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H.B. 147

             1     

UTAH CONSTRUCTION CONTRACTS PROMPT

             2     
PAYMENT ACT

             3     
2003 GENERAL SESSION

             4     
STATE OF UTAH

             5     
Sponsor: David L. Hogue

             6      This act modifies the Commerce and Trade provisions by enacting the Utah Construction
             7      Contracts Prompt Payment Act. The act defines certain terms. It requires progress
             8      payments on certain construction contracts. The act requires the owner to promptly
             9      dispute a billing or estimate with which the owner does not agree and limits the amount
             10      that an owner can withhold from a progress payment. The act requires prompt payment
             11      by the owner upon completion of the work. The act provides for interest on late
             12      payments. The act gives subcontractors the right to notification of progress payments.
             13      The act provides for the awarding of costs and attorneys' fees. The act requires prompt
             14      payment by the contractor to subcontractors and suppliers. The act requires the waiver
             15      of mechanics' lien rights by contractors and subcontractors upon receipt of payment. The
             16      act provides for the interruption of the work on a construction contract without penalty
             17      in cases of an environmental hazard. The act provides for the interruption of work on a
             18      construction contract or the termination of the contract in cases of nonpayment. The act
             19      provides an effective date.
             20      This act affects sections of Utah Code Annotated 1953 as follows:
             21      ENACTS:
             22          13-37-101, Utah Code Annotated 1953
             23          13-37-102, Utah Code Annotated 1953
             24          13-37-103, Utah Code Annotated 1953
             25          13-37-201, Utah Code Annotated 1953
             26          13-37-202, Utah Code Annotated 1953
             27          13-37-203, Utah Code Annotated 1953



             28          13-37-204, Utah Code Annotated 1953
             29          13-37-205, Utah Code Annotated 1953
             30          13-37-206, Utah Code Annotated 1953
             31          13-37-207, Utah Code Annotated 1953
             32          13-37-208, Utah Code Annotated 1953
             33          13-37-209, Utah Code Annotated 1953
             34          13-37-210, Utah Code Annotated 1953
             35          13-37-211, Utah Code Annotated 1953
             36      Be it enacted by the Legislature of the state of Utah:
             37          Section 1. Section 13-37-101 is enacted to read:
             38     
CHAPTER 37. UTAH CONSTRUCTION CONTRACTS PROMPT PAYMENT ACT

             39     
Part 1. General Provisions

             40          13-37-101. Title.
             41          This chapter is known as the "Utah Construction Contracts Prompt Payment Act."
             42          Section 2. Section 13-37-102 is enacted to read:
             43          13-37-102. Definitions.
             44          As used in this chapter:
             45          (1) "Construction contract" means a contract or agreement to provide services, labor, or
             46      materials for the "design-build," construction, installation, alteration, or repair of any building,
             47      structure, or improvement to real property located in Utah.
             48          (2) "Construction project bid documents" means the drawings, specifications,
             49      invitation for bids, request for proposals, or any other written document describing the
             50      proposed construction project that requests the submission of bids or prices for furnishing
             51      labor, materials, supplies, or equipment for construction of the project.
             52          (3) "Contractor" means a person who is or may be awarded a construction contract.
             53          (4) "Owner" means a person holding any legal or equitable title or interest in real
             54      property which is the subject of a construction contract.
             55          (5) "Residence" has the meaning as defined in Section 38-11-102 .
             56          (6) "Subcontractor" means any person engaged by a contractor or another subcontractor
             57      to provide services, labor, or materials for the construction, installation, alteration, or repair of
             58      any building, structure, or improvement to real property located in Utah.



             59          Section 3. Section 13-37-103 is enacted to read:
             60          13-37-103. Scope of chapter.
             61          (1) Where there are any conflicts between the provisions of this chapter with the
             62      provisions of Title 15, Chapter 6, Utah Prompt Payment Act, the provisions of this chapter
             63      shall govern.
             64          (2) Except as otherwise provided in Subsection (3), this chapter applies to all
             65      construction contracts entered into on or after July 1, 2003.
             66          (3) This chapter does not apply to a construction contract for the construction of a
             67      residence.
             68          Section 4. Section 13-37-201 is enacted to read:
             69     
Part 2. Prompt Payment

