H.B. 413

             1     

VOTER ACCOUNTABILITY IN POLITICAL

             2     
SUBDIVISIONS

             3     
2014 GENERAL SESSION

             4     
STATE OF UTAH

             5     
Chief Sponsor: Keven J. Stratton

             6     
Senate Sponsor: ____________

             7     
             8      LONG TITLE
             9      General Description:
             10          This bill provides for municipal retention elections.
             11      Highlighted Provisions:
             12          This bill:
             13          .    defines terms;
             14          .    establishes procedures and requirements for a qualified municipal appointee
             15      retention election;
             16          .    requires a county, city, or town clerk to submit information for the voter
             17      information pamphlet;
             18          .    allows a qualified municipal appointee to establish a personal campaign committee;
             19          .    requires a qualified municipal appointee to have a separate bank account for
             20      campaign funds;
             21          .    establishes reporting requirements for a qualified municipal appointee's campaign
             22      contributions and expenditures;
             23          .    establishes penalties for a qualified municipal appointee who does not comply with
             24      reporting requirements;
             25          .    establishes procedures and requirements for a municipal governance retention
             26      election;
             27          .    establishes requirements for a city council in a municipality whose voters voted not


             28      to retain the municipality's form of government; and
             29          .    makes technical and conforming changes.
             30      Money Appropriated in this Bill:
             31          None
             32      Other Special Clauses:
             33          None
             34      Utah Code Sections Affected:
             35      AMENDS:
             36           10-3b-303 , as last amended by Laws of Utah 2011, Chapter 209
             37           10-3b-403 , as last amended by Laws of Utah 2011, Chapter 209
             38           20A-6-305 , as enacted by Laws of Utah 2011, Chapter 292
             39           20A-7-702 , as last amended by Laws of Utah 2013, Chapter 320
             40           20A-7-801 , as last amended by Laws of Utah 2013, Chapters 182, 219 and last
             41      amended by Coordination Clause, Laws of Utah 2013, Chapter 182
             42           20A-11-103 , as last amended by Laws of Utah 2012, Chapter 369
             43      ENACTS:
             44           10-3-304 , Utah Code Annotated 1953
             45           10-3b-502.1 , Utah Code Annotated 1953
             46           20A-12a-101 , Utah Code Annotated 1953
             47           20A-12a-102 , Utah Code Annotated 1953
             48           20A-12a-201 , Utah Code Annotated 1953
             49           20A-12a-202 , Utah Code Annotated 1953
             50           20A-12a-203 , Utah Code Annotated 1953
             51           20A-12a-204 , Utah Code Annotated 1953
             52           20A-12a-205 , Utah Code Annotated 1953
             53     
             54      Be it enacted by the Legislature of the state of Utah:
             55          Section 1. Section 10-3-304 is enacted to read:
             56          10-3-304. Interim appointee -- appointee replacement.
             57          (1) As used in this section:
             58          (a) "Interim qualified municipal appointee" is as defined in Section 20A-12a-101 .


             59          (b) "Qualified municipal appointee" is as defined in Section 20A-12a-101 .
             60          (c) "Qualified municipal office" is as defined in Section 20A-12a-101 .
             61          (2) The city council of a municipality in which a vacancy occurs under Section
             62      20A-12a-102 in a qualified municipal office shall select an interim qualified municipal
             63      appointee within two weeks after the day on which the vacancy occurs.
             64          (3) When a vacancy is created under Section 20A-12a-102 in a qualified municipal
             65      office, the city council:
             66          (a) except as provided in Subsection (5), may not select an individual to permanently
             67      fill the vacancy until after January 1 of the year following the municipal general election that
             68      resulted in the vacancy; and
             69          (b) shall appoint an individual to permanently fill the vacancy within a reasonable
             70      period of time not to exceed 180 days from the day on which the vacancy occurs.
             71          (4) The term of an interim qualified municipal appointee selected under Subsection (2)
             72      ends on the day on which an individual selected under Subsection (3) takes office.
             73          (5) If all of a municipality's city council members, whose terms of office end on
             74      January 1 after the day on which a vacancy occurs under Section 20A-12a-102 , are reelected to
             75      the city council for the following term, the city council may fill the vacancy at any time within
             76      180 days after the day on which the vacancy occurs.
             77          (6) Nothing in this section prohibits a city council from removing any qualified
             78      municipal appointee in accordance with the city council's statutory authority.
             79          Section 2. Section 10-3b-303 is amended to read:
             80           10-3b-303. Council in six-member council form of government.
             81          (1) The council in a municipality operating under a six-member council form of
             82      government:
             83          (a) exercises any executive or administrative power and performs or supervises the
             84      performance of any executive or administrative duty or function that:
             85          (i) has not been given to the mayor under Section 10-3b-104 ; or
             86          (ii) has been given to the mayor under Section 10-3b-104 but is removed from the
             87      mayor under Subsection (1)(b)(i)(A);
             88          (b) may:
             89          (i) subject to Subsections (1)(c) and (2), adopt an ordinance:


             90          (A) removing from the mayor any power, duty, or function of the mayor under Section
             91      10-3b-104 ; or
             92          (B) reinstating to the mayor any power, duty, or function previously removed under
             93      Subsection (1)(b)(i)(A);
             94          (ii) adopt an ordinance delegating to the mayor any executive or administrative power,
             95      duty, or function that the council has under Subsection (1)(a);
             96          (iii) subject to Subsection 10-3b-302 (1)(b)(ii)(A):
             97          (A) appoint, subject to Subsections (3) and (4), a manager to perform executive and
             98      administrative duties or functions that the council by ordinance delegates to the manager,
             99      subject to Subsection (1)(c); and
             100          (B) dismiss a manager appointed under Subsection (1)(b)(iii)(A); and
             101          (iv) assign any or all council members, including the mayor, to supervise one or more
             102      administrative departments of the municipality; and
             103          (c) may not remove from the mayor or delegate to a manager appointed by the council:
             104          (i) any of the mayor's legislative or judicial powers or ceremonial functions;
             105          (ii) the mayor's position as chair of the council; or
             106          (iii) any ex officio position that the mayor holds.
             107          (2) Adopting an ordinance under Subsection (1)(b)(i) removing from or reinstating to
             108      the mayor a power, duty, or function provided for in Section 10-3b-104 requires the affirmative
             109      vote of:
             110          (a) the mayor and a majority of all other council members; or
             111          (b) all council members except the mayor.
             112          (3) (a) As used in this Subsection (3), "interim vacancy period" means the period of
             113      time that:
             114          (i) begins on the day on which a municipal general election described in Section
             115      10-3-201 is held to elect a council member; and
             116          (ii) ends on the day on which the council member-elect begins the council member's
             117      term.
             118          (b) (i) The council may not appoint a manager or a municipal attorney during an
             119      interim vacancy period.
             120          (ii) Notwithstanding Subsection (3)(b)(i):


