Download Zipped Enrolled WP 9 SB0024.ZIP
[Introduced][Amended][Status][Bill Documents][Fiscal Note][Bills Directory]

S.B. 24 Enrolled

                 

LOCAL HUMAN SERVICES AUTHORITIES

                 
AMENDMENTS

                 
2003 GENERAL SESSION

                 
STATE OF UTAH

                 
Sponsor: Scott K. Jenkins

                  This act modifies provisions relating to local substance abuse authorities and local mental
                  health authorities. The act renumbers those provisions and makes technical changes.
                  The act contains a coordination clause.
                  This act affects sections of Utah Code Annotated 1953 as follows:
                  AMENDS:
                      62A-2-101, as last amended by Chapter 300, Laws of Utah 2002
                      62A-15-103, as renumbered and amended by Chapter 8, Laws of Utah 2002, Fifth
                  Special Session
                      62A-15-105, as renumbered and amended by Chapter 8, Laws of Utah 2002, Fifth
                  Special Session
                      62A-15-111, as renumbered and amended by Chapter 8, Laws of Utah 2002, Fifth
                  Special Session
                      62A-15-202, as renumbered and amended by Chapter 8, Laws of Utah 2002, Fifth
                  Special Session
                      62A-15-602, as renumbered and amended by Chapter 8, Laws of Utah 2002, Fifth
                  Special Session
                      63A-9-701, as last amended by Chapter 254, Laws of Utah 1998
                  ENACTS:
                      17-43-101, Utah Code Annotated 1953
                      17-43-102, Utah Code Annotated 1953
                  RENUMBERS AND AMENDS:
                      17-43-201, (Renumbered from 17A-3-701, as last amended by Chapter 8, Laws of Utah
                  2002, Fifth Special Session)
                      17-43-202, (Renumbered from 17A-3-702, as last amended by Chapter 181 and


                  renumbered and amended by Chapter 186, Laws of Utah 1990)
                      17-43-203, (Renumbered from 17A-3-703, as enacted by Chapter 106, Laws of Utah
                  1999)
                      17-43-301, (Renumbered from 17A-3-602, as last amended by Chapter 8, Laws of Utah
                  2002, Fifth Special Session)
                      17-43-302, (Renumbered from 17A-3-603, as enacted by Chapter 181, Laws of Utah
                  1990)
                      17-43-303, (Renumbered from 17A-3-603.5, as enacted by Chapter 106, Laws of Utah
                  1999)
                      17-43-304, (Renumbered from 17A-3-606, as last amended by Chapter 8, Laws of Utah
                  2002, Fifth Special Session)
                      17-43-305, (Renumbered from 17A-3-607, as last amended by Chapter 181 and
                  renumbered and amended by Chapter 186, Laws of Utah 1990)
                      17-43-306, (Renumbered from 17A-3-610, as last amended by Chapter 181 and
                  renumbered and amended by Chapter 186, Laws of Utah 1990)
                      17-43-307, (Renumbered from 17A-3-611, as renumbered and amended by Chapter 186,
                  Laws of Utah 1990)
                      17-43-308, (Renumbered from 17A-3-601, as renumbered and amended by Chapter 186,
                  Laws of Utah 1990)
                  Be it enacted by the Legislature of the state of Utah:
                      Section 1. Section 17-43-101 is enacted to read:
                 
CHAPTER 43. LOCAL HUMAN SERVICES ACT

                 
Part 1. General Provisions

                      17-43-101. Title.
                      This chapter is known as the "Local Human Services Act."
                      Section 2. Section 17-43-102 is enacted to read:
                      17-43-102. Definitions.
                      As used in this chapter:

- 2 -


                      (1) "Board" means the Board of Substance Abuse and Mental Health created within the
                  Department of Human Services in Section 62A-1-105 .
                      (2) "Department" means the Department of Human Services created in Section
                  62A-1-102 .
                      (3) "Division" means the Division of Substance Abuse and Mental Health created within
                  the Department of Human Services in Section 62A-1-105 .
                      Section 3. Section 17-43-201 , which is renumbered from Section 17A-3-701 is
                  renumbered and amended to read:
                 
Part 2. Local Substance Abuse Authorities

                       [17A-3-701].     17-43-201. Local substance abuse authorities --
                  Responsibilities.
                      (1) [All] Each county legislative [bodies in this state are] body is a local substance abuse
                  [authorities] authority. Within legislative appropriations and county matching funds required by
                  this section, and under the policy direction of the [state Board of Substance Abuse and Mental
                  Health] board and the administrative direction of the [Division of Substance Abuse and Mental
                  Health within the Department of Human Services,] division, each local substance abuse
                  [authorities] authority shall provide substance abuse services to residents of [their respective
                  counties] the county. Two or more counties may join to provide substance abuse prevention and
                  treatment services.
                      (2) [The] A county legislative [bodies] body may establish acceptable ways of
                  apportioning the cost of substance abuse services. Any agreement for joint substance abuse
                  services may designate the treasurer of one of the participating counties as the custodian of
                  moneys available for those joint services, and that the designated treasurer, or other disbursing
                  officer, may make payments from those moneys for such purposes upon audit of the appropriate
                  auditing officer or officers representing the participating counties. The agreement may provide
                  for joint operation of services and facilities or for operation of services and facilities under
                  contract by one participating local substance abuse authority for other participating local
                  substance abuse authorities.