             70          13-37-201. Progress payments to contractor -- Alternate billing cycle -- Lien
             71      waivers -- Extended payment provision.
             72          (1) An owner shall make progress payments as provided in Subsection (2) to a
             73      contractor on a construction contract where the contract performance period exceeds 45
             74      calendar days.
             75          (2) (a) Progress payments shall be made on the basis of an approved billing or estimate
             76      of the work performed and the materials supplied during the preceding monthly billing cycle,
             77      or an alternate billing cycle as stated in the construction contract.
             78          (b) If billings or estimates are to be submitted in other than monthly billing cycles, the
             79      construction project bid documents shall specifically identify the alternate billing cycle in a
             80      clear and conspicuous manner as required in Subsection (3).
             81          (c) Except as provided in Subsection (4), the owner shall make progress payments to
             82      the contractor within ten working days after the date the billing or estimate is approved by the
             83      owner pursuant to Subsection 13-37-202 (1).
             84          (d) If required by the owner, the contractor shall provide waivers of mechanics' or
             85      materialmens' liens from both the contractor and its subcontractors conditioned upon payment
             86      for the work completed and materials supplied. The owner may require that these conditional
             87      waivers of lien be notarized.
             88          (3) (a) A construction contract may provide for a billing cycle other than a monthly
             89      billing cycle if:


             90          (i) the construction project bid documents specifically establish the alternate billing
             91      cycle; and
             92          (ii) the notice requirements of Subsection (3)(b) are satisfied.
             93          (b) Either of the following legends, or language setting forth the alternate billing cycle,
             94      shall appear in a clear and conspicuous manner in the payment section of the construction
             95      project bid documents:
             96          (i) "Notice of alternate billing cycle"
             97          "This contract allows the owner to require billings or estimates to be submitted in
             98      billing cycles other than monthly. Billings or estimates for this contract shall be submitted as
             99      follows: [description of alternate billing cycle]"; or
             100          (ii) "Notice of alternate billing cycle"
             101          "This contract allows the owner to require billings or estimates to be submitted in
             102      billing cycles other than monthly. A written description of the alternate billing cycle applicable
             103      to the project is available from the owner or the owner's designated agent at [telephone number
             104      or address, or both], and the owner or its designated agent shall provide this written description
             105      on request."
             106          (4) An owner may make progress payments and final payment later than ten working
             107      days after the date the billing or estimate is approved by the owner if:
             108          (a) the construction project bid documents in a clear and conspicuous manner
             109      specifically provide for payment to be made on a specified number of days after approval; and
             110          (b) the following legend or language setting forth the specified number of days appears
             111      in a clear and conspicuous manner in the payment section of the construction project bid
             112      documents:
             113          "Notice of extended payment provision"
             114          "This contract allows the owner to make payment within _____ days after approval of
             115      billings and estimates."
             116          (5) Notwithstanding Subsections (1) through (4), for a construction project that is
             117      "design-build" or "negotiated" before the development of bid documents, the owner, contractor,
             118      and subcontractor may include the alternate billing cycle and an extended payment provision in
             119      the construction contract rather than in bid documents. At the stage of solicitation of bids
             120      based upon written bid documents, for any part of the construction project, the requirements in


             121      this section for notice of the alternate billing cycle and an extended payment provision shall
             122      apply to the bidding subcontractor. The contractor or subcontractor soliciting the bids shall be
             123      solely responsible for including the notice of alternate billing cycle and an extended payment
             124      revision in the bid documents.
             125          Section 5. Section 13-37-202 is enacted to read:
             126          13-37-202. Approval of billings.
             127          (1) (a) Except as provided in Subsection (3), a billing or estimate shall be considered to
             128      be approved by the owner 14 calendar days after the owner receives the billing or estimate,
             129      unless before that time the owner or the owner's agent delivers to the contractor a written
             130      statement detailing those items in the billing or estimate that are not approved.
             131          (b) An owner may decline to approve a billing or estimate or a portion of a billing or
             132      estimate because of:
             133          (i) unsatisfactory job progress;
             134          (ii) defective construction work or materials which have not been remedied;
             135          (iii) disputed work or materials;
             136          (iv) failure to comply with a material provision of the construction contract;
             137          (v) third-party claims filed or reasonable evidence that a claim will be filed;
             138          (vi) failure of the contractor or a subcontractor to make timely payments for labor,
             139      equipment, or materials;
             140          (vii) loss or damage to the owner or the owner's property attributable to the
             141      construction contract and caused by the contractor;
             142          (viii) reasonable evidence that the construction contract cannot be completed for the
             143      unpaid balance under the construction contract; or
             144          (ix) a reasonable amount for retention as provided in Section 13-8-5 .
             145          (c) The owner is considered to have received the billing or estimate when the billing or
             146      estimate is submitted to any person designated by the owner for the receipt of these
             147      submissions or for review or approval of the billing or estimate.
             148          (2) Except as provided in Section 13-8-5 , an owner may withhold from a progress
             149      payment only an amount that is sufficient to pay the direct expenses the owner reasonably
             150      expects to incur to correct any items set forth in writing pursuant to Subsection (1).
             151          (3) An owner may extend the period within which the billing or estimate is approved


