H.B. 21 Enrolled

             1     

SYSTEM OF CARE FOR MINORS IN STATE CUSTODY

             2     
2014 GENERAL SESSION

             3     
STATE OF UTAH

             4     
Chief Sponsor: Dean Sanpei

             5     
Senate Sponsor: Allen M. Christensen

             6     
             7      LONG TITLE
             8      General Description:
             9          This bill modifies Title 17, Chapter 43, Local Human Services Act, and Title 62A, Utah
             10      Human Services Code, by promoting a system of care for a minor with or at risk for
             11      complex emotional and behavioral needs.
             12      Highlighted Provisions:
             13          This bill:
             14          .    defines system of care;
             15          .    requires the executive director of the Department of Human Services to establish a
             16      system of care for minors with or at risk for complex emotional and behavioral
             17      needs; and
             18          .    requires local substance abuse and mental health authorities to cooperate with the
             19      Department of Human Services in promoting the system of care model.
             20      Money Appropriated in this Bill:
             21          None
             22      Other Special Clauses:
             23          None
             24      Utah Code Sections Affected:
             25      AMENDS:
             26           17-43-201 , as last amended by Laws of Utah 2013, Chapter 17
             27           17-43-301 , as last amended by Laws of Utah 2013, Chapter 17
             28           62A-1-104 , as last amended by Laws of Utah 1990, Chapter 183
             29           62A-1-111 , as last amended by Laws of Utah 2012, Chapters 212 and 316


             30     
             31      Be it enacted by the Legislature of the state of Utah:
             32          Section 1. Section 17-43-201 is amended to read:
             33           17-43-201. Local substance abuse authorities -- Responsibilities.
             34          (1) (a) (i) In each county operating under a county executive-council form of
             35      government under Section 17-52-504 , the county legislative body is the local substance abuse
             36      authority, provided however that any contract for plan services shall be administered by the
             37      county executive.
             38          (ii) In each county operating under a council-manager form of government under
             39      Section 17-52-505 , the county manager is the local substance abuse authority.
             40          (iii) In each county other than a county described in Subsection (1)(a)(i) or (ii), the
             41      county legislative body is the local substance abuse authority.
             42          (b) Within legislative appropriations and county matching funds required by this
             43      section, and under the direction of the division, each local substance abuse authority shall:
             44          (i) develop substance abuse prevention and treatment services plans;
             45          (ii) provide substance abuse services to residents of the county; and
             46          (iii) cooperate with efforts of the Division of Substance Abuse and Mental Health to
             47      promote integrated programs that address an individual's substance abuse, mental health, and
             48      physical healthcare needs, as described in Section 62A-15-103 .
             49          (c) Within legislative appropriations and county matching funds required by this
             50      section, each local substance abuse authority shall cooperate with the efforts of the Department
             51      of Human Services to promote a system of care, as defined in Section 62A-1-104 , for minors
             52      with or at risk for complex emotional and behavioral needs, as described in Section 62A-1-111 .
             53          (2) (a) By executing an interlocal agreement under Title 11, Chapter 13, Interlocal
             54      Cooperation Act, two or more counties may join to provide substance abuse prevention and
             55      treatment services.
             56          (b) The legislative bodies of counties joining to provide services may establish
             57      acceptable ways of apportioning the cost of substance abuse services.