- 3 -


                      (3) (a) [All] Each county legislative [bodies] body, as a local substance abuse
                  [authorities, are] authority, is accountable to the [Department of Human Services] department,
                  the Department of Health, and the state with regard to the use of state and federal funds received
                  from those departments for substance abuse services, regardless of whether the services are
                  provided by a private contract provider.
                      (b) [A] Each local substance abuse authority shall comply, and require compliance by its
                  contract provider, with all directives issued by the [Department of Human Services] department
                  and the Department of Health regarding the use and expenditure of state and federal funds
                  received from those departments for the purpose of providing substance abuse programs and
                  services. The [Department of Human Services] department and Department of Health shall
                  ensure that those directives are not duplicative or conflicting, and shall consult and coordinate
                  with local substance abuse authorities with regard to programs and services.
                      (4) [Local] Each local substance abuse [authorities] authority shall:
                      (a) review and evaluate substance abuse prevention and treatment needs and services;
                      (b) annually prepare and submit [a plan] to the division for funding and service delivery[;
                  the plan shall include, but is not limited to,] that includes primary prevention, targeted
                  prevention, early intervention, and treatment services;
                      (c) establish and maintain, either directly or by contract, programs licensed under Title
                  62A, Chapter 2, Licensure of Programs and Facilities;
                      (d) appoint directly or by contract a full or part time director for substance abuse
                  programs, and prescribe [his] the director's duties;
                      (e) provide input and comment on new and revised policies established by the [state
                  Board of Substance Abuse and Mental Health] board;
                      (f) establish and require contract providers to establish administrative, clinical,
                  personnel, financial, and management policies regarding substance abuse services and facilities,
                  in accordance with the policies of the [state Board of Substance Abuse and Mental Health] board,
                  and state and federal law;
                      (g) establish mechanisms allowing for direct citizen input;

- 4 -


                      (h) annually contract with the [Division of Substance Abuse and Mental Health] division
                  to provide substance abuse programs and services in accordance with the provisions of Title 62A,
                  Chapter 15, Substance Abuse and Mental Health Act;
                      (i) comply with all applicable state and federal statutes, policies, audit requirements,
                  contract requirements, and any directives resulting from those audits and contract requirements;
                      (j) promote or establish programs for the prevention of substance abuse within the
                  community setting through community-based prevention programs;
                      (k) provide funding equal to at least 20% of the state funds that it receives to fund
                  services described in the plan;
                      (l) comply with the requirements and procedures of Title 11, Chapter 13, Interlocal
                  Cooperation Act, Title 17A, Chapter 1, Part 4, Uniform Fiscal Procedures for Special Districts
                  Act, and Title 51, Chapter 2, Audits of Political Subdivisions, Interlocal Organizations and Other
                  Local Entities;
                      (m) for persons convicted of driving under the influence in violation of Subsection
                  41-6-44 (2) or Section 41-6-44.6 , conduct the following as defined in Section 41-6-44 :
                      (i) a screening and assessment;
                      (ii) an educational series; and
                      (iii) substance abuse treatment; and
                      (n) utilize proceeds of the accounts described in Subsection 62A-15-503 (1) to
                  supplement the cost of providing the services described in Subsection (4)(m).
                      (5) Before disbursing any public funds, each local substance abuse [authorities] authority
                  shall require that all entities that receive any public funds from [a] the local substance abuse
                  authority agree in writing that:
                      (a) the division may examine the entity's financial records;
                      (b) the county auditor may examine and audit the entity's financial records; and
                      (c) the entity will comply with the provisions of Subsection (3)(b).
                      (6) [Local] A local substance abuse [authorities] authority may receive property, grants,
                  gifts, supplies, materials, contributions, and any benefit derived therefrom, for substance abuse

- 5 -


                  services. If those gifts are conditioned upon their use for a specified service or program, they
                  shall be so used.
                      (7) (a) [For purposes of] As used in this section "public funds" means the same as that
                  term is defined in Section [ 17A-3-703 ] 17-43-203 .
                      (b) Nothing in this section limits or prohibits an organization exempt under Section
                  501(c)(3), Internal Revenue Code, from using public funds for any business purpose or in any
                  financial arrangement that is otherwise lawful for that organization.
                      Section 4. Section 17-43-202 , which is renumbered from Section 17A-3-702 is
                  renumbered and amended to read:
                       [17A-3-702].     17-43-202. Local substance abuse authorities -- Requirements
                  prior to distributing public funds.
                      (1) [The] Each local substance abuse authority shall award all public funds[, by
                  complying] in compliance with:
                      (a) the requirements of Title 63, Chapter 56, Utah Procurement Code[,]; or [by
                  complying with]
                      (b) a county procurement ordinance that requires similar procurement practices.
                      (2) If all initial bids on the project are rejected, the authority shall publish a new
                  invitation to bid. If no satisfactory bid is received by the authority when the bids received from
                  the second invitation are opened, the authority may execute a contract without requiring
                  competitive bidding.
                      [(3) (a) For purposes of this subsection, "governmental entity" means any political
                  subdivision or institution of higher education of the state.]
                      [(b) The] (3) A local substance abuse authority need not comply with the procurement
                  provisions of this section when it disburses public funds to [other governmental entities] another
                  political subdivision of the state or an institution of higher education of the state.
                      (4) [Contracts] Each contract awarded by a local substance abuse authority shall be for a
                  fixed amount and limited period. [Contracts] A contract may be modified due to changes in
                  available funding for the same contract purpose without competition.

- 6 -


                      Section 5. Section 17-43-203 , which is renumbered from Section 17A-3-703 is
                  renumbered and amended to read:
                       [17A-3-703].     17-43-203. Definition of "public funds" -- Responsibility for
                  oversight of public funds -- Substance abuse programs and services.
                      (1) As used in this section, "public funds":
                      (a) means:
                      (i) federal [monies] money received from the [Department of Human Services]
                  department or the Department of Health[,]; and
                      (ii) state [monies] money appropriated by the Legislature to the [Department of Human
                  Services] department, the Department of Health, a county governing body, or a local substance
                  abuse authority for the purposes of providing substance abuse programs or services[. "Public
                  funds"]; and
                      (b) includes [those] that federal and state [monies that have] money:
                      (i) even after the money has been transferred by a local substance abuse authority to a
                  private provider under an annual or otherwise ongoing contract to provide comprehensive
                  substance abuse programs or services for the local substance abuse authority[. Those monies
                  maintain the nature of "public funds"]; and
                      (ii) while in the possession of the private [entity that has an annual or otherwise ongoing
                  contract with a local substance abuse authority to provide comprehensive substance abuse
                  programs or services for the local substance abuse authority] provider.
                      (2) Each local substance abuse authority is responsible for oversight of all public funds
                  received by it, to determine that those public funds are utilized in accordance with federal and
                  state law, the rules and policies of the [Department of Human Services] department and the
                  Department of Health, and the provisions of any contract between the local substance abuse
                  authority and the [Department of Human Services] department, the Department of Health, or a
                  private provider. That oversight includes requiring that neither the contract provider, as
                  described in Subsection (1), nor any of its employees:
                      (a) violate any applicable federal or state criminal law;