             121          (A) the council may appoint an interim manager or an interim municipal attorney
             122      during an interim vacancy period; and
             123          (B) the interim manager's or interim municipal attorney's term shall expire once a new
             124      manager or municipal attorney is appointed by the new administration after the interim vacancy
             125      period has ended.
             126          (c) Subsection (3)(b) does not apply if all the council members who held office on the
             127      day of the municipal general election whose term of office was vacant for the election are
             128      re-elected to the council for the following term.
             129          (4) A council that appoints a manager in accordance with this section may not, on or
             130      after May 10, 2011, enter into an employment contract that contains an automatic renewal
             131      provision with the manager.
             132          Section 3. Section 10-3b-403 is amended to read:
             133           10-3b-403. Council in a five-member council form of government.
             134          (1) The council in a municipality operating under a five-member council form of
             135      municipal government:
             136          (a) exercises any executive or administrative power and performs or supervises the
             137      performance of any executive or administrative duty or function that:
             138          (i) has not been given to the mayor under Section 10-3b-104 ; or
             139          (ii) has been given to the mayor under Section 10-3b-104 but is removed from the
             140      mayor under Subsection (1)(b)(i)(A);
             141          (b) may:
             142          (i) subject to Subsections (1)(c) and (2), adopt an ordinance:
             143          (A) removing from the mayor any power, duty, or function of the mayor under Section
             144      10-3b-104 ; and
             145          (B) reinstating to the mayor any power, duty, or function previously removed under
             146      Subsection (1)(b)(i)(A);
             147          (ii) adopt an ordinance delegating to the mayor any executive or administrative power,
             148      duty, or function that the council has under Subsection (1)(a);
             149          (iii) subject to Subsections (3) and (4), appoint a manager to perform executive and
             150      administrative duties or functions that the council by ordinance delegates to the manager,
             151      subject to Subsection (1)(c);


             152          (iv) dismiss a manager appointed under Subsection (1)(b)(iii); and
             153          (v) assign any or all council members, including the mayor, to supervise one or more
             154      administrative departments of the municipality; and
             155          (c) may not remove from the mayor or delegate to a manager appointed by the council:
             156          (i) any of the mayor's legislative or judicial powers or ceremonial functions;
             157          (ii) the mayor's position as chair of the council; or
             158          (iii) any ex officio position that the mayor holds.
             159          (2) Adopting an ordinance under Subsection (1)(b)(i) removing from or reinstating to
             160      the mayor a power, duty, or function provided for in Section 10-3b-104 requires the affirmative
             161      vote of:
             162          (a) the mayor and a majority of all other council members; or
             163          (b) all council members except the mayor.
             164          (3) (a) As used in this Subsection (3), "interim vacancy period" means the period of
             165      time that:
             166          (i) begins on the day on which a municipal general election described in Section
             167      10-3-201 is held to elect a council member; and
             168          (ii) ends on the day on which the council member-elect begins the council member's
             169      term.
             170          (b) (i) The council may not appoint a manager or a municipal attorney during an
             171      interim vacancy period.
             172          (ii) Notwithstanding Subsection (3)(b)(i):
             173          (A) the council may appoint an interim manager or an interim municipal attorney
             174      during an interim vacancy period; and
             175          (B) the interim manager's or interim municipal attorney's term shall expire once a new
             176      manager or a new municipal attorney is appointed by the new administration after the interim
             177      vacancy period has ended.
             178          (c) Subsection (3)(b) does not apply if all the council members who held office on the
             179      day of the municipal general election whose term of office was vacant for the election are
             180      re-elected to the council for the following term.
             181          (4) A council that appoints a manager in accordance with this section may not, on or
             182      after May 10, 2011, enter into an employment contract that contains an automatic renewal


             183      provision with the manager.
             184          Section 4. Section 10-3b-502.1 is enacted to read:
             185          10-3b-502.1. Municipal governance retention election.
             186          (1) As used in this section, "municipal governance retention election" means an
             187      election held by a municipality for the purpose of determining whether the municipality should
             188      retain the municipality's current form of government.
             189          (2) (a) Except as provided in Subsection (2)(b), a municipality that has the
             190      municipality's municipal classification changed under Subsection 67-1a-2 (3)(b) or (c) shall,
             191      during the next municipal general election, hold a municipal governance retention election.
             192          (b) If the classification change described in Subsection (2)(a) occurs fewer than 60
             193      days before the next municipal general election, the municipality shall hold a municipal
             194      governance retention election during the municipal general election following the next
             195      municipal general election.
             196          (3) Each municipality for which the municipal classification was changed under
             197      Subsection 67-1a-2 (3)(b) or (c) within the period beginning on May 13, 2004, and ending on
             198      May 13, 2014, shall hold a municipal governance retention election at the next regular
             199      municipal election.
             200          (4) The ballot for a municipal governance retention election shall:
             201          (a) state the ballot question substantially as follows: "Shall (state the municipality's
             202      name), Utah retain its current form of government as a (state the municipality's current form of
             203      government as described in Title 10, Chapter 3b, Forms of Municipal Government)"; and
             204          (b) provide a space or method for the voter to vote "yes" or "no."
             205          (5) (a) If the ballot question in Subsection (4) receives more "yes" votes than "no"
             206      votes, or an equal amount of "yes" and "no" votes, the municipality's form of government is
             207      retained.
             208          (b) If the ballot question in Subsection (4) receives more "no" votes than "yes" votes,
             209      the municipality's council shall:
             210          (i) hold at least two public hearings to determine which form of government the
             211      municipality should adopt; and
             212          (ii) within 180 days after the municipal governance retention election, adopt a
             213      resolution proposing a change in the municipality's form of government.