             152      if:
             153          (a) the construction project bid documents in a clear and conspicuous manner
             154      specifically provide for an extended time period within which a billing or estimate shall be
             155      approved, stating a specified number of days after the owner has received the billing or
             156      estimate; and
             157          (b) the following legend, or language setting forth the specified number of days,
             158      appears in a clear and conspicuous manner in the payment section of the construction project
             159      bid documents:
             160          "Notice of extended certification and approval period provision"
             161          "This contract allows the owner to approve billings and estimates within ______ days
             162      after the billings and estimates are received from the contractor."
             163          (4) Except as provided in Subsection 13-37-201 (4) and in Section 13-8-5 :
             164          (a) when a contractor completes and an owner approves all work under a construction
             165      contract, the owner shall make payment in full on the construction contract within ten working
             166      days after the date of approval;
             167          (b) when a contractor completes and an owner approves all work under a portion of a
             168      construction contract for which the construction contract states a separate price, the owner shall
             169      make payment in full on that portion of the construction contract within ten working days after
             170      the date of approval; and
             171          (c) on construction projects that require a federal agency's final approval or
             172      certification, the owner shall make payment in full on the construction contract within seven
             173      working days of the federal agency's final approval or certification.
             174          (5) Payment is not required under this section unless the contractor provides the owner
             175      with a billing or estimate for the work performed or the material supplied in accordance with
             176      the terms of the construction contract between the parties.
             177          (6) If the owner and contractor on a construction project are a single entity, that entity
             178      shall pay its subcontractors within 20 calendar days after the billing or estimate is approved by
             179      the owner unless the deadlines for approval or for payment have been modified under
             180      Subsection (3) or Subsection 13-37-201 (4).
             181          Section 6. Section 13-37-203 is enacted to read:
             182          13-37-203. Notice of progress payments.


             183          On the written request of a subcontractor, the owner shall notify the subcontractor
             184      within five working days after the issuance of a progress payment or final payment to the
             185      contractor under the construction contract.
             186          Section 7. Section 13-37-204 is enacted to read:
             187          13-37-204. Progress payments to subcontractor or supplier -- Waiver of liens --
             188      Withholdings from a payment.
             189          (1) (a) If a subcontractor has performed in accordance with the provisions of a
             190      construction contract, the contractor shall pay to its subcontractor and the subcontractor shall
             191      pay to its subcontractors, within ten working days of receipt by the contractor or subcontractor,
             192      as the case may be, of each progress payment or final payment, the full amount received for
             193      that subcontractor's work and materials supplied based on work completed or materials
             194      supplied under the subcontract.
             195          (b) Payment is not required under Subsection (1)(a) unless the subcontractor provides
             196      to the contractor or subcontractor with whom it has the contract a billing or invoice for the
             197      work performed or material supplied in compliance with the terms of the construction contract
             198      between the parties.
             199          (c) If required by the other party to a construction contract, each subcontractor shall
             200      provide to the contractor or subcontractor with whom it has the contract a waiver of any
             201      mechanics' or materialmans' lien or payment bond claims conditioned upon payment for the
             202      work completed or material supplied. The contractor or subcontractor may require that the
             203      conditional waiver of lien be notarized.
             204          (2) Nothing in this section prevents the contractor or subcontractor, at the time of
             205      application or certification to its owner or contractor, as the case may be, from withholding the
             206      application or certification to the owner or contractor for payment to the subcontractor because
             207      of:
             208          (a) unsatisfactory job progress;
             209          (b) defective construction work or materials which have not been remedied;
             210          (c) disputed work or materials;
             211          (d) failure to comply with a material provision of the subcontract;
             212          (e) third-party claims filed or reasonable evidence that a claim will be filed;
             213          (f) failure of the subcontractor to make timely payments for labor, equipment, or