- 7 -


                      (b) knowingly violate, on more than one occasion, any applicable rule or policy of the
                  [Department of Human Services] department or Department of Health, or any provision of
                  contract between the local substance abuse authority and the [Department of Human Services]
                  department, the Department of Health, or the private provider;
                      (c) knowingly keep any false account or make any false entry or erasure in any account of
                  or relating to the public funds;
                      (d) fraudulently alter, falsify, conceal, destroy, or obliterate any account of or relating to
                  public funds;
                      (e) fail to ensure competent oversight for lawful disbursement of public funds;
                      (f) appropriate public funds for an unlawful use or for a use that is not in compliance
                  with contract provisions; or
                      (g) knowingly or intentionally use public funds unlawfully or in violation of a
                  governmental contract provision, or in violation of state policy.
                      (3) Nothing in this section limits or prohibits an organization exempt under Section
                  501(c)(3), Internal Revenue Code, from using public funds for any business purpose or in any
                  financial arrangement that is otherwise lawful for that organization.
                      (4) [A] Each local substance abuse authority that [knew] knows or reasonably should
                  [have known] know of any of the circumstances described in Subsection (2), and that fails or
                  refuses to take timely corrective action in good faith shall, in addition to any other penalties
                  provided by law, be required to make full and complete repayment to the state of all public funds
                  improperly used or expended.
                      (5) Any public funds required to be repaid to the state by a local substance abuse
                  authority [pursuant to] under Subsection (4), based upon the actions or failure of the contract
                  provider, may be recovered by the local substance abuse authority from its contract provider, in
                  addition to the local substance abuse authority's costs and attorney's fees.
                      Section 6. Section 17-43-301 , which is renumbered from Section 17A-3-602 is
                  renumbered and amended to read:
                 
Part 3. Local Mental Health Authorities


- 8 -


                       [17A-3-602].     17-43-301. Local mental health authorities -- Responsibilities.
                      (1) [All] Each county legislative [bodies in this state are] body is a local mental health
                  [authorities] authority. Within legislative appropriations and county matching funds required by
                  this section, under the policy direction of the [state Board of Substance Abuse and Mental
                  Health] board and the administrative direction of the [Division of Substance Abuse and Mental
                  Health within the Department of Human Services,] division, each local mental health
                  [authorities] authority shall provide mental health services to persons within [their respective
                  counties] the county.
                      (2) (a) Two or more counties may join to provide mental health prevention and treatment
                  services.
                      [(2)] (b) The legislative bodies of counties joining to provide services may establish
                  acceptable ways of apportioning the cost of mental health services. [Any]
                      (c) An agreement for joint mental health services may:
                      (i) designate the treasurer of one of the participating counties as the custodian of moneys
                  available for those joint services[, and];
                      (ii) provide that the designated treasurer, or other disbursing officer, may make payments
                  from those moneys for such purposes upon audit of the appropriate auditing officer or officers
                  representing the participating counties[. The agreement may]; and
                      (iii) provide for:
                      [(a)] (A) joint operation of services and facilities or for operation of services and
                  facilities under contract by one participating local mental health authority for other participating
                  local mental health authorities; and
                      [(b)] (B) allocation of appointments of members of the mental health advisory council
                  between or among participating counties.
                      (3) (a) [All] Each county legislative [bodies] body, as a local mental health [authorities,
                  are] authority, is accountable to the [Department of Human Services] department, the
                  Department of Health, and the state with regard to the use of state and federal funds received
                  from those departments for mental health services, regardless of whether the services are

- 9 -


                  provided by a private contract provider.
                      (b) [A] Each local mental health authority shall comply, and require compliance by its
                  contract provider, with all directives issued by the [Department of Human Services] department
                  and the Department of Health regarding the use and expenditure of state and federal funds
                  received from those departments for the purpose of providing mental health programs and
                  services. The [Department of Human Services] department and Department of Health shall
                  ensure that those directives are not duplicative or conflicting, and shall consult and coordinate
                  with local mental health authorities with regard to programs and services.
                      (4) [Local] Each local mental health [authorities] authority shall:
                      (a) review and evaluate mental health needs and services;
                      (b) annually prepare and submit to the division a plan for mental health funding and
                  service delivery[. The plan shall include] that includes services for adults, youth, and children,
                  including[, but not limited to, the following]:
                      (i) inpatient care and services;
                      (ii) residential care and services;
                      (iii) outpatient care and services;
                      (iv) 24-hour crisis care and services;
                      (v) psychotropic medication management;
                      (vi) psychosocial rehabilitation including vocational training and skills development;
                      (vii) case management;
                      (viii) community supports including in-home services, housing, family support services,
                  and respite services; and
                      (ix) consultation and education services, including [but not limited to,] case consultation,
                  collaboration with other service agencies, public education, and public information;
                      (c) establish and maintain, either directly or by contract, programs licensed under Title
                  62A, Chapter 2, Licensure of Programs and Facilities;
                      (d) appoint, directly or by contract, a full-time or part-time director for mental health
                  programs and prescribe [his] the director's duties;