             214          (6) A resolution adopted under Subsection (5) shall conform with the requirements of a
             215      resolution adopted by a city council under Section 10-3b-503 .
             216          Section 5. Section 20A-6-305 is amended to read:
             217           20A-6-305. Master ballot position list -- Random selection -- Procedures --
             218      Publication -- Surname -- Exemptions.
             219          (1) As used in this section, "master ballot position list" means an official list of the 26
             220      characters in the alphabet listed in random order and numbered from one to 26 as provided
             221      under Subsection (2).
             222          (2) The lieutenant governor shall:
             223          (a) at the beginning of each general election year conduct a random selection to
             224      establish the master ballot position list for the current year and the next year in accordance with
             225      procedures established under Subsection (2)(c);
             226          (b) publish the master ballot position lists on the lieutenant governor's election website
             227      on or before February 1 in each regular general election year; and
             228          (c) establish written procedures for:
             229          (i) the election official to use the master ballot position list; and
             230          (ii) the lieutenant governor in:
             231          (A) conducting the random selection in a fair manner; and
             232          (B) providing a record of the random selection process used.
             233          (3) In accordance with the written procedures established under Subsection (2)(c)(i), an
             234      election officer shall use the master ballot position list for the current year to determine the
             235      order in which to list candidates on the ballot for an election held during the year.
             236          (4) To determine the order in which to list candidates on the ballot required under
             237      Subsection (3), the election officer shall apply the randomized alphabet using:
             238          (a) the candidate's surname;
             239          (b) for candidates with a surname that has the same spelling, the candidate's given
             240      name;
             241          (c) the surname of the president and the surname of the governor for an election for the
             242      offices of president and vice president and governor and lieutenant governor; and
             243          (d) if the ballot provides for a ticket or a straight party ticket, the registered political
             244      party name.


             245          (5) This section does not apply to:
             246          (a) an election for an office for which only one candidate is listed on the ballot; [or]
             247          (b) a judicial retention election under Section 20A-12-201 [.]; or
             248          (c) a municipal retention election under Section 20A-12a-102 .
             249          Section 6. Section 20A-7-702 is amended to read:
             250           20A-7-702. Voter information pamphlet -- Form -- Contents -- Distribution.
             251          (1) The lieutenant governor shall ensure that all information submitted for publication
             252      in the voter information pamphlet is:
             253          (a) printed and bound in a single pamphlet;
             254          (b) printed in clear readable type, no less than 10 point, except that the text of any
             255      measure may be set forth in eight-point type; and
             256          (c) printed on a quality and weight of paper that best serves the voters.
             257          (2) The voter information pamphlet shall contain the following items in this order:
             258          (a) a cover title page;
             259          (b) an introduction to the pamphlet by the lieutenant governor;
             260          (c) a table of contents;
             261          (d) a list of all candidates for constitutional offices;
             262          (e) a list of candidates for each legislative district;
             263          (f) a 100-word statement of qualifications for each candidate for the office of governor,
             264      lieutenant governor, attorney general, state auditor, or state treasurer, if submitted by the
             265      candidate to the lieutenant governor's office before 5 p.m. on the date that falls 105 days before
             266      the date of the election;
             267          (g) information pertaining to all measures to be submitted to the voters, beginning a
             268      new page for each measure and containing, in the following order for each measure:
             269          (i) a copy of the number and ballot title of the measure;
             270          (ii) the final vote cast by the Legislature on the measure if it is a measure submitted by
             271      the Legislature or by referendum;
             272          (iii) the impartial analysis of the measure prepared by the Office of Legislative
             273      Research and General Counsel;
             274          (iv) the arguments in favor of the measure, the rebuttal to the arguments in favor of the
             275      measure, the arguments against the measure, and the rebuttal to the arguments against the


             276      measure, with the name and title of the authors at the end of each argument or rebuttal;
             277          (v) for each constitutional amendment, a complete copy of the text of the constitutional
             278      amendment, with all new language underlined, and all deleted language placed within brackets;
             279          (vi) for each initiative qualified for the ballot, a copy of the measure as certified by the
             280      lieutenant governor and a copy of the fiscal impact estimate prepared according to Section
             281      20A-7-202.5 ; and
             282          (vii) for each referendum qualified for the ballot, a complete copy of the text of the law
             283      being submitted to the voters for their approval or rejection, with all new language underlined
             284      and all deleted language placed within brackets, as applicable;
             285          (h) a description provided by the Judicial Performance Evaluation Commission of the
             286      selection and retention process for judges, including, in the following order:
             287          (i) a description of the judicial selection process;
             288          (ii) a description of the judicial performance evaluation process;
             289          (iii) a description of the judicial retention election process;
             290          (iv) a list of the criteria of the judicial performance evaluation and the minimum
             291      performance standards;
             292          (v) the names of the judges standing for retention election; and
             293          (vi) for each judge:
             294          (A) a list of the counties in which the judge is subject to retention election;
             295          (B) a short biography of professional qualifications and a recent photograph;
             296          (C) a narrative concerning the judge's performance;
             297          (D) for each standard of performance, a statement identifying whether or not the judge
             298      met the standard and, if not, the manner in which the judge failed to meet the standard;
             299          (E) a statement identifying whether or not the Judicial Performance Evaluation
             300      Commission recommends the judge be retained or declines to make a recommendation and the
             301      number of votes for and against the commission's recommendation;
             302          (F) any statement provided by a judge who is not recommended for retention by the
             303      Judicial Performance Evaluation Commission under Section 78A-12-203 ;
             304          (G) in a bar graph, the average of responses to each survey category, displayed with an
             305      identification of the minimum acceptable score as set by Section 78A-12-205 and the average
             306      score of all judges of the same court level; and