             58          (c) Each agreement for joint substance abuse services shall:
             59          (i) (A) designate the treasurer of one of the participating counties or another person as
             60      the treasurer for the combined substance abuse authorities and as the custodian of money
             61      available for the joint services; and
             62          (B) provide that the designated treasurer, or other disbursing officer authorized by the
             63      treasurer, may make payments from the money for the joint services upon audit of the
             64      appropriate auditing officer or officers representing the participating counties;
             65          (ii) provide for the appointment of an independent auditor or a county auditor of one of
             66      the participating counties as the designated auditing officer for the combined substance abuse
             67      authorities;
             68          (iii) (A) provide for the appointment of the county or district attorney of one of the
             69      participating counties as the designated legal officer for the combined substance abuse
             70      authorities; and
             71          (B) authorize the designated legal officer to request and receive the assistance of the
             72      county or district attorneys of the other participating counties in defending or prosecuting
             73      actions within their counties relating to the combined substance abuse authorities; and
             74          (iv) provide for the adoption of management, clinical, financial, procurement,
             75      personnel, and administrative policies as already established by one of the participating
             76      counties or as approved by the legislative body of each participating county or interlocal board.
             77          (d) An agreement for joint substance abuse services may provide for joint operation of
             78      services and facilities or for operation of services and facilities under contract by one
             79      participating local substance abuse authority for other participating local substance abuse
             80      authorities.
             81          (3) (a) Each local substance abuse authority is accountable to the department, the
             82      Department of Health, and the state with regard to the use of state and federal funds received
             83      from those departments for substance abuse services, regardless of whether the services are
             84      provided by a private contract provider.
             85          (b) Each local substance abuse authority shall comply, and require compliance by its


             86      contract provider, with all directives issued by the department and the Department of Health
             87      regarding the use and expenditure of state and federal funds received from those departments
             88      for the purpose of providing substance abuse programs and services. The department and
             89      Department of Health shall ensure that those directives are not duplicative or conflicting, and
             90      shall consult and coordinate with local substance abuse authorities with regard to programs and
             91      services.
             92          (4) Each local substance abuse authority shall:
             93          (a) review and evaluate substance abuse prevention and treatment needs and services,
             94      including substance abuse needs and services for individuals incarcerated in a county jail or
             95      other county correctional facility;
             96          (b) annually prepare and submit to the division a plan approved by the county
             97      legislative body for funding and service delivery that includes:
             98          (i) provisions for services, either directly by the substance abuse authority or by
             99      contract, for adults, youth, and children, including those incarcerated in a county jail or other
             100      county correctional facility; and
             101          (ii) primary prevention, targeted prevention, early intervention, and treatment services;
             102          (c) establish and maintain, either directly or by contract, programs licensed under Title
             103      62A, Chapter 2, Licensure of Programs and Facilities;
             104          (d) appoint directly or by contract a full or part time director for substance abuse
             105      programs, and prescribe the director's duties;
             106          (e) provide input and comment on new and revised rules established by the division;
             107          (f) establish and require contract providers to establish administrative, clinical,
             108      procurement, personnel, financial, and management policies regarding substance abuse services
             109      and facilities, in accordance with the rules of the division, and state and federal law;
             110          (g) establish mechanisms allowing for direct citizen input;
             111          (h) annually contract with the division to provide substance abuse programs and
             112      services in accordance with the provisions of Title 62A, Chapter 15, Substance Abuse and
             113      Mental Health Act;


             114          (i) comply with all applicable state and federal statutes, policies, audit requirements,
             115      contract requirements, and any directives resulting from those audits and contract requirements;
             116          (j) promote or establish programs for the prevention of substance abuse within the
             117      community setting through community-based prevention programs;
             118          (k) provide funding equal to at least 20% of the state funds that it receives to fund
             119      services described in the plan;
             120          (l) comply with the requirements and procedures of Title 11, Chapter 13, Interlocal
             121      Cooperation Act, Title 17B, Chapter 1, Part 6, Fiscal Procedures for Local Districts, and Title
             122      51, Chapter 2a, Accounting Reports from Political Subdivisions, Interlocal Organizations, and
             123      Other Local Entities Act;
             124          (m) for persons convicted of driving under the influence in violation of Section
             125      41-6a-502 or 41-6a-517 , conduct the following as defined in Section 41-6a-501 :
             126          (i) a screening;
             127          (ii) an assessment;
             128          (iii) an educational series; and
             129          (iv) substance abuse treatment; and
             130          (n) utilize proceeds of the accounts described in Subsection 62A-15-503 (1) to
             131      supplement the cost of providing the services described in Subsection (4)(m).
             132          (5) Before disbursing any public funds, each local substance abuse authority shall
             133      require that each entity that receives any public funds from the local substance abuse authority
             134      agrees in writing that:
             135          (a) the entity's financial records and other records relevant to the entity's performance
             136      of the services provided to the local substance abuse authority shall be subject to examination
             137      by:
             138          (i) the division;
             139          (ii) the local substance abuse authority director;
             140          (iii) (A) the county treasurer and county or district attorney; or
             141          (B) if two or more counties jointly provide substance abuse services under an