- 10 -


                      (e) provide input and comment on new and revised policies established by the [state
                  Board of Substance Abuse and Mental Health] board;
                      (f) establish and require contract providers to establish administrative, clinical,
                  personnel, financial, and management policies regarding mental health services and facilities, in
                  accordance with the policies of the [state Board of Substance Abuse and Mental Health] board
                  and state and federal law;
                      (g) establish mechanisms allowing for direct citizen input;
                      (h) annually contract with the [Division of Substance Abuse and Mental Health] division
                  to provide mental health programs and services in accordance with the provisions of Title 62A,
                  Chapter 15, Substance Abuse and Mental Health Act;
                      (i) comply with all applicable state and federal statutes, policies, audit requirements,
                  contract requirements, and any directives resulting from those audits and contract requirements;
                      (j) provide funding equal to at least 20% of the state funds that it receives to fund
                  services described in the plan; and
                      (k) comply with the requirements and procedures of Title 11, Chapter 13, Interlocal
                  Cooperation Act, Title 17A, Chapter 1, Part 4, Uniform Fiscal Procedures for Special Districts
                  Act, and Title 51, Chapter 2, Audits of Political Subdivisions, Interlocal Organizations and Other
                  Local Entities.
                      (5) Before disbursing any public funds, each local mental health [authorities] authority
                  shall require that all entities that receive any public funds from a local mental health authority
                  agree in writing that:
                      (a) the division may examine the entity's financial records;
                      (b) the county auditor may examine and audit the entity's financial records; and
                      (c) the entity will comply with the provisions of Subsection (3)(b).
                      (6) [Local] A local mental health [authorities] authority may receive property, grants,
                  gifts, supplies, materials, contributions, and any benefit derived therefrom, for mental health
                  services. If those gifts are conditioned upon their use for a specified service or program, they
                  shall be so used.

- 11 -


                      (7) (a) For purposes of this section "public funds" means the same as that term is defined
                  in Section [ 17A-3-603.5 ] 17-43-303 .
                      (b) Nothing in this section limits or prohibits an organization exempt under Section
                  501(c)(3), Internal Revenue Code, from using public funds for any business purpose or in any
                  financial arrangement that is otherwise lawful for that organization.
                      Section 7. Section 17-43-302 , which is renumbered from Section 17A-3-603 is
                  renumbered and amended to read:
                       [17A-3-603].     17-43-302. Local mental health authorities -- Requirements
                  prior to distributing public funds.
                      (1) [The] Each local mental health authority shall award all public funds by complying
                  with the requirements of Title 63, Chapter 56, Utah Procurement Code, or by complying with a
                  county procurement ordinance which requires similar procurement practices.
                      (2) If all initial bids on the project are rejected, the authority shall publish a new
                  invitation to bid in the manner specified in this [subsection] section. If no satisfactory bid is
                  received by the authority when the bids received from the second invitation are opened, the
                  authority may execute a contract without requiring competitive bidding.
                      [(3) (a) For purposes of this subsection, "governmental entity" means any political
                  subdivision or institution of higher education of the state.]
                      [(b)] (3) The local mental health authority need not comply with the procurement
                  provisions of this section when it disburses public funds to [other governmental entities] another
                  political subdivision of the state or an institution of higher education of the state.
                      (4) [Contracts] Each contract awarded by a local mental health authority shall be for a
                  fixed amount and limited period. [Contracts] A contract may be modified due to changes in
                  available funding for the same contract purpose without competition.
                      Section 8. Section 17-43-303 , which is renumbered from Section 17A-3-603.5 is
                  renumbered and amended to read:
                       [17A-3-603.5].     17-43-303. Definition of "public funds" -- Responsibility for
                  oversight of public funds -- Mental health programs and services.

- 12 -


                      (1) As used in this section, "public funds":
                      (a) means:
                      (i) federal [monies] money received from the [Department of Human Services]
                  department or the Department of Health[,]; and
                      (ii) state [monies] money appropriated by the Legislature to the [Department of Human
                  Services] department, the Department of Health, a county governing body, or a local mental
                  health authority for the purposes of providing mental health programs or services[. "Public
                  funds"]; and
                      (b) includes [those] that federal and state [monies that have] money:
                      (i) even after the money has been transferred by a local mental health authority to a
                  private provider under an annual or otherwise ongoing contract to provide comprehensive
                  mental health programs or services for the local mental health authority[. Those monies maintain
                  the nature of "public funds"]; and
                      (ii) while in the possession of the private [entity that has an annual or otherwise ongoing
                  contract with a local mental health authority to provide comprehensive mental health programs or
                  services for the local mental health authority] provider.
                      (2) Each local mental health authority is responsible for oversight of all public funds
                  received by it, to determine that those public funds are utilized in accordance with federal and
                  state law, the rules and policies of the [Department of Human Services] department and the
                  Department of Health, and the provisions of any contract between the local mental health
                  authority and the [Department of Human Services] department, the Department of Health, or a
                  private provider. That oversight includes requiring that neither the contract provider, as
                  described in Subsection (1), nor any of its employees:
                      (a) violate any applicable federal or state criminal law;
                      (b) knowingly violate, on more than one occasion, any applicable rule or policy of the
                  [Department of Human Services] department or Department of Health, or any provision of
                  contract between the local mental health authority and the [Department of Human Services]
                  department, the Department of Health, or the private provider;