             307          (H) a website address that contains the Judicial Performance Evaluation Commission's
             308      report on the judge's performance evaluation;
             309          (i) for each judge, a statement provided by the Utah Supreme Court identifying the
             310      cumulative number of informal reprimands, when consented to by the judge in accordance with
             311      Title 78A, Chapter 11, Judicial Conduct Commission, formal reprimands, and all orders of
             312      censure and suspension issued by the Utah Supreme Court under Utah Constitution Article
             313      VIII, Section 13, during the judge's current term and the immediately preceding term, and a
             314      detailed summary of the supporting reasons for each violation of the Code of Judicial Conduct
             315      that the judge has received;
             316          (j) for each city manager or municipal attorney standing for retention election, a
             317      statement from the clerk of the municipality in which the city manager or municipal attorney
             318      holds office containing:
             319          (i) the name of the municipality in which the city manager or municipal attorney holds
             320      office;
             321          (ii) a short biography of the city manager's or municipal attorney's professional
             322      qualifications; and
             323          (iii) a recent photograph of the city manager or municipal attorney;
             324          [(j)] (k) an explanation of ballot marking procedures prepared by the lieutenant
             325      governor, indicating the ballot marking procedure used by each county and explaining how to
             326      mark the ballot for each procedure;
             327          [(k)] (l) voter registration information, including information on how to obtain an
             328      absentee ballot;
             329          [(l)] (m) a list of all county clerks' offices and phone numbers; and
             330          [(m)] (n) on the back cover page, a printed copy of the following statement signed by
             331      the lieutenant governor:
             332          "I, _______________ (print name), Lieutenant Governor of Utah, certify that the
             333      measures contained in this pamphlet will be submitted to the voters of Utah at the election to
             334      be held throughout the state on ____ (date of election), and that this pamphlet is complete and
             335      correct according to law.
             336      SEAL
             337          Witness my hand and the Great Seal of the State, at Salt Lake City, Utah this ____ day


             338      of ____ (month), ____ (year)
             339     
(signed) ____________________________________

             340     
Lieutenant Governor"

             341          (3) No earlier than 75 days, and no later than 15 days, before the day on which voting
             342      commences, the lieutenant governor shall:
             343          (a) (i) distribute one copy of the voter information pamphlet to each household within
             344      the state;
             345          (ii) distribute to each household within the state a notice:
             346          (A) printed on a postage prepaid, preaddressed return form that a person may use to
             347      request delivery of a voter information pamphlet by mail;
             348          (B) that states the address of the Statewide Electronic Voter Information Website
             349      authorized by Section 20A-7-801 ; and
             350          (C) that states the phone number a voter may call to request delivery of a voter
             351      information pamphlet by mail; or
             352          (iii) ensure that one copy of the voter information pamphlet is placed in one issue of
             353      every newspaper of general circulation in the state;
             354          (b) ensure that a sufficient number of printed voter information pamphlets are available
             355      for distribution as required by this section;
             356          (c) provide voter information pamphlets to each county clerk for free distribution upon
             357      request and for placement at polling places; and
             358          (d) ensure that the distribution of the voter information pamphlets is completed 15 days
             359      before the election.
             360          (4) The lieutenant governor may distribute a voter information pamphlet at a location
             361      frequented by a person who cannot easily access the Statewide Electronic Voter Information
             362      Website authorized by Section 20A-7-801 .
             363          (5) The lieutenant governor shall:
             364          (a) conduct a study to evaluate the effectiveness of the notice authorized by this
             365      section; and
             366          (b) provide the results of a study described in Subsection (5)(a) to the Government
             367      Operations Interim Committee by October 1, 2013.
             368          Section 7. Section 20A-7-801 is amended to read:


             369           20A-7-801. Statewide Electronic Voter Information Website Program -- Duties of
             370      the lieutenant governor -- Content -- Duties of local election officials -- Deadlines --
             371      Frequently asked voter questions -- Other elections.
             372          (1) There is established the Statewide Electronic Voter Information Website Program
             373      administered by the lieutenant governor in cooperation with the county clerks for general
             374      elections and municipal authorities for municipal elections.
             375          (2) In accordance with this section, and as resources become available, the lieutenant
             376      governor, in cooperation with county clerks, shall develop, establish, and maintain a
             377      state-provided Internet website designed to help inform the voters of the state of:
             378          (a) the offices and candidates up for election; and
             379          (b) the content, effect, operation, fiscal impact, and supporting and opposing arguments
             380      of ballot propositions submitted to the voters.
             381          (3) Except as provided under Subsection (6), the website shall include:
             382          (a) all information currently provided in the Utah voter information pamphlet under
             383      Title 20A, Chapter 7, Part 7, Voter Information Pamphlet, including a section prepared,
             384      analyzed, and submitted by the Judicial Council describing the judicial selection and retention
             385      process;
             386          (b) all information submitted by election officers under Subsection (4) on local office
             387      races, local office candidates, and local ballot propositions;
             388          (c) a list that contains the name of a political subdivision that operates an election day
             389      voting center under Section 20A-3-703 and the location of the election day voting center;
             390          (d) other information determined appropriate by the lieutenant governor that is
             391      currently being provided by law, rule, or ordinance in relation to candidates and ballot
             392      questions; and
             393          (e) any differences in voting method, time, or location designated by the lieutenant
             394      governor under Subsection 20A-1-308 (2).
             395          (4) (a) An election official shall submit the following information for each ballot label
             396      under the election official's direct responsibility under this title:
             397          (i) a list of all candidates for each office;
             398          (ii) if submitted by the candidate to the election official's office at 5 p.m. at least 45
             399      days before the primary election and 60 days before the general election:


             400          (A) a statement of qualifications, not exceeding 200 words in length, for each
             401      candidate;
             402          (B) the following current biographical information if desired by the candidate, current:
             403          (I) age;
             404          (II) occupation;
             405          (III) city of residence;
             406          (IV) years of residence in current city; and
             407          (V) email address; and
             408          (C) a single web address where voters may access more information about the
             409      candidate and the candidate's views; and
             410          (iii) factual information pertaining to all ballot propositions submitted to the voters,
             411      including:
             412          (A) a copy of the number and ballot title of each ballot proposition;
             413          (B) the final vote cast for each ballot proposition, if any, by a legislative body if the
             414      vote was required to place the ballot proposition on the ballot;
             415          (C) a complete copy of the text of each ballot proposition, with all new language
             416      underlined and all deleted language placed within brackets; and
             417          (D) other factual information determined helpful by the election official.
             418          (b) The information under Subsection (4)(a) shall be submitted to the lieutenant
             419      governor no later than one business day after the deadline under Subsection (4)(a) for each
             420      general election year and each municipal election year.
             421          (c) The lieutenant governor shall:
             422          (i) review the information submitted under this section, to determine compliance under
             423      this section, prior to placing it on the website;
             424          (ii) refuse to post information submitted under this section on the website if it is not in
             425      compliance with the provisions of this section; and
             426          (iii) organize, format, and arrange the information submitted under this section for the
             427      website.
             428          (d) The lieutenant governor may refuse to include information the lieutenant governor
             429      determines is not in keeping with:
             430          (i) Utah voter needs;


             431          (ii) public decency; or
             432          (iii) the purposes, organization, or uniformity of the website.
             433          (e) A refusal under Subsection (4)(d) is subject to appeal in accordance with
             434      Subsection (5).
             435          (5) (a) A person whose information is refused under Subsection (4), and who is
             436      aggrieved by the determination, may appeal by submitting a written notice of appeal to the
             437      lieutenant governor within 10 business days after the date of the determination. A notice of
             438      appeal submitted under this Subsection (5)(a) shall contain:
             439          (i) a listing of each objection to the lieutenant governor's determination; and
             440          (ii) the basis for each objection.
             441          (b) The lieutenant governor shall review the notice of appeal and shall issue a written
             442      response within 10 business days after the notice of appeal is submitted.
             443          (c) An appeal of the response of the lieutenant governor shall be made to the district
             444      court, which shall review the matter de novo.
             445          (6) (a) The lieutenant governor shall ensure that each voter will be able to conveniently
             446      enter the voter's address information on the website to retrieve information on which offices,
             447      candidates, and ballot propositions will be on the voter's ballot at the next general election or
             448      municipal election.
             449          (b) The information on the website will anticipate and answer frequent voter questions
             450      including the following:
             451          (i) what offices are up in the current year for which the voter may cast a vote;
             452          (ii) who is running for what office and who is the incumbent, if any;
             453          (iii) what address each candidate may be reached at and how the candidate may be
             454      contacted;
             455          (iv) for partisan races only, what, if any, is each candidate's party affiliation;
             456          (v) what qualifications have been submitted by each candidate;
             457          (vi) where additional information on each candidate may be obtained;
             458          (vii) what ballot propositions will be on the ballot; [and]
             459          (viii) what judges are up for retention election[.]; and
             460          (ix) what city managers or municipal attorneys are up for retention election.
             461          (7) As resources are made available and in cooperation with the county clerks, the


             462      lieutenant governor may expand the electronic voter information website program to include
             463      the same information as provided under this section for special elections and primary elections.
             464          Section 8. Section 20A-11-103 is amended to read:
             465           20A-11-103. Notice of pending interim and summary reports -- Form of
             466      submission -- Public availability.
             467          (1) (a) Except as provided under Subsection (1)(b), 10 days before an interim report or
             468      summary report is due under this chapter [or], Chapter 12, Part [2, Judicial Retention
             469      Elections,] 3, Campaign and Financial Reporting Requirements for Judicial Retention
             470      Elections, or Chapter 12a, Part 2, Campaign and Financial Reporting Requirements for
             471      Municipal Retention Elections, the chief election officer shall inform the filing entity by postal
             472      mail or, if requested by the filing entity, by electronic mail:
             473          (i) that the financial statement is due;
             474          (ii) of the date that the financial statement is due; and
             475          (iii) of the penalty for failing to file the financial statement.
             476          (b) The chief election officer is not required to provide notice:
             477          (i) to a candidate or political party of the financial statement that is due before the
             478      candidate's or political party's political convention;
             479          (ii) of a financial statement due in connection with a public hearing for an initiative
             480      under the requirements of Section 20A-7-204.1 ; or
             481          (iii) to a corporation or labor organization, as defined in Section 20A-11-1501 .
             482          (2) A filing entity shall electronically file a financial statement via electronic mail or
             483      the Internet according to specifications established by the chief election officer.
             484          (3) (a) A financial statement is considered timely filed if it is received by the chief
             485      election officer's office before the close of regular office hours on the date that it is due.
             486          (b) A chief election officer may extend the time in which a filing entity is required to
             487      file a financial statement if a filing entity notifies the chief election officer of the existence of
             488      an extenuating circumstance that is outside the control of the filing entity.
             489          (4) Notwithstanding any provision of Title 63G, Chapter 2, Government Records
             490      Access and Management Act, the lieutenant governor shall:
             491          (a) make each campaign finance statement filed by a candidate available for public
             492      inspection and copying no later than one business day after the statement is filed; and


             493          (b) post an electronic copy or the contents of each financial statement in a searchable
             494      format on a website established by the lieutenant governor:
             495          (i) for campaign finance statements submitted to the lieutenant governor under the
             496      requirements of Section 10-3-208 or Section 17-16-6.5 , no later than seven business days after
             497      the date of receipt of the campaign finance statement; or
             498          (ii) for a summary report or interim report filed under the requirements of this chapter
             499      or Chapter 12, Part 2, Judicial Retention Elections, no later than three business days after the
             500      date the summary report or interim report is electronically filed.
             501          (5) If a municipality, under Section 10-3-208 , or a county, under Section 17-16-6.5 ,
             502      elects to provide campaign finance disclosure on its own website, rather than through the
             503      lieutenant governor, the website established by the lieutenant governor shall contain a link or
             504      other access point to the municipality or county website.
             505          Section 9. Section 20A-12a-101 is enacted to read:
             506     
Part 1. Municipal Retention Elections