             142      agreement under Subsection (2), the designated treasurer and the designated legal officer;
             143          (iv) the county legislative body; and
             144          (v) in a county with a county executive that is separate from the county legislative
             145      body, the county executive;
             146          (b) the county auditor may examine and audit the entity's financial and other records
             147      relevant to the entity's performance of the services provided to the local substance abuse
             148      authority; and
             149          (c) the entity will comply with the provisions of Subsection (3)(b).
             150          (6) A local substance abuse authority may receive property, grants, gifts, supplies,
             151      materials, contributions, and any benefit derived therefrom, for substance abuse services. If
             152      those gifts are conditioned upon their use for a specified service or program, they shall be so
             153      used.
             154          (7) (a) As used in this section, "public funds" means the same as that term is defined in
             155      Section 17-43-203 .
             156          (b) Public funds received for the provision of services pursuant to the local substance
             157      abuse plan may not be used for any other purpose except those authorized in the contract
             158      between the local substance abuse authority and the provider for the provision of plan services.
             159          (8) Subject to the requirements of the federal Substance Abuse Prevention and
             160      Treatment Block Grant, Public Law 102-321, a local substance abuse authority shall ensure
             161      that all substance abuse treatment programs that receive public funds:
             162          (a) accept and provide priority for admission to a pregnant woman or a pregnant minor;
             163      and
             164          (b) if admission of a pregnant woman or a pregnant minor is not possible within 24
             165      hours of the time that a request for admission is made, provide a comprehensive referral for
             166      interim services that:
             167          (i) are accessible to the pregnant woman or pregnant minor;
             168          (ii) are best suited to provide services to the pregnant woman or pregnant minor;
             169          (iii) may include:


             170          (A) counseling;
             171          (B) case management; or
             172          (C) a support group; and
             173          (iv) shall include a referral for:
             174          (A) prenatal care; and
             175          (B) counseling on the effects of alcohol and drug use during pregnancy.
             176          (9) If a substance abuse treatment program described in Subsection (8) is not able to
             177      accept and admit a pregnant woman or pregnant minor under Subsection (8) within 48 hours of
             178      the time that request for admission is made, the local substance abuse authority shall contact
             179      the Division of Substance Abuse and Mental Health for assistance in providing services to the
             180      pregnant woman or pregnant minor.
             181          Section 2. Section 17-43-301 is amended to read:
             182           17-43-301. Local mental health authorities -- Responsibilities.
             183          (1) (a) (i) In each county operating under a county executive-council form of
             184      government under Section 17-52-504 , the county legislative body is the local mental health
             185      authority, provided however that any contract for plan services shall be administered by the
             186      county executive.
             187          (ii) In each county operating under a council-manager form of government under
             188      Section 17-52-505 , the county manager is the local mental health authority.
             189          (iii) In each county other than a county described in Subsection (1)(a)(i) or (ii), the
             190      county legislative body is the local mental health authority.
             191          (b) Within legislative appropriations and county matching funds required by this
             192      section, under the direction of the division, each local mental health authority shall:
             193          (i) provide mental health services to persons within the county; and
             194          (ii) cooperate with efforts of the Division of Substance Abuse and Mental Health to
             195      promote integrated programs that address an individual's substance abuse, mental health, and
             196      physical healthcare needs, as described in Section 62A-15-103 .
             197          (c) Within legislative appropriations and county matching funds required by this