- 13 -


                      (c) knowingly keep any false account or make any false entry or erasure in any account of
                  or relating to the public funds;
                      (d) fraudulently alter, falsify, conceal, destroy, or obliterate any account of or relating to
                  public funds;
                      (e) fail to ensure competent oversight for lawful disbursement of public funds;
                      (f) appropriate public funds for an unlawful use or for a use that is not in compliance
                  with contract provisions; or
                      (g) knowingly or intentionally use public funds unlawfully or in violation of a
                  governmental contract provision, or in violation of state policy.
                      (3) Nothing in this section limits or prohibits an organization exempt under Section
                  501(c)(3), Internal Revenue Code, from using public funds for any business purpose or in any
                  financial arrangement that is otherwise lawful for that organization.
                      (4) A local mental health authority that knew or reasonably should have known of any of
                  the circumstances described in Subsection (2), and that fails or refuses to take timely corrective
                  action in good faith shall, in addition to any other penalties provided by law, be required to make
                  full and complete repayment to the state of all public funds improperly used or expended.
                      (5) Any public funds required to be repaid to the state by a local mental health authority
                  pursuant to Subsection (4), based upon the actions or failure of the contract provider, may be
                  recovered by the local mental health authority from its contract provider, in addition to the local
                  mental health authority's costs and attorney's fees.
                      Section 9. Section 17-43-304 , which is renumbered from Section 17A-3-606 is
                  renumbered and amended to read:
                       [17A-3-606].     17-43-304. Contracts for mental health services provided by
                  local mental health authorities.
                      [Where] If a local mental health authority has established a plan to provide services
                  authorized by this part, and those services meet standards fixed by rules of the board, the local
                  mental health authority may enter into a contract with the [Division of Substance Abuse and
                  Mental Health] division for those services to be furnished by that local mental health authority

- 14 -


                  for an agreed compensation to be paid by the division.
                      Section 10. Section 17-43-305 , which is renumbered from Section 17A-3-607 is
                  renumbered and amended to read:
                       [17A-3-607].     17-43-305. Responsibility for cost of services provided by local
                  mental health authority.
                      [Whenever] If a local mental health authority, through its designated provider, provides
                  any service described in Subsection [ 17A-3-602 ] 17-43-301 (3)(b) to a person who resides within
                  the jurisdiction of another local mental health authority, the local mental health authority in
                  whose jurisdiction the person resides is responsible for the cost of that service if its designated
                  provider has authorized the provision of that service.
                      Section 11. Section 17-43-306 , which is renumbered from Section 17A-3-610 is
                  renumbered and amended to read:
                       [17A-3-610].     17-43-306. Authority to receive funds.
                      [Local] A local mental health [authorities,] authority and [entities] an entity that
                  [contract] contracts with [those authorities] a local mental health authority to provide mental
                  health services, may receive funds made available by federal, state, or local health, mental health,
                  education, welfare, or other agencies.
                      Section 12. Section 17-43-307 , which is renumbered from Section 17A-3-611 is
                  renumbered and amended to read:
                       [17A-3-611].     17-43-307. Specified treatments prohibited -- Criminal
                  penalties.
                      (1) It is a misdemeanor to give shock treatment, lobotomy, or surgery to anyone without
                  the written consent of [his] the person's next of kin or legal guardian. Services provided under
                  this part are governed by [the] Title 58, Chapter 67, Utah Medical Practice Act.
                      (2) It is a felony to give psychiatric treatment, nonvocational mental health counseling,
                  case-finding testing, psychoanalysis, drugs, shock treatment, lobotomy, or surgery to any
                  individual for the purpose of changing his concept of, belief about, or faith in God.
                      Section 13. Section 17-43-308 , which is renumbered from Section 17A-3-601 is

- 15 -


                  renumbered and amended to read:
                       [17A-3-601].     17-43-308. Local mental health advisory councils -- Powers
                  and responsibilities.
                      [Local mental health advisory councils may be established throughout the state. Their
                  composition, purposes, duties, powers, and reimbursement shall be as follows:]
                      [(1) they may be established in each county, either separately or in conjunction with other
                  counties;]
                      (1) A county legislative body may, separately or in conjunction with one or more other
                  counties, establish a local mental health advisory council.
                      (2) Mental health advisory council members shall be appointed by their respective county
                  [commissions] legislative bodies. Initially one-fourth of the members shall be appointed for one
                  year, one-fourth for two years, one-fourth for three years, and one-fourth for four years. After the
                  initial appointment, the term of each member shall be for four years. Vacancies shall be filled in
                  the same manner as for unexpired terms. Council members may be removed for cause[;].
                      (3) [they] Each mental health advisory council shall be responsible and advisory to local
                  mental health authorities in planning, organizing, and operating community mental health
                  programs[;].
                      (4) Council members shall be selected from persons representative of interested groups
                  in the community, including, [where] if possible[,]:
                      (a) an officer or employee of the school district within the city or county;
                      (b) one or more persons familiar with problems in mental health, as these are involved in
                  proceedings in criminal, domestic, or juvenile courts;
                      (c) one or more members of voluntary health, welfare, or mental health associations or
                  agencies; and
                      (d) at least one person licensed in this state to practice medicine and surgery in all their
                  branches and engaged in the private practice of medicine[;].
                      (5) Council members may be reimbursed for actual and necessary expenses incurred in
                  the performance of official duties, from funds made available to local mental health authorities[;

- 16 -


                  and].
                      (6) [councils] Each mental health advisory council shall be [agencies] an agent of the
                  local mental health [authorities] authority, and [are] is subject to laws and requirements relating
                  to [those authorities] the local mental health authority.
                      Section 14. Section 62A-2-101 is amended to read:
                       62A-2-101. Definitions.
                      As used in this chapter:
                      (1) "Adult day care" means continuous care and supervision for three or more adults for
                  at least four but less than 24 hours a day, that meets the needs of functionally impaired adults
                  through a comprehensive program that provides a variety of health, social, recreational, and
                  related support services in a protective setting.
                      (2) "Child" means a person under 18 years of age.
                      (3) "Child placing" means receiving, accepting, or providing custody or care for any
                  child under 18 years of age, temporarily or permanently, for the purpose of:
                      (a) finding a person to adopt the child;
                      (b) placing the child temporarily or permanently in a home for adoption; or
                      (c) foster home placement.
                      (4) "Client" means an individual who receives or has received services from a human
                  services licensee under this chapter.
                      (5) "Day treatment" means specialized treatment for less than 24 hours a day for four or
                  more persons who are unrelated to the owner or provider and who have emotional, psychological,
                  developmental, physical, or behavioral dysfunctions, impairments, or chemical dependencies.
                  Day treatment is provided in lieu of, or in coordination with, a more restrictive residential or
                  inpatient environment or service.
                      (6) "Department" means the Department of Human Services.
                      (7) "Direct access" means that an individual has, or likely will have, contact with or
                  access to a child or vulnerable adult that provides the individual with an opportunity for personal
                  communication or touch.