             507          20A-12a-101. Definitions.
             508          As used in this chapter:
             509          (1) (a) "Contribution" means any of the following when done for a political purpose:
             510          (i) a gift, subscription, donation, loan, advance, or deposit of money or anything of
             511      value given to a qualified municipal appointee or the qualified municipal appointee's personal
             512      campaign committee;
             513          (ii) an express, legally enforceable contract, promise, or agreement to make a gift,
             514      subscription, donation, unpaid or partially unpaid loan, advance, or deposit of money or
             515      anything of value to a qualified municipal appointee or the qualified municipal appointee's
             516      personal campaign committee;
             517          (iii) any transfer of funds from another reporting entity or a corporation to a qualified
             518      municipal appointee or the qualified municipal appointee's personal campaign committee;
             519          (iv) compensation paid by any person or reporting entity other than a qualified
             520      municipal appointee or the qualified municipal appointee's personal campaign committee for
             521      personal services provided without charge to the qualified municipal appointee or the qualified
             522      municipal appointee's personal campaign committee; and
             523          (v) goods or services provided to or for the benefit of the qualified municipal appointee


             524      or the qualified municipal appointee's personal campaign committee at less than fair market
             525      value.
             526          (b) "Contribution" does not include:
             527          (i) services provided without compensation by individuals volunteering time on behalf
             528      of a qualified municipal appointee or the qualified municipal appointee's personal campaign
             529      committee; or
             530          (ii) money lent to a qualified municipal appointee or the qualified municipal
             531      appointee's personal campaign committee by a financial institution in the ordinary course of
             532      business.
             533          (2) "Coordinating with" means that goods or services provided for the benefit of a
             534      qualified municipal appointee are provided:
             535          (a) with the qualified municipal appointee's or the qualified municipal appointee's
             536      personal campaign committee's prior knowledge, if the qualified municipal appointee or the
             537      qualified municipal appointee's personal campaign committee does not object;
             538          (b) by agreement with the qualified municipal appointee or the qualified municipal
             539      appointee's personal campaign committee;
             540          (c) in cooperation with the qualified municipal appointee or the qualified municipal
             541      appointee's personal campaign committee; or
             542          (d) using official logos, slogans, and similar elements belonging to a qualified
             543      municipal appointee.
             544          (3) (a) "Corporation" means a domestic or foreign, profit or nonprofit, business
             545      organization that is registered as a corporation or is authorized to do business in a state and
             546      makes any expenditure from corporate funds for political purposes.
             547          (b) "Corporation" does not mean:
             548          (i) a business organization's political action committee as defined in Section
             549      20A-11-101 or political issues committee as defined in Section 20A-11-101 ; or
             550          (ii) a business entity organized as a partnership or a sole proprietorship.
             551          (4) "Detailed listing" means:
             552          (a) for each contribution:
             553          (i) the name and address of the individual or source making the contribution;
             554          (ii) the amount or value of the contribution; and


             555          (iii) the date the contribution was made; and
             556          (b) for each expenditure:
             557          (i) the amount of the expenditure;
             558          (ii) the person or entity to whom the expenditure was disbursed;
             559          (iii) the specific purpose, item, or service acquired by the expenditure; and
             560          (iv) the date the expenditure was made.
             561          (5) (a) "Expenditure" means:
             562          (i) any disbursement from contributions or from the separate bank account required by
             563      this chapter;
             564          (ii) a purchase, payment, donation, distribution, loan, advance, deposit, gift of money,
             565      or anything of value made for political purposes;
             566          (iii) an express, legally enforceable contract, promise, or agreement to make any
             567      purchase, payment, donation, distribution, loan, advance, deposit, gift of money, or anything of
             568      value for a political purpose;
             569          (iv) compensation paid by a corporation or reporting entity for personal services
             570      rendered by a person without charge to the qualified municipal appointee or the qualified
             571      municipal appointee's personal campaign committee;
             572          (v) a transfer of funds between the qualified municipal appointee's personal campaign
             573      committee and another qualified municipal appointee's personal campaign committee; or
             574          (vi) goods or services provided by the qualified municipal appointee's personal
             575      campaign committee to or for the benefit of another political candidate for a political purpose
             576      at less than fair market value.
             577          (b) "Expenditure" does not include:
             578          (i) services provided without compensation by individuals volunteering time on behalf
             579      of the qualified municipal appointee or a qualified municipal appointee's personal campaign
             580      committee; or
             581          (ii) money lent to a qualified municipal appointee's personal campaign committee by a
             582      financial institution in the ordinary course of business.
             583          (6) "Interim qualified municipal appointee" means a qualified municipal appointee
             584      selected under Subsection 10-3-304 (2) to temporarily fill a vacancy in a qualified municipal
             585      office.


             586          (7) "Interim report" means a report identifying the contributions received and
             587      expenditures made since the last report.
             588          (8) "Personal campaign committee" means the committee appointed by a qualified
             589      municipal appointee to act for the qualified municipal appointee as provided in this chapter.
             590          (9) "Political purposes" means an act done with the intent or in a way to influence or
             591      tend to influence, directly or indirectly, any person to refrain from voting or to vote for or
             592      against any qualified municipal appointee standing for retention at any election.
             593          (10) "Qualified municipal appointee" means:
             594          (a) a city manager appointed under:
             595          (i) Section 10-3b-303 by a city council in a six-member council form of government;
             596      or
             597          (ii) Section 10-3b-403 by a city council in a five-member council form of government;
             598      or
             599          (b) a municipal attorney appointed under Title 10, Chapter 3, Part 9, Appointed
             600      Officials and Their Duties, by:
             601          (i) a city council in a six-member council form of government described in Subsection
             602      10-3b-102 (3); or
             603          (ii) by a city council in a five-member council form of government described in
             604      Subsection 10-3b-102 (2).
             605          (11) "Qualified municipal office" means an office held by a qualified municipal
             606      appointee.
             607          (12) "Reporting entity" means a qualified municipal appointee, a qualified municipal
             608      appointee's personal campaign committee, a candidate, a candidate's personal campaign
             609      committee, an officeholder, a party committee, a political action committee, or a political
             610      issues committee.
             611          (13) "Summary report" means the year-end report containing the summary of a
             612      reporting entity's contributions and expenditures.
             613          Section 10. Section 20A-12a-102 is enacted to read:
             614          20A-12a-102. Municipal appointees -- Retention elections.
             615          (1) (a) Each qualified municipal appointee is subject to an unopposed retention election
             616      at the first municipal general election held more than three years after the qualified municipal


