the feasibility and, if appropriate, implementation of a system that:
(i) directs incoming reports of child abuse and neglect to a central location; and
(ii) sends reports from the central location to the appropriate regional offices for a
determination of whether, applying the provisions of this section, a particular report should be
accepted for investigation, accepted for a family assessment, or not accepted;
(f) contract before July 1, 2001, with an independent entity pursuant to Title 63, Chapter
56, Utah Procurement Code, to evaluate the outcomes of the pilot program with respect to:
(i) the safety of children;
(ii) the needs and perspectives of families;
(iii) the recurrence of child abuse and neglect;
(iv) the perspectives of child welfare and community partners;
(v) the perspectives of division employees; and
(vi) other areas identified by the division; and
(g) send a copy of any written report by the independent evaluator to the Child Welfare
Legislative Oversight Panel within 30 days of receipt[
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Section 6. Section 78-3a-911 is amended to read:
78-3a-911. Office of Guardian Ad Litem Director -- Appointment of director --
Duties of director -- Contracts in second, third, and fourth districts.
(1) There is hereby created the Office of Guardian Ad Litem Director under the direct
supervision of the Judicial Council in accordance with Subsection 78-3-21 (13).
(2) (a) The Judicial Council shall appoint one person to serve full time as the guardian ad
litem director for the state. The guardian ad litem director shall serve at the pleasure of the
Judicial Council.
(b) The director shall be an attorney licensed to practice law in this state and selected on
the basis of:
(i) professional ability;
(ii) experience in abuse, neglect, and dependency proceedings;
(iii) familiarity with the role, purpose, and function of guardians ad litem in both juvenile
and district courts; and
(iv) ability to develop training curricula and reliable methods for data collection and
evaluation.
(c) The director shall be trained in the United States Department of Justice National
Court Appointed Special Advocate program prior to or immediately after his appointment.
(3) The guardian ad litem director shall:
(a) establish policy and procedure for the management of a statewide guardian ad litem
program;
(b) manage the guardian ad litem program to assure that minors receive qualified
guardian ad litem services in abuse, neglect, and dependency proceedings in accordance with
state and federal law and policy;
(c) develop standards for contracts of employment and contracts with independent
contractors, and employ or contract with attorneys licensed to practice law in this state, to act as
attorney guardians ad litem in accordance with Section 78-3a-912 ;
(d) develop and provide training programs for attorney guardians ad litem and volunteers
in accordance with the United States Department of Justice National Court Appointed Special
Advocates Association standards;
(e) update and develop the guardian ad litem manual, combining elements of the
National Court Appointed Special Advocates Association manual with specific information
about the law and policy of this state;
(f) develop and provide a library of materials for the continuing education of attorney
guardians ad litem and volunteers;
(g) educate court personnel regarding the role and function of guardians ad litem;
(h) develop needs assessment strategies, perform needs assessment surveys, and ensure
that guardian ad litem training programs correspond with actual and perceived needs for training;
(i) design and implement evaluation tools based on specific objectives targeted in the
needs assessments described in Subsection (3)(h);
(j) prepare and submit an annual report to the Judicial Council and the [
development, policy, and management of the statewide guardian ad litem program, and the
training and evaluation of attorney guardians ad litem and volunteers;
(k) hire, train, and supervise investigators; and
(l) administer the program of private guardians ad litem established by Section 78-7-45 .
(4) A contract of employment or independent contract described under Subsection (3)(c)
shall provide that attorney guardians ad litem in the second, third, and fourth judicial districts
devote their full time and attention to the role of attorney guardian ad litem, having no clients
other than the children whose interest they represent within the guardian ad litem program.
Section 7. Section 78-3g-102 is amended to read:
78-3g-102. Foster Care Citizen Review Board Steering Committee -- Membership
-- Chair -- Compensation -- Duties.
(1) There is created within state government the Foster Care Citizen Review Board
Steering Committee composed of the following members:
(a) a member of the Board of Child and Family Services, within the Department of
Human Services, appointed by the chair of that board;
(b) the director of the division, or his designee;
(c) a juvenile court judge, appointed by the presiding officer of the Judicial Council;
(d) a juvenile court administrator, appointed by the administrator of the courts;
(e) a representative of the Utah Foster Parents Association, appointed by the president of
that organization;
(f) a representative of a statewide advocacy organization for children, appointed by the
chair of the committee;
(g) a representative of an agency or organization that provides services to children who
have been adjudicated to be under the jurisdiction of the juvenile court, appointed by the chair of
the committee;
(h) the guardian ad litem director, appointed pursuant to Section 78-3a-911 , or the
director's designee;
(i) the director or chief of the child protection unit within the Office of the Attorney
General, or his designee;
(j) one person from each region who is a member of a board, appointed by the chair of
the committee; and
(k) a private citizen, appointed by the chair of the committee.
(2) The persons described in Subsection (1) shall annually elect a chair of the committee
from among themselves.
(3) A majority of the members of the committee constitutes a quorum. The action of the
majority of a quorum represents the action of the committee.
(4) (a) Members of the committee who are not government employees shall receive no
compensation or benefits for their services, but may receive per diem and expenses incurred in
the performance of the member's official duties at the rates established by the Division of
Finance under Sections 63A-3-106 and 63A-3-107 .
(b) State government officer and employee members who do not receive salary, per
diem, or expenses from their agency for their service may receive per diem and expenses incurred
in the performance of their official duties from the board at the rates established by the Division
of Finance under Sections 63A-3-106 and 63A-3-107 .
(c) Local government members who do not receive salary, per diem, or expenses from
the entity that they represent for their service may receive per diem and expenses incurred in the
performance of their official duties at the rates established by the Division of Finance under
Sections 63A-3-106 and 63A-3-107 .
(d) Members of the committee may decline to receive per diem and expenses for their
services.
(5) The committee shall:
(a) within appropriations from the Legislature, appoint members of boards in each
juvenile court district;
(b) supervise the recruitment, training, and retention of board members;
(c) supervise and evaluate the boards;
(d) establish and approve policies for the boards; and
(e) submit a report detailing the results of the boards to the Child Welfare Legislative
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Committee, and the Board of Juvenile Court Judges[
(6) (a) The Department of Human Services shall provide fiscal management services,
including payroll and accounting services, to the committee.
(b) Within appropriations from the Legislature, the committee may hire professional and
clerical staff as it considers necessary and appropriate.
(7) In accordance with Title 63, Chapter 46a, Utah Administrative Rulemaking Act, the
committee may make rules necessary for:
(a) recruitment, appointment, and training of board members;
(b) supervision and evaluation of boards; and
(c) establishment of policy for boards.
(8) The committee may receive gifts, grants, devises, and donations. If the donor
designates a specific purpose or use for the gift, grant, devise, or donation, it shall be used solely
for that purpose. Undesignated gifts, grants, devises, and donations shall be used for foster care
citizen review boards in accordance with the requirements and provisions of this chapter.
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