- 17 -


                      (8) "Director" means the director of the Office of Licensing.
                      (9) "Domestic violence treatment program" means a nonresidential program designed to
                  provide psychological treatment and educational services to perpetrators and victims of domestic
                  violence.
                      (10) "Elder adult" means a person 65 years of age or older.
                      (11) "Executive director" means the executive director of the department.
                      (12) "Human services licensee" or "licensee" means a youth program, resource family
                  home, or a facility or program, licensed by the department, that provides care, secure treatment,
                  inpatient treatment, residential treatment, residential support, adult day care, day treatment,
                  outpatient treatment, domestic violence treatment, child placing services, or social detoxification.
                      (13) "Licensing board" means the Human Services Licensing Board.
                      (14) "Minor" has the same meaning as "child."
                      (15) "Office" means the Office of Licensing within the Department of Human Services.
                      (16) "Outpatient treatment" means individual, family, or group therapy or counseling
                  designed to improve and enhance social or psychological functioning for those whose physical
                  and emotional status allows them to continue functioning in their usual living environment.
                      (17) (a) "Person associated with the licensee" means an owner, director, member of the
                  governing body, employee, provider of care, or volunteer of a human services licensee or of an
                  applicant to become a licensee.
                      (b) Notwithstanding Subsection (17)(a), "person associated with the licensee" does not
                  include an individual serving on either of the following bodies unless that individual has direct
                  access to children or vulnerable adults:
                      (i) a county governing body designated as a local mental health authority under Section
                  [ 17A-3-602 ] 17-43-301 or as a local substance abuse authority under Section [ 17A-3-701 ]
                  17-43-201 ; or
                      (ii) a board of an organization operating under a contract to provide comprehensive
                  mental health or substance abuse programs or services for the local mental health authority or
                  substance abuse authority.

- 18 -


                      (18) "Residential support" means arranging for or providing the necessities of life as a
                  protective service to individuals or families who are disabled or who are experiencing a
                  dislocation or emergency which prevents them from providing these services for themselves or
                  their families. Treatment is not a necessary component of residential support.
                      (19) "Residential treatment" means a 24-hour group living environment for four or more
                  individuals unrelated to the owner or provider that offers room or board and specialized
                  treatment, rehabilitation, or habilitation services for persons with emotional, psychological,
                  developmental, or behavioral dysfunctions, impairments, or chemical dependencies. In
                  residential treatment, individuals are assisted in acquiring the social and behavioral skills
                  necessary for living independently in the community.
                      (20) "Resource family home" means a home licensed to provide services to a child in the
                  custody of the state and includes a foster care home and a legal risk home.
                      (21) "Secure treatment" means 24-hour specialized residential treatment or care for
                  persons whose current functioning is such that they cannot live independently or in a less
                  restrictive environment. Secure treatment differs from residential treatment to the extent that it
                  requires intensive supervision, locked doors, and other security measures which are imposed on
                  residents with neither their consent nor control.
                      (22) "Social detoxification" means short-term residential services for persons who are
                  intoxicated, that are provided outside of a health care facility licensed under Title 26, Chapter 21,
                  Health Care Facility Licensure and Inspection Act, and that include:
                      (a) room and board for persons who are unrelated to the owner or manager of the facility;
                      (b) specialized rehabilitation to acquire sobriety; and
                      (c) aftercare services.
                      (23) "Unrelated persons" means persons other than parents, legal guardians,
                  grandparents, brothers, sisters, uncles, or aunts.
                      (24) "Vulnerable adult" means an elder adult or an adult who has a mental or physical
                  impairment that substantially affects the person's ability to:
                      (a) provide personal protection;

- 19 -


                      (b) provide necessities such as food, shelter, clothing, or mental or other health care;
                      (c) obtain services necessary for health, safety, or welfare;
                      (d) carry out the activities of daily living;
                      (e) manage the adult's own resources; or
                      (f) comprehend the nature and consequences of remaining in a situation of abuse,
                  neglect, or exploitation.
                      (25) (a) "Youth program" means a nonresidential program, designed to provide
                  behavioral, substance abuse or mental health services to minors that:
                      (i) serves either adjudicated or nonadjudicated youth;
                      (ii) charges a fee for its services;
                      (iii) may or may not provide host homes or other arrangements for overnight
                  accommodation of the youth;
                      (iv) may or may not provide all or part of its services in the outdoors;
                      (v) may or may not limit or censor access to parents or guardians; and
                      (vi) prohibits or restricts a minor's ability to leave the program at any time of his own
                  free will.
                      (b) "Youth program" does not include recreational programs such as Boy Scouts, Girl
                  Scouts, 4-H, and other such organizations.
                      Section 15. Section 62A-15-103 is amended to read:
                       62A-15-103. Division -- Creation -- Responsibilities.
                      (1) There is created the Division of Substance Abuse and Mental Health within the
                  department, under the administration and general supervision of the executive director, and, with
                  regard to its programs, under the policy direction of the board. The division is the substance
                  abuse authority and the mental health authority for this state.
                      (2) The division shall:
                      (a) (i) educate the general public regarding the nature and consequences of substance
                  abuse by promoting school and community-based prevention programs;
                      (ii) render support and assistance to public schools through approved school-based