             617      appointee is appointed.
             618          (b) After a qualified municipal appointee's first retention election in the municipality in
             619      which the qualified municipal appointee holds office, the qualified municipal appointee shall
             620      be on the municipal general election ballot for an unopposed retention election every fourth
             621      year.
             622          (2) Each qualified municipal appointee who wishes to retain office shall, in the year the
             623      qualified municipal appointee is subject to a retention election:
             624          (a) file a declaration of candidacy in accordance with Section 20A-9-203 as if the
             625      qualified municipal appointee were a candidate for municipal office, except that the qualified
             626      municipal appointee is not required to meet the residency requirements of Subsection
             627      20A-9-203 (1) unless the qualified municipal appointee is required to meet the residency
             628      requirement by municipal ordinance; and
             629          (b) pay the filing fee, if a filing fee is required by municipal ordinance.
             630          (3) If a qualified municipal appointee is appointed to more than one qualified
             631      municipal office, the qualified municipal appointee shall file a declaration of candidacy for
             632      each qualified municipal office the qualified municipal appointee holds.
             633          (4) The lieutenant governor shall, no later than August 31 of each municipal general
             634      election year, transmit a certified list containing the names of qualified municipal appointees
             635      declaring their candidacy in each city or town to the city recorder or town clerk in which each
             636      qualified municipal appointee is a candidate.
             637          (5) Each municipal clerk shall place the names of the qualified municipal appointees
             638      standing for retention election in the nonpartisan section of the ballot.
             639          (6) At the municipal general election, for each qualified municipal appointee to be
             640      voted on in the municipality, the ballot shall contain the following question:
             641          "Shall __________________________(name of qualified municipal appointee) be
             642      retained in the office of ________________________? (name of qualified municipal office)
             643      Yes No"
             644          (7) (a) If the qualified municipal appointee receives more "yes" votes than "no" votes,
             645      or an equal number of "yes" votes and "no" votes, the qualified municipal appointee retains the
             646      qualified municipal office.
             647          (b) If the qualified municipal appointee receives more "no" votes than "yes" votes, the


             648      qualified municipal appointee is not retained and a vacancy exists in the qualified municipal
             649      office on the first Monday after the municipal general election.
             650          (8) A qualified municipal appointee who is not retained is ineligible for appointment to
             651      the qualified municipal office for which the qualified municipal appointee was not retained for
             652      two years after the day on which the qualified municipal appointee vacated the qualified
             653      municipal office under Subsection (7)(b).
             654          (9) (a) If a qualified municipal appointee stands for retention for more than one office,
             655      the municipal clerk shall place the qualified municipal appointee's name on the ballot
             656      separately for each office the qualified municipal appointee stands for retention.
             657          (b) If the qualified municipal appointee receives more "no" votes than "yes" votes in
             658      one office, and more "yes" votes than "no" votes in the other office, or an equal number of
             659      "yes" votes and "no" votes in the other office, the qualified municipal appointee shall be
             660      retained only in the office for which the qualified municipal appointee receives more "yes"
             661      votes than "no" votes, or an equal number of "yes" votes and "no" votes.
             662          Section 11. Section 20A-12a-201 is enacted to read:
             663     
Part 2. Campaign and Financial Reporting Requirements for

             664     
Municipal Retention Elections

             665          20A-12a-201. Municipal appointees -- Campaign committee.
             666          (1) (a) If a qualified municipal appointee chooses to solicit contributions or make
             667      expenditures to promote the qualified municipal appointee's retention, the qualified municipal
             668      appointee shall establish no more than one retention election personal campaign committee,
             669      consisting of one or more persons, to receive contributions and make expenditures.
             670          (b) A qualified municipal appointee's personal campaign committee shall file reports in
             671      connection with the qualified municipal appointee's retention election campaign.
             672          (c) A qualified municipal appointee or person coordinating with the qualified
             673      municipal appointee may not receive any contributions or make any expenditures other than
             674      through the personal campaign committee established under this section.
             675          (2) (a) The qualified municipal appointee shall file with the lieutenant governor a
             676      signed, written statement containing the name and address of each member of, and the
             677      secretary of, the qualified municipal appointee's personal campaign committee.
             678          (b) The qualified municipal appointee may change the membership of the qualified


             679      municipal appointee's personal campaign committee at any time by filing with the lieutenant
             680      governor a signed statement containing the name and address of any additional members of the
             681      personal campaign committee and identifying any members that have been removed from the
             682      personal campaign committee.
             683          (c) The qualified municipal appointee or the qualified municipal appointee's personal
             684      campaign committee may not make any expenditures on behalf of the qualified municipal
             685      appointee until the statement has been filed.
             686          (3) (a) The qualified municipal appointee's personal campaign committee may not
             687      make an expenditure of more than $1,000 unless the qualified municipal appointee or the
             688      secretary of the qualified municipal appointee's personal campaign committee authorizes the
             689      expenditure in writing.
             690          (b) A qualified municipal appointee or the qualified municipal appointee's personal
             691      campaign committee may not make any expenditures prohibited by law.
             692          (4) A qualified municipal appointee's personal campaign committee is dissolved on the
             693      date that the summary report required by Section 20A-12a-203 is filed.
             694          Section 12. Section 20A-12a-202 is enacted to read:
             695          20A-12a-202. Municipal appointees -- Separate account for campaign funds --
             696      Reporting contributions.
             697          (1) A qualified municipal appointee or the qualified municipal appointee's personal
             698      campaign committee shall deposit each contribution in one or more separate personal campaign
             699      accounts in a financial institution.
             700          (2) The qualified municipal appointee or the qualified municipal appointee's personal
             701      campaign committee may not deposit or mingle any contributions received into a personal or
             702      business account.
             703          (3) (a) As used in this Subsection (3), "received" means:
             704          (i) for a cash contribution, that the cash is given to a qualified municipal appointee or
             705      the qualified municipal appointee's personal campaign committee;
             706          (ii) for a contribution that is a negotiable instrument or check, that the negotiable
             707      instrument or check is negotiated; and
             708          (iii) for any other type of contribution, that any portion of the contribution's benefit
             709      inures to the qualified municipal appointee.