             198      section, each local mental health authority shall cooperate with the efforts of the Department of
             199      Human Services to promote a system of care, as defined in Section 62A-1-104 , for minors with
             200      or at risk for complex emotional and behavioral needs, as described in Section 62A-1-111 .
             201          (2) (a) By executing an interlocal agreement under Title 11, Chapter 13, Interlocal
             202      Cooperation Act, two or more counties may join to provide mental health prevention and
             203      treatment services.
             204          (b) The legislative bodies of counties joining to provide services may establish
             205      acceptable ways of apportioning the cost of mental health services.
             206          (c) Each agreement for joint mental health services shall:
             207          (i) (A) designate the treasurer of one of the participating counties or another person as
             208      the treasurer for the combined mental health authorities and as the custodian of money
             209      available for the joint services; and
             210          (B) provide that the designated treasurer, or other disbursing officer authorized by the
             211      treasurer, may make payments from the money available for the joint services upon audit of the
             212      appropriate auditing officer or officers representing the participating counties;
             213          (ii) provide for the appointment of an independent auditor or a county auditor of one of
             214      the participating counties as the designated auditing officer for the combined mental health
             215      authorities;
             216          (iii) (A) provide for the appointment of the county or district attorney of one of the
             217      participating counties as the designated legal officer for the combined mental health
             218      authorities; and
             219          (B) authorize the designated legal officer to request and receive the assistance of the
             220      county or district attorneys of the other participating counties in defending or prosecuting
             221      actions within their counties relating to the combined mental health authorities; and
             222          (iv) provide for the adoption of management, clinical, financial, procurement,
             223      personnel, and administrative policies as already established by one of the participating
             224      counties or as approved by the legislative body of each participating county or interlocal board.
             225          (d) An agreement for joint mental health services may provide for:


             226          (i) joint operation of services and facilities or for operation of services and facilities
             227      under contract by one participating local mental health authority for other participating local
             228      mental health authorities; and
             229          (ii) allocation of appointments of members of the mental health advisory council
             230      between or among participating counties.
             231          (3) (a) Each local mental health authority is accountable to the department, the
             232      Department of Health, and the state with regard to the use of state and federal funds received
             233      from those departments for mental health services, regardless of whether the services are
             234      provided by a private contract provider.
             235          (b) Each local mental health authority shall comply, and require compliance by its
             236      contract provider, with all directives issued by the department and the Department of Health
             237      regarding the use and expenditure of state and federal funds received from those departments
             238      for the purpose of providing mental health programs and services. The department and
             239      Department of Health shall ensure that those directives are not duplicative or conflicting, and
             240      shall consult and coordinate with local mental health authorities with regard to programs and
             241      services.
             242          (4) (a) Each local mental health authority shall:
             243          (i) review and evaluate mental health needs and services, including mental health needs
             244      and services for persons incarcerated in a county jail or other county correctional facility;
             245          (ii) as provided in Subsection (4)(b), annually prepare and submit to the division a plan
             246      approved by the county legislative body for mental health funding and service delivery, either
             247      directly by the local mental health authority or by contract;
             248          (iii) establish and maintain, either directly or by contract, programs licensed under Title
             249      62A, Chapter 2, Licensure of Programs and Facilities;
             250          (iv) appoint, directly or by contract, a full-time or part-time director for mental health
             251      programs and prescribe the director's duties;
             252          (v) provide input and comment on new and revised rules established by the division;
             253          (vi) establish and require contract providers to establish administrative, clinical,