- 20 -


                  substance abuse education programs aimed at prevention of substance abuse;
                      (iii) promote or establish programs for the prevention of substance abuse within the
                  community setting through community-based prevention programs;
                      (iv) cooperate and assist other organizations and private treatment centers for substance
                  abusers, by providing them with essential materials for furthering programs of prevention and
                  rehabilitation of actual and potential substance abusers; and
                      (v) promote or establish programs for education and certification of instructors to educate
                  persons convicted of driving under the influence of alcohol or drugs or driving with any
                  measurable controlled substance in the body;
                      (b) (i) collect and disseminate information pertaining to mental health; and
                      (ii) provide direction over the state hospital including approval of its budget,
                  administrative policy, and coordination of services with local service plans; and
                      (c) (i) consult and coordinate with local substance abuse authorities and local mental
                  health authorities regarding programs and services;
                      (ii) provide consultation and other assistance to public and private agencies and groups
                  working on substance abuse and mental health issues;
                      (iii) promote and establish cooperative relationships with courts, hospitals, clinics,
                  medical and social agencies, public health authorities, law enforcement agencies, education and
                  research organizations, and other related groups;
                      (iv) promote or conduct research on substance abuse and mental health issues, and
                  submit to the governor and the Legislature recommendations for changes in policy and
                  legislation;
                      (v) receive, distribute, and provide direction over public funds for substance abuse and
                  mental health services;
                      (vi) monitor and evaluate programs provided by local substance abuse authorities and
                  local mental health authorities;
                      (vii) examine expenditures of any local, state, and federal funds;
                      (viii) monitor the expenditure of public funds by:

- 21 -


                      (A) local substance abuse authorities;
                      (B) local mental health authorities; and
                      (C) in counties where they exist, the private contract provider that has an annual or
                  otherwise ongoing contract to provide comprehensive substance abuse or mental health programs
                  or services for the local substance abuse authority or local mental health authorities;
                      (ix) contract with local substance abuse authorities and local mental health authorities to
                  provide a comprehensive continuum of services in accordance with board and division policy,
                  contract provisions, and the local plan;
                      (x) contract with private and public entities for special statewide or nonclinical services
                  according to board and division policy;
                      (xi) review and approve each local substance abuse authority's plan and each local mental
                  health authority's plan in order to ensure:
                      (A) a statewide comprehensive continuum of substance abuse services;
                      (B) a statewide comprehensive continuum of mental health services; and
                      (C) appropriate expenditure of public funds;
                      (xii) review and make recommendations regarding each local substance abuse authority's
                  contract with its provider of substance abuse programs and services and each local mental health
                  authority's contract with its provider of mental health programs and services to ensure
                  compliance with state and federal law and policy;
                      (xiii) monitor and ensure compliance with board and division policy and contract
                  requirements; and
                      (xiv) withhold funds from local substance abuse authorities, local mental health
                  authorities, and public and private providers for contract noncompliance, failure to comply with
                  division directives regarding the use of public funds, or for misuse of public funds or monies.
                      (3) (a) The division may refuse to contract with and may pursue its legal remedies
                  against any local substance abuse authority or local mental health authority that fails, or has
                  failed, to expend public funds in accordance with state law, division policy, contract provisions,
                  or directives issued in accordance with state law.

- 22 -


                      (b) The division may withhold funds from a local substance abuse authority or local
                  mental health authority if the authority's contract with its provider of substance abuse or mental
                  health programs or services fails to comply with state and federal law or policy.
                      (4) Before reissuing or renewing a contract with any local substance abuse authority or
                  local mental health authority, the division shall review and determine whether the local substance
                  abuse authority or local mental health authority is complying with its oversight and management
                  responsibilities described in Sections [ 17A-3-601 , 17A-3-603.5 , 17A-3-701 and 17A-3-703 ]
                  17-43-201 , 17-43-203 , 17-43-303 , and 17-43-308 . Nothing in this Subsection (4) may be used as
                  a defense to the responsibility and liability described in Section [17A-3-603.5 ] 17-43-303 and to
                  the responsibility and liability described in Section [ 17A-3-703 ] 17-43-203 .
                      (5) In carrying out its duties and responsibilities, the division may not duplicate treatment
                  or educational facilities that exist in other divisions or departments of the state, but shall work in
                  conjunction with those divisions and departments in rendering the treatment or educational
                  services that those divisions and departments are competent and able to provide.
                      (6) (a) The division may accept in the name of and on behalf of the state donations, gifts,
                  devises, or bequests of real or personal property or services to be used as specified by the donor.
                      (b) Those donations, gifts, devises, or bequests shall be used by the division in
                  performing its powers and duties. Any money so obtained shall be considered private nonlapsing
                  funds and shall be deposited into an interest-bearing restricted special revenue fund to be used by
                  the division for substance abuse or mental health services. The state treasurer may invest the
                  fund and all interest shall remain with the fund.
                      (7) The division shall annually review with each local substance abuse authority and each
                  local mental health authority the authority's statutory and contract responsibilities regarding:
                      (a) the use of public funds;
                      (b) oversight responsibilities regarding public funds; and
                      (c) governance of substance abuse and mental health programs and services.
                      Section 16. Section 62A-15-105 is amended to read:
                       62A-15-105. Authority and responsibilities of board.