             710          (b) The qualified municipal appointee or the qualified municipal appointee's personal
             711      campaign committee shall report to the lieutenant governor each contribution within 30 days
             712      after the day on which the contribution is received by the qualified municipal appointee.
             713          Section 13. Section 20A-12a-203 is enacted to read:
             714          20A-12a-203. Municipal retention election candidates -- Financial reporting
             715      requirements -- Year-end summary report.
             716          (1) The qualified municipal appointee's personal campaign committee shall file a
             717      summary report with the lieutenant governor by January 10 of the year after a municipal
             718      general election year.
             719          (2) (a) Each summary report shall include the following information as of December 31
             720      of the last municipal general election year:
             721          (i) a single figure equal to the total amount of contributions reported on the interim
             722      report described in Section 20A-12a-204 ;
             723          (ii) a single figure equal to the total amount of expenditures reported on the interim
             724      report;
             725          (iii) a detailed listing of each contribution received since the last summary report that
             726      has not been reported in detail on the interim report;
             727          (iv) for each nonmonetary contribution, the fair market value of the contribution;
             728          (v) a detailed listing of each expenditure made since the last summary report that has
             729      not been reported in detail on the interim report;
             730          (vi) for each nonmonetary expenditure, the fair market value of the expenditure; and
             731          (vii) the net balance for the year, consisting of all contributions minus all expenditures.
             732          (b) (i) For all single contributions of $50 or less, a qualified municipal appointee's
             733      personal campaign committee may report an aggregate figure without a separate detailed
             734      listing.
             735          (ii) A qualified municipal appointee's personal campaign committee may not report
             736      two or more contributions from the same source that have a total aggregate value of more than
             737      $50 in the aggregate figure, but shall report the contributions in the detailed listing.
             738          (3) The qualified municipal appointee shall certify in the summary report that, to the
             739      best of the qualified municipal appointee's knowledge, all contributions and all expenditures
             740      have been reported as of December 31 of the last regular general election year and that the


             741      qualified municipal appointee's personal campaign committee has no financial obligations
             742      outstanding except as set forth in the report.
             743          Section 14. Section 20A-12a-204 is enacted to read:
             744          20A-12a-204. Municipal retention election candidates -- Financial reporting
             745      requirements -- Interim report.
             746          (1) As used in this section, "received" is as defined in Section 20A-12a-202 .
             747          (2) The qualified municipal appointee's personal campaign committee shall file an
             748      interim report with the lieutenant governor before the close of regular office hours on the date
             749      seven days before the day of the municipal general election.
             750          (3) Each interim report shall include the following information:
             751          (a) a detailed listing of each contribution received since the last financial statement;
             752          (b) for each nonmonetary contribution received, the fair market value of the
             753      contribution;
             754          (c) a detailed listing of each expenditure made since the last summary report;
             755          (d) for each nonmonetary expenditure, the fair market value of the expenditure; and
             756          (e) a net balance for the year consisting of all contributions since the last summary
             757      report minus all expenditures since the last summary report.
             758          (4) (a) For all individual contributions of $50 or less, a qualified municipal appointee's
             759      personal campaign committee may report a single aggregate figure without separate detailed
             760      listings.
             761          (b) A qualified municipal appointee's personal campaign committee may not report two
             762      or more contributions from the same source that have an aggregate total value of more than $50
             763      in the aggregate figure, but shall report the contributions in the detailed listing.
             764          (5) In preparing each interim report, the qualified municipal appointee's personal
             765      campaign committee shall report all contributions and all expenditures as of five days before
             766      the required filing date of the report.
             767          Section 15. Section 20A-12a-205 is enacted to read:
             768          20A-12a-205. Municipal appointees -- Failure to file reports -- Penalties.
             769          (1) (a) Except as provided in Subsection (1)(b), if a qualified municipal appointee who
             770      has formed a retention election personal campaign committee under Section 20A-12a-201 fails
             771      to timely file a financial statement required by this part:


             772          (i) the lieutenant governor shall, after making a reasonable attempt to discover if the
             773      personal campaign committee filed a timely report, impose a fine against the filing entity in
             774      accordance with Section 20A-11-1005 ; and
             775          (ii) the qualified municipal appointee is disqualified and is not retained.
             776          (b) Notwithstanding Subsection (1)(a), a qualified municipal appointee is not
             777      disqualified and the lieutenant governor may not impose a fine if:
             778          (i) the qualified municipal appointee timely files the reports required by this section in
             779      accordance with Section 20A-11-103 ;
             780          (ii) the reports are completed, detailing accurately and completely the information
             781      required by this part, except for inadvertent omissions or insignificant errors or inaccuracies;
             782      and
             783          (iii) the omissions, errors, or inaccuracies described in Subsection (2)(b) are corrected
             784      in an amended report or in the next scheduled report.
             785          (2) (a) Within 30 days after a deadline for the filing of a summary report, the lieutenant
             786      governor shall review each filed summary report to ensure that:
             787          (i) each qualified municipal appointee that is required to file a summary report filed a
             788      summary report; and
             789          (ii) each summary report contains the information required by this part.
             790          (b) If it appears that any qualified municipal appointee has failed to file the summary
             791      report required by law, if it appears that a filed summary report does not conform to the law, or
             792      if the lieutenant governor has received a written complaint alleging a violation of the law or the
             793      falsity of any summary report, the lieutenant governor shall, within five days of discovery of a
             794      violation or receipt of a written complaint, after verifying that an allegation in the complaint is
             795      true, notify the qualified municipal appointee of the violation or written complaint and direct
             796      the qualified municipal appointee to file a summary report correcting the problem.
             797          (c) (i) It is unlawful for a qualified municipal appointee to fail to file or amend a
             798      summary report within 14 days after the day on which the qualified municipal appointee
             799      receives the notice described in Subsection (2)(b).
             800          (ii) Each qualified municipal appointee who violates Subsection (2)(c)(i) is guilty of a
             801      class B misdemeanor.
             802          (iii) The lieutenant governor shall report all violations of Subsection (2)(c)(i) to the


             803      attorney general.




Legislative Review Note
    as of 2-24-14 3:52 PM


Office of Legislative Research and General Counsel


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