             254      personnel, financial, procurement, and management policies regarding mental health services
             255      and facilities, in accordance with the rules of the division, and state and federal law;
             256          (vii) establish mechanisms allowing for direct citizen input;
             257          (viii) annually contract with the division to provide mental health programs and
             258      services in accordance with the provisions of Title 62A, Chapter 15, Substance Abuse and
             259      Mental Health Act;
             260          (ix) comply with all applicable state and federal statutes, policies, audit requirements,
             261      contract requirements, and any directives resulting from those audits and contract requirements;
             262          (x) provide funding equal to at least 20% of the state funds that it receives to fund
             263      services described in the plan;
             264          (xi) comply with the requirements and procedures of Title 11, Chapter 13, Interlocal
             265      Cooperation Act, Title 17B, Chapter 1, Part 6, Fiscal Procedures for Local Districts, and Title
             266      51, Chapter 2a, Accounting Reports from Political Subdivisions, Interlocal Organizations, and
             267      Other Local Entities Act; and
             268          (xii) take and retain physical custody of minors committed to the physical custody of
             269      local mental health authorities by a judicial proceeding under Title 62A, Chapter 15, Part 7,
             270      Commitment of Persons Under Age 18 to Division of Substance Abuse and Mental Health.
             271          (b) Each plan under Subsection (4)(a)(ii) shall include services for adults, youth, and
             272      children, which shall include:
             273          (i) inpatient care and services;
             274          (ii) residential care and services;
             275          (iii) outpatient care and services;
             276          (iv) 24-hour crisis care and services;
             277          (v) psychotropic medication management;
             278          (vi) psychosocial rehabilitation, including vocational training and skills development;
             279          (vii) case management;
             280          (viii) community supports, including in-home services, housing, family support
             281      services, and respite services;


             282          (ix) consultation and education services, including case consultation, collaboration
             283      with other county service agencies, public education, and public information; and
             284          (x) services to persons incarcerated in a county jail or other county correctional facility.
             285          (5) Before disbursing any public funds, each local mental health authority shall require
             286      that each entity that receives any public funds from a local mental health authority agrees in
             287      writing that:
             288          (a) the entity's financial records and other records relevant to the entity's performance
             289      of the services provided to the mental health authority shall be subject to examination by:
             290          (i) the division;
             291          (ii) the local mental health authority director;
             292          (iii) (A) the county treasurer and county or district attorney; or
             293          (B) if two or more counties jointly provide mental health services under an agreement
             294      under Subsection (2), the designated treasurer and the designated legal officer;
             295          (iv) the county legislative body; and
             296          (v) in a county with a county executive that is separate from the county legislative
             297      body, the county executive;
             298          (b) the county auditor may examine and audit the entity's financial and other records
             299      relevant to the entity's performance of the services provided to the local mental health
             300      authority; and
             301          (c) the entity will comply with the provisions of Subsection (3)(b).
             302          (6) A local mental health authority may receive property, grants, gifts, supplies,
             303      materials, contributions, and any benefit derived therefrom, for mental health services. If those
             304      gifts are conditioned upon their use for a specified service or program, they shall be so used.
             305          (7) (a) As used in this section, "public funds" means the same as that term is defined in
             306      Section 17-43-303 .
             307          (b) Public funds received for the provision of services pursuant to the local mental
             308      health plan may not be used for any other purpose except those authorized in the contract
             309      between the local mental health authority and the provider for the provision of plan services.


             310          Section 3. Section 62A-1-104 is amended to read:
             311           62A-1-104. Definitions.
             312          (1) As used in this title:
             313          (a) "Concurrence of the board" means agreement by a majority of the members of a
             314      board.
             315          (b) "Department" means the Department of Human Services established in Section
             316      62A-1-102 .
             317          (c) "Executive director" means the executive director of the department, appointed
             318      pursuant to Section 62A-1-108 .
             319          (d) "System of care" means a broad, flexible array of services and supports for minors
             320      with or at risk for complex emotional and behavioral needs that:
             321          (i) is community based;
             322          (ii) integrates service planning, service coordination, and management across state and
             323      local entities;
             324          (iii) includes individualized, person-centered planning;
             325          (iv) builds meaningful partnerships with families and children; and
             326          (v) provides supportive management and policy infrastructure that is organized into a
             327      coordinated network.
             328          (2) The definitions provided in Subsection (1) are to be applied in addition to
             329      definitions contained throughout this title which are applicable to specific chapters or parts.
             330          Section 4. Section 62A-1-111 is amended to read:
             331           62A-1-111. Department authority.
             332          The department may, in addition to all other authority and responsibility granted to it by
             333      law:
             334          (1) adopt rules, not inconsistent with law, as the department may consider necessary or
             335      desirable for providing social services to the people of this state;
             336          (2) establish and manage client trust accounts in the department's institutions and
             337      community programs, at the request of the client or the client's legal guardian or representative,