- 23 -


                      The board is the policymaking body for the division and for programs funded with state
                  and federal moneys under Sections [ 17A-3-602 , 17A-3-606 , 17A-3-701 ] 17-43-201 , 17-43-301 ,
                  17-43-304 , and 62A-15-110 . The board shall:
                      (1) in establishing policy, seek input from local substance abuse authorities, local mental
                  health authorities, consumers, providers, advocates, division staff, and other interested parties as
                  determined by the board;
                      (2) establish, by rule, minimum standards for local substance abuse authorities and local
                  mental health authorities;
                      (3) establish, by rule, procedures for developing its policies which ensure that local
                  substance abuse authorities and local mental health authorities are given opportunity to comment
                  and provide input on any new policy of the board or proposed changes in existing policy of the
                  board;
                      (4) provide a mechanism for review of its existing policy, and for consideration of policy
                  changes that are proposed by local substance abuse authorities or local mental health authorities;
                      (5) develop program policies, standards, rules, and fee schedules for the division; and
                      (6) in accordance with Title 63, Chapter 46a, Utah Administrative Rulemaking Act,
                  make rules approving the form and content of substance abuse treatment, educational series, and
                  screening and assessment that are described in Section 41-6-44 .
                      Section 17. Section 62A-15-111 is amended to read:
                       62A-15-111. Responsibility for cost of services provided by local substance abuse
                  or mental health authority.
                      Whenever a local substance abuse authority or local mental health authority, through its
                  designated provider, provides any service described in Section [ 17A-3-602 ] 17-43-301 or
                  Subsection [ 17A-3-701 ] 17-43-201 (3) to a person who resides within the jurisdiction of another
                  local authority, the local authority in whose jurisdiction the person resides is responsible for the
                  cost of that service if its designated provider has authorized the provision of that service.
                      Section 18. Section 62A-15-202 is amended to read:
                       62A-15-202. Definitions.

- 24 -


                      As used in this part:
                      (1) "Juvenile substance abuse offender" means any juvenile found to come within the
                  provisions of Section 78-3a-104 for a drug or alcohol related offense, as designated by the Board
                  of Juvenile Court Judges.
                      (2) "Local substance abuse authority" means a county legislative body designated to
                  provide substance abuse services in accordance with Section [ 17A-3-701 ] 17-43-201 .
                      (3) "Teen substance abuse school" means any school established by the local substance
                  abuse authority, in cooperation with the Board of Juvenile Court Judges, that provides an
                  educational, interpersonal, skill-building experience for juvenile substance abuse offenders and
                  their parents or legal guardians.
                      Section 19. Section 62A-15-602 is amended to read:
                       62A-15-602. Definitions.
                      As used in this part, Part 7, Commitment of Persons Under Age 18 to Division of
                  Substance Abuse and Mental Health, Part 8, Interstate Compact on Mental Health, Part 9, Utah
                  Forensic Mental Health Facility, and Part 10, Declaration for Mental Health Treatment:
                      (1) "Adult" means a person 18 years of age or older.
                      (2) "Commitment to the custody of a local mental health authority" means that an adult is
                  committed to the custody of the local mental health authority that governs the mental health
                  catchment area in which the proposed patient resides or is found.
                      (3) "Designated examiner" means a licensed physician, preferably a psychiatrist,
                  designated by the division as specially qualified by training or experience in the diagnosis of
                  mental or related illness or another licensed mental health professional designated by the division
                  as specially qualified by training and at least five years' continual experience in the treatment of
                  mental or related illness. At least one designated examiner in any case shall be a licensed
                  physician. No person who is the applicant, or who signs the certification, under Section
                  62A-15-631 may be a designated examiner in the same case.
                      (4) "Designee" means a physician who has responsibility for medical functions including
                  admission and discharge, an employee of a local mental health authority, or an employee of an

- 25 -


                  agency that has contracted with a local mental health authority to provide mental health services
                  under Section [ 17A-3-606 ] 17-43-304 .
                      (5) "Institution" means a hospital, or a health facility licensed under the provisions of
                  Section 26-21-9 .
                      (6) "Licensed physician" means an individual licensed under the laws of this state to
                  practice medicine, or a medical officer of the United States government while in this state in the
                  performance of official duties.
                      (7) "Local comprehensive community mental health center" means an agency or
                  organization that provides treatment and services to residents of a designated geographic area,
                  operated by or under contract with a local mental health authority, in compliance with state
                  standards for local comprehensive community mental health centers.
                      (8) "Mental illness" means a psychiatric disorder as defined by the current edition of the
                  Diagnostic and Statistical Manual of Mental Disorders published by the American Psychiatric
                  Association which substantially impairs a person's mental, emotional, behavioral, or related
                  functioning.
                      (9) "Mental health facility" means the Utah State Hospital or other facility that provides
                  mental health services under contract with the division, a local mental health authority, or
                  organization that contracts with a local mental health authority.
                      (10) "Mental health officer" means an individual who is designated by a local mental
                  health authority as qualified by training and experience in the recognition and identification of
                  mental illness, to interact with and transport persons to any mental health facility.
                      (11) "Patient" means an individual who has been temporarily placed in the custody of a
                  local mental health authority, or who has been committed to a local mental health authority either
                  voluntarily or by court order.
                      (12) "Treatment" means psychotherapy, medication, including the administration of
                  psychotropic medication, and other medical treatments that are generally accepted medical and
                  psychosocial interventions for the purpose of restoring the patient to an optimal level of
                  functioning in the least restrictive environment.

- 26 -


                      Section 20. Section 63A-9-701 is amended to read:
                       63A-9-701. Subscription to motor pool by certain local government entities.
                      (1) The following local government entities may subscribe to the central motor pool
                  service provided by the division subject to the conditions established in Subsection (2):
                      (a) local health departments as defined in Title 26A, Chapter 1, Part 1, Local Health
                  Department Act;
                      (b) local substance abuse authorities as defined in Section [ 17A-3-701 ] 17-43-201 ;
                      (c) local area agencies, as authorized by Section 62A-3-104 , or their subcontractors who
                  are local governmental or public entities; and
                      (d) local mental health authorities as defined in Section [ 17A-3-602 ] 17-43-301 .
                      (2) The local government entities outlined in Subsection (1) may subscribe to the central
                  motor pool service provided by the division only if:
                      (a) the director of the local government entity determines it will result in substantial cost
                  savings or increased efficiency to the local government entity; and
                      (b) the central motor pool has sufficient vehicles available.
                      Section 21. Coordination clause.
                      If this bill and H.B. 165, Revisor's Statute, both pass, it is the intent of the Legislature that
                  the amendments in this bill to Section 17-43-304 , as renumbered from Section 17A-3-606 ,
                  supercede the amendments to Section 17A-3-606 in H.B. 165.

- 27 -


[Bill Documents][Bills Directory]