             214      materials;
             215          (g) damage to the contractor or another subcontractor or material supplier;
             216          (h) reasonable evidence that the subcontract cannot be completed for the unpaid
             217      balance under the contract; or
             218          (i) a reasonable amount for retention, as provided in Section 13-8-5 , that does not
             219      exceed the actual percentage retained by the owner.
             220          Section 8. Section 13-37-205 is enacted to read:
             221          13-37-205. Payment entitlement -- No waiver.
             222          (1) Notwithstanding any other provision of this chapter, performance by a contractor or
             223      subcontractor in accordance with the provisions of a construction contract entitles the
             224      contractor or subcontractor to payment from the party with whom the contractor or
             225      subcontractor contracts pursuant to the terms of the construction contract.
             226          (2) This chapter shall not waive or alter any rights or claims a contractor or
             227      subcontractor may have arising out of performance of work or supplying of materials pursuant
             228      to any construction contract, including the right to receive prompt and timely progress
             229      payments.
             230          Section 9. Section 13-37-206 is enacted to read:
             231          13-37-206. Interruption of work for environmental hazard -- Termination of
             232      contract.
             233          (1) A contractor may interrupt the performance of a construction contract without
             234      penalty or liability for breach of contract if:
             235          (a) any applicable law or rule requires the cessation of work; or
             236          (b) (i) the contractor encounters any hazardous substance or hazardous material which
             237      is required to be removed or contained by any applicable statute or rule; and
             238          (ii) (A) any applicable law or rule prohibits the contractor from proceeding to remove
             239      or contain the hazardous material or hazardous substance unless the contractor is duly licensed
             240      and the contractor is not so licensed; or
             241          (B) the removal or containment of the hazardous material or hazardous substance
             242      cannot be accomplished without a cessation of work and the situation which resulted in the
             243      cessation of work under Subsection (1)(a) was not part of the scope of the work under the
             244      construction contract.


             245          (2) A contractor whose work is impaired, impeded, or prohibited under Subsection (1)
             246      may interrupt performance of the construction contract as provided in this section only to the
             247      extent of the area affected by the hazardous materials or hazardous substances removed or
             248      contained by the owner or as otherwise required by applicable statute or rule.
             249          (3) The owner may terminate the construction contract upon payment to the contractor,
             250      subcontractor, or other person whose work is delayed under Subsection (1) of the amount of
             251      any services or materials supplied or expended which conform to the contract terms and
             252      specifications.
             253          (4) A contractor who interrupts the performance of a construction contract under this
             254      section is entitled to recover from the owner any costs incurred for mobilization resulting from
             255      the shutdown and restart of the project.
             256          Section 10. Section 13-37-207 is enacted to read:
             257          13-37-207. Suspension or termination of work for nonpayment -- Notice -- Costs
             258      and attorneys' fees.
             259          (1) (a) A contractor may suspend performance under a construction contract or
             260      terminate a construction contract for failure by the owner to make timely payment of the
             261      amount approved pursuant to Subsection 13-37-202 (1).
             262          (b) A contractor shall provide written notice to the owner at least 15 working days
             263      before the contractor's intended suspension or termination unless a shorter notice period is set
             264      forth in the construction contract between the owner and contractor. A construction contract
             265      may not extend the time period for a contractor to suspend performance or terminate a
             266      construction contract under this Subsection (1).
             267          (c) The suspension of performance or termination of a construction contract pursuant
             268      to this Subsection (1) does not constitute a breach of contract by the contractor.
             269          (2) (a) A subcontractor may suspend performance under a construction contract or
             270      terminate a construction contract if the owner fails to make timely payment of amounts
             271      approved pursuant to Subsection 13-37-202 (1) for the subcontractor's work or materials
             272      supplied and the contractor fails to pay the subcontractor for the approved work.
             273          (b) (i) For the first event of failure of timely payment on the construction project, a
             274      subcontractor shall provide written notice to the contractor and owner at least 15 working days
             275      before the subcontractor's intended suspension or termination, unless a shorter notice period is