             338      or in accordance with federal law;
             339          (3) purchase, as authorized or required by law, services that the department is
             340      responsible to provide for legally eligible persons;
             341          (4) conduct adjudicative proceedings for clients and providers in accordance with the
             342      procedures of Title 63G, Chapter 4, Administrative Procedures Act;
             343          (5) establish eligibility standards for its programs, not inconsistent with state or federal
             344      law or regulations;
             345          (6) take necessary steps, including legal action, to recover money or the monetary value
             346      of services provided to a recipient who was not eligible;
             347          (7) set and collect fees for its services;
             348          (8) license agencies, facilities, and programs, except as otherwise allowed, prohibited,
             349      or limited by law;
             350          (9) acquire, manage, and dispose of any real or personal property needed or owned by
             351      the department, not inconsistent with state law;
             352          (10) receive gifts, grants, devises, and donations; gifts, grants, devises, donations, or
             353      the proceeds thereof, may be credited to the program designated by the donor, and may be used
             354      for the purposes requested by the donor, as long as the request conforms to state and federal
             355      policy; all donated funds shall be considered private, nonlapsing funds and may be invested
             356      under guidelines established by the state treasurer;
             357          (11) accept and employ volunteer labor or services; the department is authorized to
             358      reimburse volunteers for necessary expenses, when the department considers that
             359      reimbursement to be appropriate;
             360          (12) carry out the responsibility assigned in the Workforce Services Plan by the State
             361      Council on Workforce Services;
             362          (13) carry out the responsibility assigned by Section 35A-8-602 with respect to
             363      coordination of services for the homeless;
             364          (14) carry out the responsibility assigned by Section 62A-5a-105 with respect to
             365      coordination of services for students with a disability;


             366          (15) provide training and educational opportunities for its staff;
             367          (16) collect child support payments and any other money due to the department;
             368          (17) apply the provisions of Title 78B, Chapter 12, Utah Child Support Act, to parents
             369      whose child lives out of the home in a department licensed or certified setting;
             370          (18) establish policy and procedures, within appropriations authorized by the
             371      Legislature, in cases where the department is given custody of a minor by the juvenile court
             372      pursuant to Section 78A-6-117 or ordered to prepare an attainment plan for a minor found not
             373      competent to proceed pursuant to Section 78A-6-1301 ; any policy and procedures shall
             374      include:
             375          (a) designation of interagency teams for each juvenile court district in the state;
             376          (b) delineation of assessment criteria and procedures;
             377          (c) minimum requirements, and timeframes, for the development and implementation
             378      of a collaborative service plan for each minor placed in department custody; and
             379          (d) provisions for submittal of the plan and periodic progress reports to the court;
             380          (19) carry out the responsibilities assigned to it by statute;
             381          (20) examine and audit the expenditures of any public funds provided to local
             382      substance abuse authorities, local mental health authorities, local area agencies on aging, and
             383      any person, agency, or organization that contracts with or receives funds from those authorities
             384      or agencies. Those local authorities, area agencies, and any person or entity that contracts with
             385      or receives funds from those authorities or area agencies, shall provide the department with any
             386      information the department considers necessary. The department is further authorized to issue
             387      directives resulting from any examination or audit to local authorities, area agencies, and
             388      persons or entities that contract with or receive funds from those authorities with regard to any
             389      public funds. If the department determines that it is necessary to withhold funds from a local
             390      mental health authority or local substance abuse authority based on failure to comply with state
             391      or federal law, policy, or contract provisions, it may take steps necessary to ensure continuity of
             392      services. For purposes of this Subsection (20) "public funds" means the same as that term is
             393      defined in Section 62A-15-102 ; [and]


             394          (21) pursuant to Subsection 62A-2-106 (1)(d), accredit one or more agencies and
             395      persons to provide intercountry adoption services[.]; and
             396          (22) within appropriations authorized by the Legislature, promote and develop a
             397      system of care, as defined in Section 62A-1-104 , within the department and with contractors
             398      that provide services to the department or any of the department's divisions.


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