             276      prescribed in the construction contract between the contractor and subcontractor.
             277          (ii) If, after a first event of failure of timely payment followed by notice as provided in
             278      Subsection (2)(b)(i), there is a subsequent failure of timely payment on the construction
             279      project, the subcontractor shall provide written notice to the contractor and owner at least ten
             280      working days before the subcontractor's intended suspension of termination, unless a shorter
             281      notice period is prescribed in the construction contract between the contractor and the
             282      subcontractor.
             283          (iii) A construction contract may not extend the time period for a subcontractor to
             284      suspend performance or terminate a construction contract under this Subsection (2).
             285          (c) The suspension of performance or termination of a subcontract pursuant to this
             286      Subsection (2) does not constitute a breach of contract by the subcontractor.
             287          (3) (a) A subcontractor may suspend performance under a construction contract or
             288      terminate a construction contract if the owner makes timely payment of amounts approved
             289      pursuant to Subsection 13-37-202 (1) for the subcontractor's work or materials supplied but the
             290      contractor fails to pay the subcontractor or the subcontractor fails to pay its subcontractor for
             291      the approved work.
             292          (b) (i) For the first event of failure of timely payment on the construction project, a
             293      subcontractor shall provide written notice to the contractor and owner at least 15 working days
             294      before the subcontractor's intended suspension or termination, unless a shorter notice period is
             295      prescribed in the construction contract between the contractor and subcontractor.
             296          (ii) If, after a first event of failure of timely payment followed by notice as provided in
             297      Subsection (3)(b)(i), there is a subsequent failure of timely payment on the construction
             298      project, the subcontractor shall provide written notice to the contractor and owner at least ten
             299      working days before the subcontractor's intended suspension of termination, unless a shorter
             300      notice period is prescribed in the construction contract between the contractor and the
             301      subcontractor.
             302          (c) The suspension of performance or termination of a subcontract pursuant to this
             303      Subsection (3) does not constitute a breach of contract by the subcontractor.
             304          (4) (a) A subcontractor may suspend performance under a construction contract or
             305      terminate a construction contract if the owner declines to approve and certify portions of the
             306      contractor's billing or estimate pursuant to Subsection 13-37-202 (1) for that subcontractor's


             307      work or materials supplied but the reasons for that failure by the owner to approve are not the
             308      fault of, or are not directly related to, the subcontractor's work or materials supplied.
             309          (b) A subcontractor shall provide written notice to the contractor and owner at least ten
             310      working days before the subcontractor's intended suspension or termination unless a shorter
             311      notice period is prescribed in the construction contract between the contractor and
             312      subcontractor, or subcontractor and subcontractor. A construction contract may not extend the
             313      time period for a subcontractor to suspend performance or terminate a construction contract
             314      under this Subsection (4).
             315          (c) The suspension of performance or termination of a subcontract pursuant to this
             316      Subsection (4) does not constitute a breach of contract by the subcontractor.
             317          (5) A contractor or subcontractor that suspends performance as provided in this section
             318      is not required to furnish further labor, materials, or services until the contractor or
             319      subcontractor is paid the amount that was approved, together with any costs incurred for
             320      mobilization resulting from the shutdown or restart of a project.
             321          Section 11. Section 13-37-208 is enacted to read:
             322          13-37-208. Written notice.
             323          Written notice required under this chapter shall be provided by:
             324          (1) delivery of a written notice in person to the individual or a member of the entity or
             325      to an officer of the corporation for which it was intended; or
             326          (2) sending the written notice by any means that provides written, third-party
             327      verification of delivery to the last business address known to the party giving notice.
             328          Section 12. Section 13-37-209 is enacted to read:
             329          13-37-209. Costs and attorney fees.
             330          In any action or arbitration brought under this chapter, the successful party shall be
             331      awarded costs and reasonable attorney fees.
             332          Section 13. Section 13-37-210 is enacted to read:
             333          13-37-210. Time of payment.
             334          For purposes of this chapter, payment is considered to have been made at the time the
             335      payment is sent.
             336          Section 14. Section 13-37-211 is enacted to read:
             337          13-37-211. Interest on late payments.


             338          (1) If an owner or a third party designated by an owner as the person responsible for
             339      making progress payments on a construction contract does not make a timely payment pursuant
             340      to this chapter, the owner shall pay the contractor interest at the rate of 1.5% per month or
             341      fraction of a month on the unpaid balance, unless otherwise set forth in the construction
             342      contract between the parties.
             343          (2) If a periodic or final payment to a subcontractor is delayed by more than ten
             344      working days after receipt of periodic or final payment by the contractor or subcontractor with
             345      whom it has the contract, the contractor or subcontractor, as the case may be, shall pay its
             346      subcontractor interest, except for periods of time during which payment is withheld pursuant to
             347      Subsection 13-37-204 (2), at the rate of 1.5% per month or a fraction of a month on the unpaid
             348      balance, unless otherwise set forth in the construction contract between the parties.
             349          Section 15. Effective date.
             350          This act takes effect on July 1, 2003.




Legislative Review Note
    as of 1-29-03 11:56 AM


A limited legal review of this legislation raises no obvious constitutional or statutory concerns.

Office of Legislative Research and General Counsel


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